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\chapter{Flatness revisited} | |
In the past, we have already encountered the notion of \emph{flatness}. We | |
shall now study it in more detail. | |
We shall start by introducing the notion of \emph{faithful} flatness and | |
introduce the idea of ``descent.'' Later, we shall consider other criteria for | |
(normal) flatness that we have not yet explored. | |
We recall (\cref{flatdefn}) that a module $M$ over a commutative ring $R$ is | |
\emph{flat} if the functor $N \mapsto N \otimes_R M$ is an exact functor. An | |
$R$-algebra is flat if it is flat as a module. For instance, we have seen that | |
any localization of $R$ is a flat algebra, because localization is an exact | |
functor. | |
\textbf{All this has not been added yet!} | |
\section{Faithful flatness} | |
\subsection{Faithfully flat modules} | |
Let $R$ be a commutative ring. | |
\begin{definition} | |
The $R$-module $M$ is \textbf{faithfully flat} if any complex $N' \to N | |
\to N''$ of $R$-modules is exact if and only if the tensored sequence $N' | |
\otimes_R M \to N \otimes_R M \to N'' \otimes_R M$ is exact. | |
\end{definition} | |
Clearly, a faithfully flat module is flat. | |
\begin{example} | |
The direct sum of faithfully flat modules is faithfully flat. | |
\end{example} | |
\begin{example} | |
A (nonzero) free module is faithfully flat, because $R$ itself is flat | |
(tensoring with $R$ is the identity functor). | |
\end{example} | |
We shall now prove several useful criteria about faithfully flat modules. | |
\begin{proposition} \label{easyffcriterion} | |
An $R$-module $M$ is faithfully flat if and only if it is flat and if $M | |
\otimes_R N = 0$ implies $N=0$ for any $N$. | |
\end{proposition} | |
\begin{proof} Suppose $M$ faithfully flat | |
Then $M$ is flat, clearly. In addition, if $N$ is any $R$-module, consider the | |
sequence | |
\[ 0 \to N \to 0; \] | |
it is exact if and only if | |
\[ 0 \to M \otimes_R N \to 0 \] | |
is exact. Thus $N=0$ if and only if $M \otimes_R N = 0$. | |
Conversely, suppose $M$ is flat and satisfies the additional condition. We | |
need to show that if $N' | |
\otimes_R M \to N \otimes_R M \to N'' \otimes_R M$ is exact, so is $N' \to N | |
\to N''$. Since $M$ is flat, taking homology commutes with tensoring with $M$. | |
In particular, if $H$ is the homology of $N' \to N \to N''$, then $H \otimes_R | |
M$ is the homology of | |
$N' | |
\otimes_R M \to N \otimes_R M \to N'' \otimes_R M$. It follows that $H | |
\otimes_R M = 0$, so $H=0$, and the initial complex is exact. | |
\end{proof} | |
\begin{example} | |
Another illustration of the above technique is the following observation: if | |
$M$ is faithfully flat and $N \to N'$ is any morphism, then $N \to N'$ is an | |
isomorphism if and only if $M \otimes N' \to M \otimes N$ is an isomorphism. | |
This follows because the condition that a map be an isomorphism can be phrased | |
as the exactness of a certain (uninteresting) complex. | |
\end{example} | |
\begin{exercise} | |
The direct sum of a flat module and a faithfully flat module is faithfully flat. | |
\end{exercise} | |
From the above result, we can get an important example of a faithfully flat | |
algebra over a ring. | |
\begin{example} | |
Let $R$ be a commutative ring, and $\left\{f_i\right\}$ a finite set of | |
elements that generate the unit ideal in $R$ (or equivalently, the basic open | |
sets $D(f_i) = \spec R_{f_i}$ form a covering of $\spec R$). | |
Then the algebra $\prod R_{f_i}$ is faithfully flat over $R$ (i.e., is so as a | |
module). Indeed, as a | |
product of localizations, it is certainly flat. | |
So by \cref{easyffcriterion}, we are left with showing that if $M$ is any | |
$R$-module and $M_{f_i} =0 $ for all $i$, then $M = 0$. | |
Fix $m \in M$, and consider the ideal $\ann(m)$ of elements annihilating $m$. | |
Since $m$ maps to zero in each localization $M_{f_i}$, there is a power of | |
$f_i$ in $\ann(m)$ for each $i$. | |
This easily implies that $\ann(m) = R$, so $m=0$. (We used the fact that if the | |
$\left\{f_i\right\}$ generate the unit ideal, so do $\left\{f_i^N\right\}$ for | |
any $N \in \mathbb{Z}_{\geq 0}$.) | |
\end{example} | |
A functor $F$ between two categories is said to be \textbf{faithful} if the | |
induced map on the hom-sets $\hom(x,y) \to \hom(Fx, Fy)$ is always injective. | |
The following result explains the use of the term ``faithful.'' | |
\begin{proposition} | |
A module $M$ is faithfully flat if and only if it is flat and the functor $N \to N | |
\otimes_R M$ is faithful. | |
\end{proposition} | |
\begin{proof} Let $M$ be flat. | |
We need to check that $M$ is faithfully flat if and only if the natural map | |
\[ \hom_R(N, N') \to \hom_R(N \otimes_R M, N' \otimes_R M) \] | |
is injective. | |
Suppose first $M$ is faithfully flat and $f: N \to N'$ goes to zero $f \otimes | |
1_M: N \otimes_R M \to N' \otimes_R M$. We know by flatness that | |
\[ \im(f) \otimes_R M = \im(f \otimes 1_M) \] | |
so that if $f \otimes 1_M = 0$, then $\im(f) \otimes M = 0$. Thus by faithful | |
flatness, $\im(f) = 0$ by \rref{easyffcriterion}. | |
Conversely, let us suppose $M$ flat and the functor $N \to N \otimes_R M$ | |
faithful. Let $N \neq 0$; then $1_N \neq 0$ as maps $N \to N$. | |
It follows that $1_N \otimes 1_M$ and $0 \otimes 1_M = 0$ are different as | |
endomorphisms of $M \otimes_R N$. Thus $M \otimes_R N \neq 0$. By | |
\rref{easyffcriterion}, we are done again. | |
\end{proof} | |
\begin{example} | |
Note, however, that $\mathbb{Z} \oplus \mathbb{Z}/2$ is a $\mathbb{Z}$-module | |
such that tensoring by it is a faithful but not exact functor. | |
\end{example} | |
Finally, we prove one last criterion: | |
\begin{proposition} \label{ffmaximal} | |
$M$ is faithfully flat if and only if $M$ is flat and $\mathfrak{m}M \neq M$ for all | |
maximal ideals $\mathfrak{m} \subset R$. | |
\end{proposition} | |
\begin{proof} | |
If $M$ is faithfully flat, then $M$ is flat, and $M \otimes_R R/\mathfrak{m} = | |
M/\mathfrak{m}M \neq 0$ for all $\mathfrak{m}$ as $R/\mathfrak{m} \neq 0$, by | |
\rref{easyffcriterion}. So we get one direction. | |
Alternatively, suppose $M$ is flat and $M \otimes_R R/\mathfrak{m} \neq 0$ for | |
all maximal $\mathfrak{m}$. Since every proper ideal is contained in a maximal | |
ideal, it follows that $M \otimes_R R/I \neq 0$ for all proper ideals $I$. We | |
shall use this and \rref{easyffcriterion} to prove that $M$ is faithfully flat | |
Let $N$ now be any nonzero module. Then $N$ contains a \emph{cyclic} submodule, i.e. | |
one isomorphic to $R/I$ for some proper $I$. The injection | |
\[ R/I \hookrightarrow N \] | |
becomes an injection | |
\[ R/I \otimes_R M \hookrightarrow N \otimes_R M, \] | |
and since $R/I \otimes_R M \neq 0$, we find that $N \otimes_R M \neq 0$. By | |
\rref{easyffcriterion}, it follows that $M$ is faithfully flat | |
\end{proof} | |
\begin{corollary} | |
A nonzero finitely generated flat module over a \emph{local} ring is faithfully flat. | |
\end{corollary} | |
\begin{proof} | |
This follows from \cref{ffmaximal} and Nakayama's lemma. | |
\end{proof} | |
A \emph{finitely presented} flat module over a local ring is in fact free, but we do not prove | |
this (except when the ring is noetherian, see \cref{}). | |
\begin{proof} | |
Indeed, let $R$ be a local ring with maximal ideal $\mathfrak{m}$, and $M$ a | |
finitely generated flat $R$-module. Then by Nakayama's lemma, $M/\mathfrak{m}M | |
\neq 0$, so that $M$ must be faithfully flat. | |
\end{proof} | |
\begin{proposition} | |
Faithfully flat modules are closed under direct sums and tensor products. | |
\end{proposition} | |
\begin{proof} | |
Exercise. | |
\end{proof} | |
\subsection{Faithfully flat algebras} | |
Let $\phi: R \to S$ be a morphism of rings, making $S$ into an $R$-algebra. | |
\begin{definition} | |
$S$ is a \textbf{faithfully flat $R$-algebra} if it is faithfully flat as an | |
$R$-module. | |
\end{definition} | |
\begin{example} | |
The map $R \to R[x]$ from a ring into its polynomial ring is always faithfully | |
flat. This is clear. | |
\end{example} | |
Next, we indicate the usual ``sorite'' for faithfully flat morphisms: | |
\begin{proposition} \label{ffsorite} | |
Faithfully flat morphisms are closed under composition and base change. | |
\end{proposition} | |
That is, if $R \to S$, $S \to T$ are faithfully flat, so is $R \to T$. | |
Similarly, if $R \to S$ is faithfully flat and $R'$ any $R$-algebra, then $R' | |
\to S \otimes_R R'$ is faithfully flat. | |
The reader may wish to try this proof as an exercise. | |
\begin{proof} | |
The first result follows because the composite of the two faithful and exact | |
functors (tensoring $ \otimes_R S$ and tensoring $ \otimes_S T$ gives the | |
composite $\otimes_R T$) yields a faithful and exact functor. | |
In the second case, let $M$ be an $R'$-module. Then $M \otimes_{R'} (R' | |
\otimes_R S)$ is canonically isomorphic to $M \otimes_R S$. From this it is | |
clear if the functor $M \mapsto M \otimes_R S$ is faithful and | |
exact, so is | |
$M \mapsto M \otimes_{R'} (R' | |
\otimes_R S)$. | |
\end{proof} | |
Flat maps are usually injective, but they need not be. For instance, if $R$ is a | |
product $R_1 \times R_2$, then the projection map $R \to R_1$ is flat. | |
This never happens for faithfully flat maps. | |
In particular, a quotient can never be faithfully flat. | |
\begin{proposition} \label{ffinjective} | |
If $S$ is a faithfully flat $R$-algebra, then the structure map $R \to S$ is injective. | |
\end{proposition} | |
\begin{proof} | |
Indeed, let us tensor the map $R \to S $ with $S$, over $R$. We get a morphism | |
of $S$-modules | |
\[ S \to S \otimes_R S , \] | |
sending $s \mapsto 1 \otimes s$. | |
This morphism has an obvious section $S \otimes_R S \to S$ sending $a \otimes b | |
\mapsto ab$. Since it has a section, it is injective. But faithful flatness says | |
that the original map $R \to S$ must be injective itself. | |
\end{proof} | |
\begin{example} | |
The converse of \cref{ffinjective} definitely fails. Consider the localization $\mathbb{Z}_{(2)}$; | |
it is a flat $\mathbb{Z}$-algebra, but not faithfully flat (for instance, | |
tensoring with $\mathbb{Z}/3$ yields zero). | |
\end{example} | |
\begin{exercise} | |
Suppose $\phi: R \to S$ is a flat, injective morphism of rings such that $S/\phi(R)$ is a | |
flat $R$-module. Then show that $\phi$ is faithfully flat. | |
\end{exercise} | |
Flat morphisms need not be injective, but they are locally injective. We shall see this using: | |
\begin{proposition} \label{flatlocal} | |
A flat local homomorphism of local rings is faithfully flat. In particular, it | |
is injective. | |
\end{proposition} | |
\begin{proof} | |
Let $\phi: R \to S$ be a local homomorphism of local rings with maximal ideals | |
$\mathfrak{m}, \mathfrak{n}$. Then by definition $\phi(\mathfrak{m}) \subset | |
\mathfrak{n}$. It follows that $S \neq \phi(\mathfrak{m})S$, so by | |
\rref{ffmaximal} we win. | |
\end{proof} | |
The point of the above proof was, of course, the fact that the | |
ring-homomorphism was \emph{local}. If we just had that $\phi( \mathfrak{m})S | |
\subsetneq S$ for every maximal ideal $\mathfrak{m} \subset R$, that would be | |
sufficient for the argument. | |
\begin{corollary} | |
Let $\phi: R \to S$ be a flat morphism. Let $\mathfrak{q} \in \spec S$, | |
$\mathfrak{p} = \phi^{-1}(\mathfrak{q})$ the image in $\spec R$. Then | |
$R_{\mathfrak{p}} \to S_{\mathfrak{q}}$ is faithfully flat, hence injective. | |
\end{corollary} | |
\begin{proof} | |
We only need to show that the map is flat by \cref{flatlocal}. | |
Let $M' \hookrightarrow M$ be an injection of $R_{\mathfrak{p}} \to | |
S_{\mathfrak{q}}$-modules. Note that $M', M$ are then $R$-modules as well. | |
Then | |
$$M' \otimes_{R_{\mathfrak{p}}} S_{\mathfrak{q}} = (M' \otimes_R | |
R_{\mathfrak{p}}) \otimes_{R_{\mathfrak{p}}} S_{\mathfrak{q}} = M' \otimes_R | |
S_{\mathfrak{q}}.$$ | |
Similarly for $M$. | |
This shows that tensoring over $R_{\mathfrak{p}}$ with $S_{\mathfrak{q}}$ is | |
the same as tensoring over $R$ with $S_{\mathfrak{q}}$. But $S_{\mathfrak{q}}$ | |
is flat over $S$, and $S$ is flat over $R$, so by \cref{ffsorite}, | |
$S_{\mathfrak{q}}$ is flat over $R$. Thus the result is clear. | |
\end{proof} | |
\subsection{Descent of properties under faithfully flat base change} | |
Let $S$ be an $R$-algebra. Often, things that are true about objects over $R$ | |
(for instance, $R$-modules) will remain true after base-change to $S$. | |
For instance, if $M$ is a finitely generated $R$-module, then $M \otimes_R S$ | |
is a finitely generated $S$-module. | |
In this section, we will show that we can conclude the \emph{reverse} | |
implication when $S$ is \emph{faithfully flat} over $R$. | |
\begin{exercise} | |
Let $R \to S$ be a faithfully flat morphism of rings. If $S$ is noetherian, so | |
is $R$. The converse is false! | |
\end{exercise} | |
\begin{exercise} Many properties of morphisms of rings are such that if they hold after | |
one makes a faithfully flat base change, then they hold for the original | |
morphism. | |
Here is a simple example. | |
Suppose $S$ is a faithfully flat $R$-algebra. Let $R'$ be any $R$-algebra. | |
Suppose $S' =S \otimes_R R'$ is finitely generated over $R'$. Then $S$ is | |
finitely generated over $R$. | |
To see that, note that $R'$ is the colimit of its finitely generated | |
$R$-subalgebras $R_\alpha$. Thus $S'$ is the colimit of the $R_\alpha | |
\otimes_R S$, which inject into $S'$; finite generation implies that one of | |
the $R_\alpha \otimes_R S \to S'$ is an isomorphism. Now use the fact that | |
isomorphisms ``descend'' under faithfully flat morphisms. | |
In algebraic geometry, one can show that many properties of morphisms of | |
\emph{schemes} allow for descent under faithfully flat base-change. See | |
\cite{EGA}, volume IV-2. | |
\end{exercise} | |
\subsection{Topological consequences} | |
There are many topological consequences of faithful flatness on the $\spec$'s. | |
These are | |
explored in detail in volume 4-2 of \cite{EGA}. We shall only scratch the | |
surface. | |
The reader | |
should bear in mind the usual intuition that flatness means that the fibers | |
``look similar'' to one other. | |
\begin{proposition} | |
Let $R \to S$ be a faithfully flat morphism of rings. Then the map $\spec S | |
\to \spec R$ is surjective. | |
\end{proposition} | |
\begin{proof} Since $R \to S$ is injective, we may regard $R$ as a subring of $S$. | |
We shall first show that: | |
\begin{lemma} \label{intideal} | |
If $I \subset R$ is any ideal, then $R \cap IS = I$. | |
\end{lemma} | |
\begin{proof} | |
To see this, note that the morphism | |
\[ R/I \to S/IS \] | |
is faithfully flat, since faithful flatness is preserved by base-change, and | |
this is the base-change of $R \to S$ via $R \to R/I$. | |
In particular, it is injective. Thus $IS \cap R = I$. | |
\end{proof} | |
Now to see surjectivity, we use a general criterion: | |
\begin{lemma} \label{imagespec} | |
Let $\phi: R \to S$ be a morphism of rings and suppose $\mathfrak{p} \in \spec | |
R$. Then $\mathfrak{p}$ is in the image of $\spec S \to \spec R$ if and only if | |
$\phi^{-1}( \phi(\mathfrak{p}) S) = \mathfrak{p}$. | |
\end{lemma} | |
This lemma will prove the proposition. | |
\begin{proof} | |
Suppose first that $\mathfrak{p}$ is in the image of $\spec S \to \spec R$. In | |
this case, there is $\mathfrak{q} \in \spec S$ such that | |
$ \mathfrak{p}$ is the preimage of $\mathfrak{q}$. | |
In particular, $\mathfrak{q} \supset \phi(\mathfrak{p})S$, so that, if we take | |
pre-images, | |
\[ \mathfrak{p} \supset \phi^{-1}(\phi(\mathfrak{p}) S), \] | |
while the other inclusion is obviously true. | |
Conversely, suppose that $\mathfrak{p} \subset \phi^{-1}(\phi(\mathfrak{p}) | |
S)$. In this case, we know that | |
\[ \phi(R - \mathfrak{p}) \cap \phi(\mathfrak{p})S = \emptyset. \] | |
Now $T = \phi(R - \mathfrak{p})$ is a multiplicatively closed subset. | |
There is a morphism | |
\begin{equation} \label{randomequationwhichidonthaveanamefor} | |
R_{\mathfrak{p}} \to T^{-1}S | |
\end{equation} | |
which sends elements of $\mathfrak{p}$ into non-units, by | |
\eqref{randomequationwhichidonthaveanamefor} so it is a \emph{local} | |
homomorphism. The maximal ideal of $T^{-1} S$ pulls back to that of | |
$R_{\mathfrak{p}}$. By the usual commutative diagrams, it follows that | |
$\mathfrak{p}$ is the preimage of something in $\spec S$. | |
\end{proof} | |
\end{proof} | |
\begin{remark} | |
The converse also holds. If $\phi: R \to S$ is a flat morphism of rings such | |
that $\spec S \to \spec R$ is surjective, then $\phi$ is faithfully flat. | |
Indeed, \cref{imagespec} shows then that for any prime ideal $\mathfrak{p} | |
\subset R$, $\phi(\mathfrak{p})$ fails to generate $S$. | |
This is sufficient to imply that $S$ is faithfully flat by \cref{ffmaximal}. | |
\end{remark} | |
\begin{remark} | |
A ``slicker'' argument that faithful flatness implies surjectiveness on spectra | |
can be given as follows. Let $R \to S$ be faithfully flat. Let $\mathfrak{p} | |
\in \spec R$; we want to show that $\mathfrak{p}$ is in the image of $\spec S$. | |
Now \emph{base change preserves faithful flatness.} So we can replace $R$ by | |
$R/\mathfrak{p}$, $S$ by $S/\mathfrak{p}S$, and assume that $R$ is a domain and | |
$\mathfrak{p} = 0$. | |
Indeed, the commutative diagram | |
\[ \xymatrix{ | |
\spec S/\mathfrak{p}S \ar[d] \ar[r] & \spec R/\mathfrak{p} \ar[d] \\ | |
\spec S \ar[r] & \spec R | |
}\] | |
shows that $\mathfrak{p}$ is in the image of $\spec S \to \spec R$ if and only | |
if $\left\{0\right\}$ is in the image of $\spec S/\mathfrak{p}S \to \spec | |
R/\mathfrak{p}$. | |
We can make another reduction: by localizing at $\mathfrak{p}$ (that is, | |
$\left\{0\right\}$), we may assume that $R$ is local and thus a field. | |
So we have to show that if $R$ is a field and $S$ a faithfully flat | |
$R$-algebra, then $\spec S \to \spec R$ is surjective. But since $S$ is not the | |
zero ring (by \emph{faithful} flatness!), it is clear that $S$ has a prime | |
ideal and $\spec S \to \spec R$ is thus surjective. | |
\end{remark} | |
In fact, one can show that the morphism $\spec S \to \spec R$ is actually an | |
\emph{identification,} that is, a quotient map. This is true more generally | |
for faithfully flat and quasi-compact morphisms of schemes; see \cite{EGA}, | |
volume 4-2. | |
\begin{theorem} | |
Let $\phi: R \to S$ be a faithfully flat morphism of rings. Then $\spec S \to | |
\spec R$ is a quotient map of topological spaces. | |
\end{theorem} | |
In other words, a subset of $\spec R$ is closed if and only if its pre-image | |
in $\spec S$ is closed. | |
\begin{proof} | |
We need to show that if $F \subset \spec R$ is such that its pre-image in | |
$\spec S$ is closed, then $F$ itself is closed. \textbf{ADD THIS PROOF} | |
\end{proof} | |
\section{Faithfully flat descent} | |
Fix a ring $R$, and let $S$ be an $R$-algebra. Then there is a natural functor | |
from $R$-modules to $S$-modules sending $N \mapsto S \otimes_R N$. | |
In this section, we shall be interested in going in the opposite direction, | |
or in characterizing the image of this functor. | |
Namely, given an $S$-module, we want to ``descend'' to an $R$-module when | |
possible; given a morphism of $S$-modules, we want to know when it comes from a | |
morphism of $R$-modules by base change. | |
\add{this entire section!} | |
\subsection{The Amitsur complex} | |
\add{citation needed} | |
Suppose $B$ is an $A$-algebra. | |
Then we can construct a complex of $A$-modules | |
\[ 0 \to A \to B \to B \otimes_A B \to B \otimes_A B \otimes_A B \to \dots \] | |
as follows. | |
For each $n$, we denote by $B^{\otimes n}$ the tensor product of $B$ with | |
itself $n$ times (over $A$). | |
There are morphisms of $A$-algebras | |
\[ d_i: B^{\otimes n} \to B^{\otimes n+1} , \quad 0 \leq i \leq n+1 \] | |
where the map sends | |
\[ b_1 \otimes \dots \otimes b_n \mapsto b_1 \otimes \dots \otimes b_{i-1} | |
\otimes 1 \otimes b_i \otimes \dots \otimes b_n, \] | |
so that the $1$ is placed in the $i$th spot. | |
Then the coboundary | |
$\partial: B^{\otimes n} \to B^{\otimes n+1}$ is defined as $\sum (-1)^i d_i$. | |
It is easy to check that this forms a complex of $A$-modules. | |
\begin{definition} | |
The above complex of $B$-modules is called the \textbf{Amitsur complex} of $B$ | |
over $A$, and we denote it $\mathcal{A}_{B/A}$. It is clearly functorial in | |
$B$; a map of $A$-algebras $B \to C$ induces a morphism of complexes | |
$\mathcal{A}_{B/A} \to \mathcal{A}_{C/A}$. | |
\end{definition} | |
Note that the Amitsur complex behaves very nicely with respect to base-change. | |
If $A'$ is an $A$-algebra and $B' = B \otimes_A A'$ is the base extension, then | |
$\mathcal{A}_{B'/A'} = \mathcal{A}_{B/A} \otimes_A A'$, which follows easily | |
from the fact that base-change commutes with tensor products. | |
In general, the Amitsur complex is not even exact. | |
For instance, if it is exact in degree one, then the map $A \to B$ is necessarily injective. | |
If, however, the morphism is \emph{faithfully flat}, then we do get exactness: | |
\begin{theorem} | |
If $B$ is a faithfully flat $A$-algebra, then the Amitsur complex of $B/A$ is | |
exact. In fact, if $M$ is any $A$-module, then $\mathcal{A}_{B/A} \otimes_A | |
M$ is exact. | |
\end{theorem} | |
\begin{proof} | |
We prove this first under the assumption that $A \to B$ has a section. | |
In this case, we will even have: | |
\begin{lemma} | |
Suppose $A \to B$ is a morphism of rings with a section $B \to A$. Then the | |
Amitsur complex $\mathcal{A}_{B/A}$ is homotopically trivial. (In particular, | |
$\mathcal{A}_{B/A} \otimes_A M$ is acyclic for all $M$.) | |
\end{lemma} | |
\begin{proof} | |
Let $s: B \to A$ be the section; by assumption, this is a morphism of | |
$A$-algebras. We shall define a chain contraction of $\mathcal{A}_{B/A}$. | |
To do this, we must define a collection of morphisms of $A$-modules | |
\( h_{n+1} : B^{\otimes n+1} \to B^{\otimes n}, \) | |
and this we do by sending | |
\[ b_1 \otimes \dots \otimes b_{n+1} \mapsto s(b_{n+1}) \left( b_1 \otimes | |
\dots \otimes b_n \right). \] | |
It is still necessary to check that the $\left\{h_{n+1}\right\}$ form a chain | |
contraction; in other words, that $\partial h_{n} + h_{n+1} \partial = | |
1_{B^{\otimes n}}$. | |
By linearity, we need only check this on elements of the form $b_1 \otimes | |
\dots \otimes b_n$. Then we find | |
\[ \partial h_n (b_1 \otimes b_n) = s(b_1) \sum (-1)^i b_2 \otimes \dots \otimes 1 | |
\otimes \dots \otimes b_n \] | |
where the $1$ is in the $i$th place, | |
while | |
\[ h_{n+1} \partial ( b_1 \otimes \dots \otimes b_n) = b_1 \otimes \dots \otimes b_n + | |
\sum_{i>0} s(b_1) (-1)^{i-1}b_2 \otimes \dots \otimes 1 \otimes \dots \otimes b_n \] | |
where again the $1$ is in the $i$th place. The assertion is from this clear. | |
Note that if $\mathcal{A}_{B/A}$ is contractible, we can tensor the chain | |
homotopy with $M$ to see that $\mathcal{A}_{B/A} \otimes_A M$ is chain contractible | |
for any $M$. | |
\end{proof} | |
With this lemma proved, we see that the Amitsur complex $\mathcal{A}_{B/A}$ | |
(or even $\mathcal{A}_{B/A} \otimes_A M$) is acyclic whenever $B/A$ admits a | |
section. Now if we make the base-change by the morphism $A \to B$, we get the | |
morphism $B \to B \otimes_A B$. That is, | |
\[ B \otimes_A \left( \mathcal{A}_{B/A} \otimes_A M \right)= \mathcal{A}_{B | |
\otimes_A B/B} \otimes_B (M \otimes_A B). \] | |
The latter is acyclic because $B \to B \otimes_A B$ admits a section (namely, | |
$b_1 \otimes b_2 \mapsto b_1 b_2$). So the complex $\mathcal{A}_{B/A} | |
\otimes_A M$ becomes acyclic after base-changing to $B$; this, however, is a | |
faithfully flat base-extension, so the original complex was itself exact. | |
\end{proof} | |
\begin{remark} | |
A powerful use of the Amitsur complex in algebraic geometry is to show that | |
the cohomology of a quasi-coherent sheaf on an affine scheme is trivial. In | |
this case, the Cech complex (of a suitable covering) turns out to be precisely | |
the Amitsur complex (with the faithfully flat morphism $A \to \prod A_{f_i}$ | |
for the $\left\{f_i\right\}$ a family generating the unit ideal). This | |
argument generalizes to showing that the \emph{{\'e}tale} | |
cohomology of a quasi-coherent sheaf on an affine is trivial; cf. \cite{Ta94}. | |
\end{remark} | |
\subsection{Descent for modules} | |
Let $A \to B$ be a faithfully flat morphism of rings. | |
Given an $A$-module $M$, we have a natural way of getting a $B$-module $M_B = M | |
\otimes_A B$. We want to describe the image of this functor; alternatively, | |
given a $B$-module, we want to describe the image of this functor. | |
Given an $A$-module $M$ and the associated $B$-module $M_B = M \otimes_A B$, | |
there are two ways of getting $B \otimes_A B$-modules from $M_B$, namely | |
the two tensor products $M_B \otimes_B (B \otimes_A B)$ according as we pick | |
the first map $b \mapsto b \otimes 1$ from $B \to B \otimes_A B$ or the | |
second $b \mapsto 1 \otimes b$. | |
We shall denote these by $M_B \otimes_A B$ and $B \otimes_A M_B$ with the | |
action clear. | |
But these are naturally isomorphic because both are obtained from $M$ by | |
base-extension $A \rightrightarrows B \otimes_A B$, and the two maps are the | |
same. Alternatively, these two tensor products are | |
$M \otimes_A B \otimes_A B$ and $B \otimes_A M \otimes_A B$ and these are | |
clearly isomorphic by the braiding isomorphism\footnote{It is \emph{not} the | |
braiding isomorphism $M_B \otimes_A B \simeq B \otimes_A M_B$, which is not an | |
isomorphism of $B \otimes_A B$-modules. | |
This is the isomorphism that sends $m \otimes b \otimes b'$ to $b \otimes m | |
\otimes b'$. | |
} of the first two factors as $B \otimes_A B$-modules (with the $B \otimes_A B$ part | |
acting on the $B$'s in the above tensor product!). | |
\begin{definition} | |
The \textbf{category of descent data} for the faithfully flat extension $A \to | |
B$ is defined as follows. An object in this category consists of the following | |
data: | |
\begin{enumerate} | |
\item A $B$-module $N$. | |
\item An isomorphism of $B \otimes_A B$-modules $\phi: N \otimes_A B \simeq B \otimes_A N$. | |
This isomorphism is required to make the following diagram\footnote{This is | |
the cocycle condition.} of $B \otimes_A B | |
\otimes_A B$-modules commutative: | |
\begin{equation} \label{dc} \xymatrix{ | |
B \otimes_A B \otimes_A N \ar[rr]^{\phi_{23}} \ar[rd]^{\phi_{13}} & & B \otimes_A N \otimes_A B | |
\ar[ld]^{\phi_{12}} \\ | |
& N \otimes_A B \otimes_A B | |
}\end{equation} | |
Here $\phi_{ij}$ means that the permutation of the $i$th and $j$th factors of | |
the tensor product is done using the isomorphism $\phi$. | |
\end{enumerate} | |
A morphism between objects $(N, \phi), (N', \psi)$ is a morphism of | |
$B$-modules $f: N \to N'$ that makes the diagram | |
\begin{equation} \label{dc2} \xymatrix{ | |
N \otimes_A B \ar[d]^{f \otimes 1} \ar[r]^{\phi} & B \otimes_A N | |
\ar[d]^{1 \otimes f} \\ | |
N' \otimes_A B \ar[r]^{\psi} & B \otimes_A N' \\ | |
}\end{equation} | |
\end{definition} | |
As we have seen, there is a functor $F$ from $A$-modules | |
to descent data. | |
Strictly speaking, we should check the commutativity of \eqref{dc}, but this | |
is clear: for $N= M\otimes_A B$, \eqref{dc} looks like | |
$$ | |
\xymatrix{ | |
B \otimes_A B \otimes_A M \otimes_A B \ar[rr]^{\phi_{23}} \ar[rd]^{\phi_{13}} & | |
& B \otimes_A M \otimes_A B \otimes_A B | |
\ar[ld]^{\phi_{12}} \\ | |
& M \otimes_A B \otimes_A B \otimes_A B | |
}$$ | |
Here all the maps are just permutations of the factors (that is, the braiding | |
isomorphisms in the structure of symmetric tensor category on the category of | |
$A$-modules), so it clearly commutes. | |
The main theorem is: | |
\begin{theorem}[Descent for modules] | |
The above functor from $A$-modules to descent data for $A \to B$ is an | |
equivalence of categories. | |
\end{theorem} | |
We follow \cite{Vi08} in the proof. | |
\begin{proof} | |
We start by describing the inverse functor from descent data to $A$-modules. | |
Recall that if $M$ is an $A$-module, then $M$ can be characterized as the | |
submodule of $M_B$ consisting of $m \in M_B$ such that $1 | |
\otimes m$ and $m \otimes 1$ corresponded to the same thing in $M_B \otimes_A B | |
\simeq B \otimes_A M_B$. | |
(The case $M = A$ was particularly transparent: elements of $A$ were elements | |
$x \in B$ such that $x \otimes 1 = 1 \otimes x$ in $B \otimes_A B$.) | |
In other words, we had the exact sequence | |
\[ 0 \to M \to M_B \to M_B \otimes_A B . \] | |
We want to imitate this for descent data. | |
Namely, we want to construct a functor $G$ from descent data to $A$-modules. | |
Given descent data $(N, \phi)$ where $\phi: N \otimes_A B \simeq B \otimes_A | |
N$ is an isomorphism of $B \otimes_A B$-modules, we define $GN$ to be | |
\[ GN = \ker ( N \stackrel{n \mapsto 1 \otimes n - \psi(n \otimes 1) }{\to} B | |
\otimes_A N). \] | |
It is clear that this is an $A$-module, and that it is functorial in the | |
descent data. | |
We have also shown that $GF (M)$ is naturally isomorphic to $M$ for any | |
$A$-module $M$. | |
We need to show the analog for $FG(N, \phi)$; in other words, we need to show | |
that any descent data arises via the $F$-construction. Even before that, we | |
need to describe a natural transformation from $FG(N, \phi)$ to the identity. | |
Fix a descent data $(N, \phi)$. | |
Then $G(N, \phi)$ gives an $A$-submodule $M \subset N$. | |
We get a morphism | |
\[ f: M_B = M \otimes_A B \to N \] | |
by the universal property. This sends $m \otimes b \mapsto bm$. | |
The claim is that | |
this is a map of descent data. | |
In other words, we have to show that \eqref{dc2} commutes. | |
The diagram looks like | |
\[ \xymatrix{ | |
M_B \otimes_A B \ar[d]^{f \otimes 1} \ar[r] & B \otimes_A M_B \ar[d]^{1 | |
\otimes f} \\ | |
N \otimes_A B \ar[r]^{\phi} & B \otimes_A N | |
}.\] | |
In other words, if $m\otimes b \in M_B$ and $b' \in B$, we have to show that | |
$\phi( bm \otimes b' ) = (1 \otimes f)( b \otimes m \otimes b') = b \otimes | |
b' m$. | |
However, | |
\[ \phi(bm \otimes b') = (b \otimes b') \phi(m \otimes 1) = (b \otimes b')(1 | |
\otimes m) = b \otimes b'm \] | |
in view of the definition of $M = GN$ as the set of elements such that $\phi(m | |
\otimes 1) = 1 \otimes m$, and the fact that $\phi$ is an isomorphism of $B | |
\otimes_A B$-modules. The equality we wanted to prove is thus clear. | |
So we have the two natural transformations between $FG, GF$ and the respective | |
identity functors. We have already shown that one of them is an isomorphism. | |
Now we need to show that if $(N, \phi)$ is descent data as above, and $M = | |
G(N, \phi)$, the map $F(M) \to (N, \phi)$ is an \emph{isomorphism}. | |
In other words, we have to show that the map | |
\[ M \otimes_A B \to N \] | |
is an isomorphism. | |
Here we shall draw a commutative diagram. Namely, we shall essentially use the Amitsur | |
complex for the faithfully flat map $B \to B \otimes_A B$. We shall obtain a | |
commutative an exact diagram: | |
\[ \xymatrix{ | |
0 \ar[r] & M \otimes_A B \ar[d] \ar[r] & N \otimes_A B | |
\ar[d]^{\phi} \ar[r] & N \otimes_A B \otimes_A B \ar[d]^{\phi_{13}^{-1}} \\ | |
0 \ar[r] & N \ar[r] & B \otimes_A N | |
\ar[r] & B \otimes_A B \otimes_A N | |
}.\] | |
Here the map $$N \otimes_A B \to N \otimes_A B \otimes_A B$$ sends $n \otimes b | |
\mapsto n \otimes 1 \otimes b - \phi(1 \otimes n) \otimes b$. | |
Consequently the first row is exact, $B$ being flat over $A$. | |
The bottom map | |
$$B \otimes_A N \to B \otimes_A N \otimes_A N$$ | |
sends $b \otimes n \mapsto b \otimes 1 \otimes n - 1 \otimes b \otimes n$. | |
It follows by the Amitsur complex that the bottom row is exact too. | |
We need to check that the diagram commutes. Since the two vertical maps on the | |
right are isomorphisms, it will follow that $M \otimes_A B \to N$ is an | |
isomorphism, and we shall be done. | |
Fix $n \otimes b \in N \otimes_A B$. We need to figure out where it goes in $B | |
\otimes_A B \otimes_A N$ under the two maps. Going right gives $n \otimes 1 \otimes b - \phi_{12}( 1 \otimes n \otimes | |
b)$. | |
Going down then gives | |
$\phi_{13}^{-1}(n \otimes 1 \otimes b) - \phi_{13}^{-1}\phi_{12}( 1 \otimes n \otimes | |
b) = | |
\phi_{13}^{-1}(n \otimes 1 \otimes b) - \phi_{23}^{-1}(1 \otimes n \otimes | |
b)$, where we have used the cocycle condition. | |
So this is one of the maps $N \otimes_A B \to B \otimes_A B \otimes_A N$. | |
Now we consider the other way $n \otimes b$ can map to $B \otimes_A B \otimes_A N$. | |
Going down gives $\phi(n \otimes | |
b)$, and then going right gives the difference of two maps $N \otimes_A B \to B | |
\otimes_A B \otimes_A N$, which are the same as above. | |
\end{proof} | |
\subsection{Example: Galois descent} | |
\add{this section} | |
\section{The $\tor$ functor} | |
\subsection{Introduction} | |
Fix $M$. The functor $N \mapsto N \otimes_R M$ is a right-exact functor on the | |
category of $R$-modules. We can thus consider its \emph{left-derived functors} | |
as in \cref{homological}. | |
Recall: | |
\begin{definition} | |
The derived functors of the tensor product functor $N \mapsto N \otimes_R M$ are denoted by | |
$\mathrm{Tor} _R^i( N, M), i \geq 0$. We shall sometimes denote omit the | |
subscript $R$. | |
\end{definition} | |
So in particular, $\mathrm{Tor} _R^0(M,N) = M \otimes N$. | |
A priori, $\tor$ is only a functor of the first variable, but in fact, it is | |
not hard to see that $\tor$ is a covariant functor of two variables $M, N$. | |
In fact, $\tor_R^i(M, N) \simeq \tor_R^i(N, M)$ for any two $R$-modules $M, N$. | |
For proofs, we refer to \cref{homological}. \textbf{ADD: THEY ARE NOT IN THAT | |
CHAPTER YET.} | |
Let us recall the basic properties of $\tor$ that follow from general facts | |
about derived functors. Given an exact sequence | |
\[ 0 \to N' \to N \to N'' \to 0 \] | |
we have a long exact sequence | |
\[ \mathrm{Tor} ^i(N',M) \to \mathrm{Tor} ^i(N,M) \to \mathrm{Tor} ^i(N'',M ) \to \mathrm{Tor} ^{i-1}(N',M) \to \dots \] | |
Since $\tor$ is symmetric, we can similarly get a long exact sequence if we | |
are given a short exact sequence of $M$'s. | |
Recall, moreover, that $\tor$ can be computed explicitly (in theory). | |
If we have modules $M, N$, and a projective resolution $P_* \to N$, then | |
$\tor_R^i(M,N)$ is the $i$th homology of the complex $M \otimes P_*$. | |
We can use this to compute $\tor$ in the case of abelian groups. | |
\begin{example} We compute $\tor_{\mathbb{Z}}^*(A, B)$ whenever $A, B $ are abelian groups | |
and $B$ is finitely generated. This immediately reduces to the case of $B$ | |
either $\mathbb{Z}$ or $\mathbb{Z}/d\mathbb{Z}$ for some $d$ by the | |
structure theorem. When $B= \mathbb{Z}$, there is nothing to | |
compute (derived functors are not very interesting on projective objects!). | |
Let us compute $\tor_{\mathbb{Z}}^*(A, \mathbb{Z}/d\mathbb{Z})$ for an abelian group $A$. | |
Actually, let us be more general and consider the case where the ring is | |
replaced by $\mathbb{Z}/m$ for some $m$ such that $d \mid m$. Then we will | |
compute $\tor_{\mathbb{Z}/m}^*(A, \mathbb{Z}/d)$ for any | |
$\mathbb{Z}/m$-module $A$. The case $m = 0$ | |
will handle the ring $\mathbb{Z}$. | |
Consider the projective resolution | |
\[ | |
\xymatrix{ | |
\cdots \ar[r]^{m/d} & \mathbb{Z}/m\mathbb{Z} \ar[r]^d & \mathbb{Z}/m\mathbb{Z} \ar[r]^{m/d} | |
%& \mathbb{Z}/m\mathbb{Z} \ar[r]^d & \mathbb{Z}/m\mathbb{Z} \ar[r]^{m/d} | |
& \mathbb{Z}/m\mathbb{Z} \ar[r]^{d} & \mathbb{Z}/m\mathbb{Z} \ar[r] & \mathbb{Z}/d\mathbb{Z} \ar[r] & 0. | |
} | |
\] | |
We apply $A \otimes_{\mathbb{Z}/m\mathbb{Z}} \cdot$. Since tensoring (over | |
$\mathbb{Z}/m$!) with $\mathbb{Z}/m\mathbb{Z}$ does nothing, we obtain the complex | |
\[ | |
\xymatrix{ | |
\cdots \ar[r]^{m/d} & A \ar[r]^d & A \ar[r]^{m/d} | |
& A \ar[r]^{d} & A \ar[r] & 0. | |
} | |
\] | |
The groups $\Tor_n^{\mathbb{Z}/m\mathbb{Z}} (A, \mathbb{Z}/d\mathbb{Z})$ are simply the homology groups | |
(ker/im) of | |
the complex, which are simply | |
\begin{align*} | |
\Tor_0^{\mathbb{Z} / m\mathbb{Z}} (A, \mathbb{Z}/d\mathbb{Z}) &\cong A / dA \\ | |
\Tor_n^{\mathbb{Z} / m\mathbb{Z}} (A, \mathbb{Z}/d\mathbb{Z}) &\cong {}_dA/(m/d)A | |
\quad \text{$n$ odd, $n \ge 1$} \\ | |
\Tor_n^{\mathbb{Z} / m\mathbb{Z}} (A, \mathbb{Z}/d\mathbb{Z}) &\cong {}_{m/d}A/dA | |
\quad \text{$n$ even, $n \ge 2$}, | |
\end{align*} | |
where ${}_kA = \{ a \in A \mid ka = 0 \}$ denotes the set of elements of $A$ | |
killed by $k$. | |
\end{example} | |
The symmetry of the tensor product also provides with a simple proof that | |
$\tor$ commutes with filtered colimits. | |
\begin{proposition} \label{torfilteredcolim} | |
Let $M$ be an $R$-module, $\left\{N_i\right\}$ a filtered system of | |
$R$-modules. Then the natural morphism | |
\[ \varinjlim_i \tor_R^i(M, N_i) \to \tor^i_R(M, \varinjlim_i N_i) \] | |
is an isomorphism. | |
\end{proposition} | |
\begin{proof} | |
We can see this explicitly. Let us compute the $\tor$ functors by choosing a | |
projective resolution $P_* \to M$ of $M$ (note that which factor we use is irrelevant, by | |
symmetry!). Then the left side is the colimit | |
\( \varinjlim H(P_* \otimes N_i) \), while the right side is $H(P_* \otimes | |
\varinjlim N_i)$. But tensor products commute with filtered (or arbitrary) | |
colimits, since the tensor product admits a right adjoint. Moreover, we know | |
that homology commutes with filtered colimits. Thus the natural map is an | |
isomorphism. | |
\end{proof} | |
\subsection{$\tor$ and flatness} | |
$\tor$ provides a simple way of detecting flatness. Indeed, one of the basic applications of this is that for a flat module $M$, the tor-functors vanish for $i \geq 1$ (whatever be $N$). | |
Indeed, recall that $\mathrm{Tor} (M,N)$ is computed by taking a projective resolution of $N$, | |
\[ \dots \to P_2 \to P_1 \to P_0 \to M \to 0 \] | |
tensoring with $M$, and taking the homology. But tensoring with $M$ is exact if we have flatness, so the higher $\mathrm{Tor} $ modules vanish. | |
The converse is also true. In fact, something even stronger holds: | |
\begin{proposition} $M$ is flat iff $\mathrm{Tor} ^1(M,R/I)=0$ for all finitely generated ideals $I \subset R$. | |
\end{proposition} | |
\begin{proof} | |
We have just seen one direction. | |
Conversely, suppose $\mathrm{Tor} ^i(M,R/I) = 0$ for all finitely generated | |
ideals $I$ and $i>0$. | |
Then the result holds, first of all, for all ideals $I$, because of | |
\cref{torfilteredcolim} and the fact that $R/I$ is always the colimit of $R/J$ | |
as $J$ ranges over finitely generated ideals $J \subset I$. | |
We now show that $\tor^i(M, N) = 0$ whenever $N$ is finitely generated. To do | |
this, we induct on the number of generators of $N$. When $N$ has one | |
generator, it is cyclic and we are done. Suppose we have proved the result | |
whenever for modules that have $n-1$ generators or less, and suppose $N$ has | |
$n$ generators. | |
Then we can consider an exact sequence of the form | |
\[ 0 \to N' \hookrightarrow N \twoheadrightarrow N'' \to 0 \] | |
where $N'$ has $n-1$ generators and $N''$ is cyclic. Then the long exact | |
sequence shows that $\tor^i(M, N) = 0$ for all $i \geq 1$. | |
Thus we see that $\tor^i(M, N) = 0$ whenever $N$ is finitely generated. Since | |
any module is a filtered colimit of finitely generated ones, we are done by | |
\cref{torfilteredcolim}. | |
\end{proof} | |
Note that there is an exact sequence $0 \to I \to R \to R/I \to 0$ and | |
so | |
\[ \mathrm{Tor} _1(M,R)=0 \to \mathrm{Tor} _1(M,R/I) \to I \otimes M \to M \] | |
is exact, and by this: | |
\begin{corollary} | |
If the map | |
\[ I \otimes M \to M \] | |
is injective for all ideals $I$, then $M$ is flat. | |
\end{corollary} | |
\section{Flatness over noetherian rings} | |
We shall be able to obtain simpler criterion for flatness when the ring in | |
question is noetherian local. For instance, we have already seen: | |
\begin{theorem} | |
If $M$ is a finitely generated module over a noetherian local ring $R$ (with | |
residue field $k$), then $M$ is free if and only if | |
$\tor_1(k, M) = 0$. | |
\end{theorem} | |
In particular, flatness is the same thing as the vanishing of \emph{one} | |
$\tor$ module, and it equates to freeness. Now, we want to generalize this | |
result to the case where $M$ is not necessarily finitely generated over $R$, | |
but finitely generated over an $R$-algebra that is also noetherian local. In | |
particular, we shall get useful criteria for when an extension of | |
noetherian local \emph{rings} | |
(which in general is not finite, or even finitely generated) | |
is flat. | |
We shall prove two main criteria. The \emph{local criterion} is a direct | |
generalization of the above result (the vanishing of one $\tor$ group). The | |
\emph{infinitesimal criterion} reduces checking flatness of $M$ to checking | |
flatness of $M \otimes_R R/\mathfrak{m}^t$ over $R/\mathfrak{m}^t$; in | |
particular, it reduces to the case where the base ring is \emph{artinian.} | |
Armed with these, we will be able to prove a rather difficult theorem that | |
states that we can always find lots of flat extensions of noetherian local | |
rings. | |
\subsection{Flatness over a noetherian local ring} | |
We shall place ourselves in the following situation. $R, S$ are noetherian | |
local rings with maximal ideals $\mathfrak{m} \subset R, \mathfrak{n} \subset | |
S$, and $S$ is an $R$-algebra (and the morphism $R \to S$ is \emph{local}, so | |
$\mathfrak{m}S \subset \mathfrak{n}$). | |
We will want to know when a $S$-module is flat over $R$. In particular, we | |
want a criterion for when $S$ is flat over $R$. | |
\begin{theorem} \label{localcrit} The finitely generated $S$-module $M$ is flat over $R$ iff | |
\[ \mathrm{Tor} ^1_R( k, M) = 0.\] | |
In this case, $M$ is even free. | |
\end{theorem} | |
It is actually striking how little the condition that $M$ is a finitely | |
generated $S$-module enters, or how irrelevant it seems in the statement. The | |
argument will, however, use the fact that $M$ is \emph{separated} with respect | |
to the $\mathfrak{m}$-adic topology, which relies on Krull's intersection | |
theorem (note that since $\mathfrak{m} S \subset \mathfrak{n}$, the | |
$\mathfrak{m}$-adic topology on $M$ is separated). | |
\begin{proof} | |
Necessity is immediate. What we have to prove is sufficiency. | |
First, we claim that if $N$ is an $R$-module of finite length, then | |
\begin{equation} \label{vanishingtorlocal} \mathrm{Tor} ^1_R( N, | |
M)=0.\end{equation} | |
This is because $N$ has by d{\'e}vissage (\cref{filtrationlemma}) a finite filtration | |
$N_i$ whose quotients are of the form $R/\mathfrak{p}$ for $\mathfrak{p}$ | |
prime and (by finite length hypothesis) $\mathfrak{p}= \mathfrak{m}$. So we | |
have a filtration on $M$ whose successive quotients are isomorphic to $k$. | |
We can then climb up the filtration to argue that $\tor^1(N_i, M) = 0$ for | |
each $i$. | |
Indeed, the claim \eqref{vanishingtorlocal} is true $N_0=0 \subset N$ trivially. We climb up the filtration piece by piece inductively; if $\mathrm{Tor} ^1_R(N_i, M)=0$, then the exact sequence | |
\[ 0 \to N_i \to N_{i+1} \to k \to 0 \] | |
yields an exact sequence | |
\[ \mathrm{Tor} ^1_R(N_i, M) \to \mathrm{Tor} ^1_R(N_{i+1}, M) \to 0 \] | |
from the long exact sequence of $\mathrm{Tor} $ and the hypothesis on $M$. | |
The claim is proved. | |
Now we want to prove that $M$ is flat. The idea is to show that $I \otimes_RM | |
\to M$ is injective for any ideal $I \subset R$. We will use some diagram chasing and the Krull intersection theorem on the kernel $K$ of this map, to interpolate between it and various quotients by powers of $\mathfrak{m}$. | |
First we write some exact sequences. | |
We have an exact sequence | |
\[ 0 \to \mathfrak{m}^t \cap I \to I \to I/I \cap \mathfrak{m}^t \to 0\] | |
which we tensor with $M$: | |
\[ \mathfrak{m}^t \cap I \otimes M \to I \otimes M \to I/I \cap \mathfrak{m}^t \otimes M \to 0.\] | |
The sequence | |
\[ 0 \to I/I \cap \mathfrak{m}^t \to R/\mathfrak{m}^t \to R/(I+\mathfrak{m}^t) \to 0\] | |
is also exact, and tensoring with $M$ yields an exact sequence: | |
\[ 0 \to I/I \cap \mathfrak{m}^t \otimes M \to M/\mathfrak{m}^tM \to M/(\mathfrak{m}^t + I) M \to 0\] | |
because $\mathrm{Tor} ^1_R(M, R/(I+\mathfrak{m}^t))=0$ by | |
\eqref{vanishingtorlocal}, as $R/(I + \mathfrak{m}^t)$ is of finite length. | |
Let us draw the following commutative diagram: | |
\begin{equation} \label{keyflatnessdiag} | |
\xymatrix{ | |
& & 0 \ar[d] \\ | |
\mathfrak{m}^t \cap I \otimes M \ar[r] & I \otimes M \ar[r] & I/I \cap \mathfrak{m}^t \otimes M \ar[d] \\ | |
& & M/\mathfrak{m}^t M | |
} \end{equation} | |
Here the column and the row are exact. | |
As a result, if an element in $I \otimes M$ goes to zero in $M$ (a fortiori | |
in $M/\mathfrak{m}^tM$) it must come from $\mathfrak{m}^t \cap I \otimes M$ | |
for all $t$. Thus, by the Artin-Rees lemma, it belongs to $\mathfrak{m}^t(I \otimes M)$ for all $t$, and the Krull intersection theorem (applied to $S$, since $\mathfrak{m}S \subset \mathfrak{n}$) implies it is zero. | |
\end{proof} | |
\subsection{The infinitesimal criterion for flatness} | |
\begin{theorem} \label{infcriterion} Let $R$ be a noetherian local ring, $S$ a noetherian local | |
$R$-algebra. Let $M$ be a finitely generated module over $S$. Then $M$ is | |
flat over $R$ iff $M/\mathfrak{m}^tM$ is flat over $R/\mathfrak{m}^t$ for all $t>0$. | |
\end{theorem} | |
\begin{proof} | |
One direction is easy, because flatness is preserved under base-change $R \to | |
R/\mathfrak{m}^t$. | |
For the other direction, suppose $M/\mathfrak{m}^t M$ is flat over | |
$R/\mathfrak{m}^t$ for all $t$. Then, we need to show that if $I \subset R$ is any ideal, | |
then the map $I \otimes_R M \to M$ is injective. We shall argue that the | |
kernel is zero using the Krull intersection theorem. | |
Fix $t \in \mathbb{N}$. As before, the short exact sequence of | |
$R/\mathfrak{m}^t$-modules $0 \to | |
I/(\mathfrak{m}^t \cap I) \cap R/\mathfrak{m}^t \to R/(\mathfrak{m}^t \cap I) \to 0$ gives an exact | |
sequence (because $M/\mathfrak{m}^t M$ is $R/\mathfrak{m}^t$-flat) | |
\[ 0 \to I/I \cap \mathfrak{m}^t \otimes M \to M/\mathfrak{m}^tM \to M/(\mathfrak{m}^t + I) M \to 0\] | |
which we can fit into a diagram, as in \eqref{keyflatnessdiag} | |
$$\xymatrix{ | |
& & 0 \ar[d] \\ | |
\mathfrak{m}^t \cap I \otimes M \ar[r] & I \otimes M \ar[r] & I/I \cap \mathfrak{m}^t \otimes M \ar[d] \\ | |
& & M/\mathfrak{m}^t M | |
}.$$ | |
The horizontal sequence was always exact, as before. The vertical sequence can be argued to be exact by tensoring the exact sequence | |
\[ 0 \to I/I \cap \mathfrak{m}^t \to R/\mathfrak{m}^t \to R/(I+\mathfrak{m}^t) \to 0\] | |
of $R/\mathfrak{m}^t$-modules with $M/\mathfrak{m}^tM$, and using flatness of | |
$M/\mathfrak{m}^t M$ over $R/\mathfrak{m}^t$ (and \cref{}). | |
Thus we get flatness of $M$ as before. | |
\end{proof} | |
Incidentally, if we combine the local and infinitesimal criteria for flatness, we get a little more. | |
\begin{comment} | |
%% THIS IS NOT ADDED YEt | |
\subsection{The $\gr$ criterion for flatness} | |
Suppose $(R, \mathfrak{m})$ is a noetherian local ring and $(S, \mathfrak{n})$ | |
a local $R$-algebra. | |
As usual, we are interested in criteria for when a finitely generated | |
$S$-module $M$ is flat over $R$. | |
We can, of course, endow $M$ with the $\mathfrak{m}$-adic topology. | |
Then $M$ is a filtered module over the filtered ring $R$ (with the | |
$\mathfrak{m}$-adic topology). | |
We have morphisms for each $i$, | |
\[ \mathfrak{m}^i/\mathfrak{m}^{i +1} \otimes_{R/\mathfrak{m}} | |
M/\mathfrak{m}M \to \mathfrak{m}^i M/\mathfrak{m}^{i+1} M \] | |
that induce map | |
\[ \gr(R) \otimes_{R/\mathfrak{m}} M/\mathfrak{m}M \to \gr(M). \] | |
If $M$ is flat over | |
\end{comment} | |
\subsection{Generalizations of the local and infinitesimal criteria} | |
In the previous subsections, we obtained results that gave criteria for when, | |
given a local homomorphism of noetherian local rings $(R, \mathfrak{m}) \to | |
(S, \mathfrak{n})$, a finitely generated $S$-module was $R$-flat. | |
These criteria generally were related to the $\tor$ groups of the module with | |
respect to $R/\mathfrak{m}$. | |
We are now interested in generalizing the above results to the setting where | |
$\mathfrak{m}$ is replaced by an ideal that \emph{maps into the Jacobson radical of $S$.} | |
In other words, | |
\[ \phi: R \to S \] | |
will be a homomorphism of noetherian rings, and $J \subset R$ will be an ideal | |
such that $\phi(J)$ is contained in every maximal ideal of $S$. | |
Ideally, we are aiming for results of the following type: | |
\begin{theorem}[Generalized local criterion for flatness] \label{localcritg} | |
Let $\phi: R \to S$ be a morphism of noetherian rings, $J \subset R$ an ideal | |
with $\phi(J) $ contained in the Jacobson radical of $S$. | |
Let $M$ be a finitely generated $S$-module. Then $M$ is $R$-flat if and only if | |
$M /JM$ is $R/J$-flat and $\tor_1^R(R/J, M) = 0$. | |
\end{theorem} | |
Note that this is a generalization of \cref{localcrit}. In that case, $R/J$ was | |
a field and the $R/J$-flatness of $M/JM$ was automatic. | |
One key step in the proof of \cref{localcrit} was to go from the hypothesis | |
that $\tor_1(M, k) = 0$ to $\tor_1(M, N) =0 $ whenever $N$ was an $R$-module of | |
\emph{finite length.} | |
We now want to do the same in this generalized case; the analogy would be | |
that, under the hypotheses of \cref{localcritg}, we would like to conclude | |
that $\tor_1^R(M, N) = 0$ whenever $N$ is a finitely generated $R$-module | |
\emph{annihilated by $I$}. | |
This is not quite as obvious because we cannot generally find a filtration on | |
$N$ whose successive quotients are $R/J$ (unlike in the case where $J$ was | |
maximal). | |
Therefore we shall need two lemmas. | |
\begin{remark} | |
One situation where the strong form of the local criterion, \cref{localcritg}, | |
is used is in Grothendieck's proof (cf. EGA IV-11, \cite{EGA}) that the locus of points where a coherent | |
sheaf is flat is open (in commutative algebra language, if $A$ is noetherian | |
and $M$ finitely generated over a finitely generated $A$-algebra $B$, then the | |
set of primes $\mathfrak{q} \in \spec B$ such that $M_{\mathfrak{q}}$ is | |
$A$-flat is open in $\spec B$). | |
\end{remark} | |
\begin{lemma}[Serre] \label{serrelemma} | |
Suppose $R$ is a ring, $S$ an $R$-algebra, and $M$ an $S$-module. | |
Then the following are equivalent: | |
\begin{enumerate} | |
\item $M \otimes_R S$ is $S$-flat and $\tor_1^R(M, S) = 0$. | |
\item $\tor_1^R(M, N) = 0$ whenever $N$ is any $S$-module. | |
\end{enumerate} | |
\end{lemma} | |
We follow \cite{SGA1}. | |
\begin{proof} | |
Let $P$ be an $S$-module (considered as fixed), and $Q$ any (variable) $R$-module. | |
Recall that there is a homology spectral sequence | |
\[ \tor_p^S(\tor_q^R(Q, S), P) \implies \tor_{p+q}^R(Q,P). \] | |
Recall that this is the Grothendieck spectral sequence of the composite functors | |
\[ Q \mapsto Q \otimes_R S, \quad Q' \mapsto Q' \otimes_S P \] | |
because | |
\[ (Q \otimes_R S) \otimes_S P \simeq Q \otimes_R P. \] | |
\add{This, and generalities on spectral sequences, need to be added!} | |
From this spectral sequence, it will be relatively easy to deduce | |
the result. | |
\begin{enumerate} | |
\item Suppose $M \otimes_R S$ is $S$-flat and $\tor_1^R(M, S) = 0$. | |
We want to show that 2 holds, so let $N$ be any $S$-module. | |
Consider the $E_2$ page of the above spectral sequence | |
$\tor_p^S(\tor_q^R(M, S), N) \implies \tor_{p+q}^R(M, N)$. | |
In the terms such that $p+q = 1$, we have the two terms | |
$\tor_0^S(\tor_1^R(M, S), N), \tor_1^S(\tor_0^R(M, S),N)$. | |
But by hypotheses these are both zero. It follows that $\tor_1^R(M, N) = 0$. | |
\item Suppose $\tor_1^R(M, N) = 0$ for each $S$-module $N$. | |
Since this is a {homology} spectral sequence, this implies that the | |
$E_2^{10}$ term vanishes (since nothing will be able to hit this term). | |
In particular $\tor_1^S(M \otimes_R S, N) = 0$ for each $S$-module $N$. | |
It follows that $M \otimes_R S$ is $S$-flat. | |
Hence the higher terms $\tor_p^S(M \otimes_R S, N) = 0$ as well, so the botton row of | |
the $E_2$ page (except $(0,0)$) is thus entirely zero. It follows that the | |
$E_{01}^2$ term vanishes if $E_{\infty}^{01}$ is trivial. | |
This gives that $\tor_1^R(M, S) \otimes_S N = 0$ for every $S$-module $N$, | |
which clearly implies $\tor_1^R(M, S) = 0$. | |
\end{enumerate} | |
\end{proof} | |
As a result, we shall be able to deduce the result alluded to in the motivation | |
following the statement of \cref{localcritg}. | |
\begin{lemma} | |
Let $R$ be a noetherian ring, $J \subset R$ an ideal, $M$ an $R$-module. Then TFAE: | |
\begin{enumerate} | |
\item $\tor_1^R(M, R/J) = 0$ and $M/JM$ is $R/J$-flat. | |
\item $\tor_1^R(M, N) = 0$ for any finitely generated $R$-module $N$ | |
annihilated by a power of $J$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
This is immediate from \cref{serrelemma}, once one notes that any $N$ as in the | |
statement admits a finite filtration whose successive quotients are annihilated | |
by $J$. | |
\end{proof} | |
\begin{proof}[Proof of \cref{localcritg}] | |
Only one direction is nontrivial, so suppose $M$ is a finitely generated | |
$S$-module, with $M/JM$ flat over $R/J$ and $\tor_1^R(M, R/J) = 0$. | |
We know by the lemma that $\tor_1^R(M, N) = 0$ whenever $N$ is finitely | |
generated and annihilated by a power of $J$. | |
So as to avoid repeating the same argument over and over, we encapsulate it in | |
the following lemma. | |
\begin{lemma} \label{flatlemma} Let the hypotheses be as in \cref{localcritg} | |
Suppose for every ideal $I \subset R$, and every $t \in \mathbb{N}$, the map | |
\[ I/I \cap J^t \otimes M \to M/J^t M \] | |
is an injection. Then $M$ is $R$-flat. | |
\end{lemma} | |
\begin{proof} | |
Indeed, then as before, the kernel of $I \otimes_R M \to M$ lives inside the image of $(I \cap J^t) | |
\otimes M \to I \otimes_R M$ for \emph{every} $t$; by the Artin-Rees lemma, and the Krull | |
intersection theorem (since $\bigcap J^t(I \otimes_R M) = \{0\}$), it follows that this kernel is zero. | |
\end{proof} | |
It is now easy to finish the proof. Indeed, we can verify the hypotheses of the | |
lemma by noting that | |
\[ I /I \cap J^t \otimes M \to I \otimes M \] | |
is obtained by tensoring with $M$ the sequence | |
\[ 0 \to I/I \cap J^t \to R/(I \cap J^t) \to R/(I + J^t) \to 0. \] | |
Since $\tor_1^R(M, R/(I + J^t)) = 0$, we find that the map as in the lemma is | |
an injection, and so we are done. | |
\end{proof} | |
The reader can similarly formulate a version of the infinitesimal criterion in | |
this more general case using \cref{flatlemma} and the argument in | |
\cref{infcriterion}. (In fact, the spectral sequence argument of this section | |
is not necessary.) We shall not state it here, as it will appear as a | |
component of \cref{bigflatcriterion}. We leave the details of the proof to the reader. | |
\subsection{The final statement of the flatness criterion} | |
We shall now bundle the various criteria for flatness into one big result, | |
following \cite{SGA1}: | |
\begin{theorem} \label{bigflatcriterion} | |
Let $A, B$ be noetherian rings, $\phi: A \to B$ a morphism making $B$ into an | |
$A$-algebra. Let $I$ be an ideal of $A$ such that $\phi(I)$ is contained in the | |
Jacobson radical of $B$. | |
Let $M$ be a finitely generated $B$-module. | |
Then the following are equivalent: | |
\begin{enumerate} | |
\item $M$ is $A$-flat. | |
\item (Local criterion) $M/IM$ is $A/I$-flat and $\tor_1^A(M, A/I) = 0$. | |
\item (Infinitesimal criterion) $M/I^n M$ is $A/I^n$-flat for each $n$. | |
\item (Associated graded criterion) $M/IM$ is $A/I$-flat and $M/IM \otimes_{A/I} I^n/I^{n+1} \to I^n | |
M/I^{n+1}M$ is an isomorphism for each $n$. | |
\end{enumerate} | |
\end{theorem} | |
The last criterion can be phrased as saying that the $I$-adic \emph{associated | |
graded} of $M$ is determined by $M/IM$. | |
\begin{proof} | |
We have already proved that the first three are equivalent. It is easy to see | |
that flatness of $M$ implies that | |
\begin{equation} \label{flatwantiso} M/IM \otimes_{A/I} I^n/I^{n+1} \to I^n | |
M/I^{n+1}M \end{equation} | |
is an isomorphism for each $n$. | |
Indeed, this easily comes out to be the quotient of $M \otimes_A I^n$ by the | |
image of $M \otimes_A I^{n+1}$, which is $I^n M/I^{n+1}M$ since the map $M | |
\otimes_A I^n \to I^n M$ is an isomorphism. | |
Now we need to show that this last condition implies flatness. | |
To do this, we may (in view of the infinitesimal criterion) assume that $I$ is | |
\emph{nilpotent}, by base-changing to $A/I^n$. | |
We are then reduced to showing that $\tor_1^A(M, A/I) = 0$ (by the local | |
criterion). | |
Then we are, finally, reduced to showing: | |
\begin{lemma} | |
Let $A$ be a ring, $I \subset A$ be a nilpotent ideal, and $M$ any $A$-module. | |
If \eqref{flatwantiso} is an isomorphism for each $n$, then | |
$\tor_1^A(M, A/I) = 0$. | |
\end{lemma} | |
\begin{proof} | |
This is equivalent to the assertion, by a diagram chase, that | |
\[ I \otimes_A M \to M \] | |
is an injection. | |
We shall show more generally that $I^n \otimes_A M \to M$ is an injection for | |
each $n$. When $n \gg 0$, this is immediate, $I$ being nilpotent. So we can use | |
descending induction on $n$. | |
Suppose $I^{n+1} \otimes_A M \to I^{n+1}M$ is an isomorphism. | |
Consider the diagram | |
\[ \xymatrix{ | |
& I^{n+1} \otimes_A M \ar[r] \ar[d] & I^n \otimes_A M \ar[r] \ar[d] & | |
I^n/I^{n+1} \otimes_A M \ar[d] \to | |
0 \\ | |
0 \ar[r] & I^{n+1}M \ar[r] & I^n M \ar[r] & I^nM/I^{n+1}M \ar[r] & 0. | |
}\] | |
By hypothesis, the outer two vertical arrows are isomorphisms. Thus the middle | |
vertical arrow is an isomorphism as well. This completes the induction | |
hypothesis. | |
\end{proof} | |
\end{proof} | |
Here is an example of the above techniques: | |
\begin{proposition} | |
\label{fiberwiseflat} | |
Let $(A, \mathfrak{m}), (B, \mathfrak{n}), (C, \mathfrak{n}')$ be noetherian | |
local rings. Suppose given a commutative diagram of local homomorphisms | |
\[ \xymatrix{ | |
B \ar[rr] & & C \\ | |
& A \ar[ru] \ar[lu]. | |
}\] | |
Suppose $B, C$ are flat $A$-algebras, and $B/\mathfrak{m}B \to C/\mathfrak{m}C$ | |
is a flat morphism. Then $B \to C$ is flat. | |
\end{proposition} | |
Geometrically, this means that flatness can be checked fiberwise if both | |
objects are flat over the base. | |
This will be a useful technical fact. | |
\begin{proof} | |
We will use the associated graded criterion for flatness with the ideal | |
$I = \mathfrak{m}B \subset B$. (Note that we are \emph{not} using the criterion | |
with the maximal ideal here!) Namely, we shall show | |
that | |
\begin{equation} \label{monkey} I^n/I^{n+1} \otimes_{B/I} C/IC \to I^n | |
C/I^{n+1}C \end{equation} | |
is an isomorphism. By \cref{bigflatcriterion}, this will do it. Now we have: | |
\begin{align*} | |
I^n/I^{n+1} \otimes_{B/I} C/IC & \simeq | |
\mathfrak{m}^nB/\mathfrak{m}^{n+1}B \otimes_{B/\mathfrak{m}B} | |
C/\mathfrak{m}C \\ & \simeq | |
(\mathfrak{m}^n/\mathfrak{m}^{n+1})\otimes_{A} B/\mathfrak{m}B \otimes_B | |
C/\mathfrak{m}C \\ | |
& \simeq (\mathfrak{m}^n/\mathfrak{m}^{n+1})\otimes_{A} B \otimes_B | |
C/\mathfrak{m}C \\ | |
& \simeq (\mathfrak{m}^n/\mathfrak{m}^{n+1})\otimes_{A} C/\mathfrak{m}C \\ | |
& \simeq \mathfrak{m}^nC/\mathfrak{m}^{n+1} C \simeq I^n C/I^{n+1}C. | |
\end{align*} | |
In this chain of equalities, we have used the fact that $B, C$ were flat over | |
$A$, so their associated gradeds with respect to $\mathfrak{m} \subset A$ | |
behave nicely. It follows that \eqref{monkey} is an isomorphism, completing the | |
proof. | |
\end{proof} | |
\subsection{Flatness over regular local rings} | |
Here we shall prove a result that implies geometrically, for instance, that a | |
finite morphism between smooth varieties is always flat. | |
\begin{theorem}[``Miracle'' flatness theorem] | |
Let $(A, \mathfrak{m})$ be a regular local (noetherian) ring. Let $(B, | |
\mathfrak{n})$ be a Cohen-Macaulay, local $A$-algebra such that | |
\[ \dim B = \dim A + \dim B/\mathfrak{m}B . \] | |
Then $B$ is flat over $A$. | |
\end{theorem} | |
Recall that \emph{inequality} $\leq$ always holds in the above for any | |
morphism of noetherian local rings (\cref{}), and | |
equality always holds with flatness supposed. | |
We get a partial converse. | |
\begin{proof} | |
We shall work by induction on $\dim A$. | |
Let $x \in \mathfrak{m}$ be a non-zero divisor, so the first element in a | |
regular sequence of parameters. | |
We are going to show that $(A/(x), B/(x))$ satisfies the same hypotheses. | |
Indeed, note that | |
\[ \dim B/(x) \leq \dim A/(x) + \dim B/\mathfrak{m}B \] | |
by the usual inequality. Since $\dim A/(x) = \dim A - 1$, | |
we find that quotienting by $x$ drops the dimension of $B$ by at least one: that is, | |
$\dim B/(x) \leq \dim B - 1$. By the principal ideal theorem, we have equality, | |
\[ \dim B/(x) = \dim B - 1. \] | |
The claim is that $x$ is a non-zero divisor in $B$, and consequently we can | |
argue by induction. | |
Indeed, but $B$ is \emph{Cohen-Macaulay}. Thus, any zero-divisor in $B$ lies in a | |
\emph{minimal} prime (since all associated primes of $B$ are minimal); thus | |
quotienting by a zero-divisor would not bring down the degree. So $x$ is a | |
nonzerodivisor in $B$. | |
In other words, we have found $x \in A$ which is both $A$-regular and | |
$B$-regular (i.e. nonzerodivisors on both), and such that the hypotheses of the theorem apply to the pair | |
$(A/(x), B/(x))$. It follows that $B/(x)$ is flat over $A/(x)$ by the | |
inductive hypothesis. The next lemma will complete the proof. | |
\end{proof} | |
\begin{lemma} | |
Suppose $(A, \mathfrak{m})$ is a noetherian local ring, $(B, \mathfrak{n})$ a | |
noetherian local $A$-algebra, and $M$ a finite $B$-module. Suppose $x \in A$ is | |
a regular element of $A$ which is also regular on $M$. | |
Suppose moreover $M/xM$ is $A/(x)$-flat. Then $M$ is flat over $A$. | |
\end{lemma} | |
\begin{proof} | |
This follows from the associated graded criterion for flatness (see the | |
omnibus result \cref{bigflatcriterion}). | |
Indeed, if we use the notation of that result, we take $I = (x)$. | |
We are given that $M/xM$ is $A/(x)$-flat. So we need to show that | |
\[ M/xM \otimes_{A/(x)} (x^n)/(x^{n+1}) \to x^n M/x^{n+1}M \] | |
is an isomorphism for each $n$. This, however, is implied because | |
$(x^n)/(x^{n+1})$ is isomorphic to $A/(x)$ by regularity, and multiplication | |
\[ M \stackrel{x^n}{\to} x^n M, \quad xM \stackrel{x^n}{\to} x^{n+1}M \] | |
are isomorphisms by $M$-regularity. | |
\end{proof} | |
\subsection{Example: construction of flat extensions} | |
As an illustration of several of the techniques in this chapter and previous | |
ones, we shall show, following \cite{EGA} (volume III, chapter 0) that, given a | |
local ring and an extension of its residue field, one may find a flat | |
extension of this local ring with the bigger field as \emph{its} residue | |
field. One application of this is in showing (in the context of Zariski's | |
Main Theorem) that the fibers of a birational | |
projective morphism of noetherian schemes (where the target is normal) are | |
\emph{geometrically} connected. | |
We shall later give another application in the theory of \'etale morphisms. | |
\begin{theorem} | |
Let $(R, \mathfrak{m})$ be a noetherian local ring with residue field $k$. | |
Suppose $K$ is an extension of $k$. Then there is a noetherian local | |
$R$-algebra $(S, | |
\mathfrak{n})$ with residue field $K$ such that $S$ is flat over $R$ and $\mathfrak{n} = | |
\mathfrak{m}S$. | |
\end{theorem} | |
\begin{proof} | |
Let us start by motivating the theorem when $K$ is generated over $k$ by | |
\emph{one} element. | |
This case can be handled directly, but the general case will require a | |
somewhat tricky passage to the limit. | |
There are two cases. | |
\begin{enumerate} | |
\item | |
First, suppose $K = k(t)$ for $t \in K$ \emph{transcendental} over $k$. In | |
this case, we will take $S$ to be a suitable localization of $R[t]$. Namely, | |
we consider the prime\footnote{It is prime because the quotient is the domain | |
$k[t]$.} ideal $\mathfrak{m} R[t] \subset R[t]$, and let | |
$S = (R[t])_{\mathfrak{m} R[t]}$. | |
Then $S$ is clearly noetherian and local, and moreover $\mathfrak{m}S$ is the | |
maximal ideal of $S$. The residue field of $S$ is $S/\mathfrak{m}S $, which is | |
easily seen to be the quotient field of $R[t]/\mathfrak{m}R[t] = k[t]$, and is | |
thus isomorphic to $K$. Moreover, as a localization of a polynomial ring, $S$ | |
is flat over $R$. | |
Thus we have handled the case of a purely transcendental extension generated | |
by one element. | |
\item | |
Let us now suppose $K = k(a)$ for $a \in K$ \emph{algebraic} over $k$. Then | |
$a$ satisfies a monic irreducible polynomial $\overline{p}(T)$ with coefficients in $k$. | |
We lift $\overline{p}$ to a monic polynomial $p(T) \in R[T]$. The claim is | |
that then, $S = R[T]/(p(T))$ will suffice. | |
Indeed, $S$ is clearly flat over $R$ (in fact, it is free of rank $\deg p$). | |
As it is finite over $R$, $S$ is noetherian. Moreover, $S/\mathfrak{m}S = k[T]/ | |
(p(T)) \simeq K$. It follows that $\mathfrak{m}S \subset S$ is a maximal ideal | |
and that the residue field is $K$. Since any maximal ideal of $S$ contains | |
$\mathfrak{m}S$ by Nakayama,\footnote{\add{citation needed}} we see that $S$ | |
is local as well. Thus we have showed that $S$ satisfies all the conditions we | |
want. | |
\end{enumerate} | |
So we have proved the theorem when $K$ is generated by one element over $k$. | |
In general, we can iterate this procedure finitely many times, so that the | |
assertion is clear when $K$ is a finitely generated extension of $k$. | |
Extending to infinitely generated extensions is trickier. | |
Let us first argue that we can write $K/k$ as a ``transfinite limit'' of | |
monogenic extensions. Consider the set of well-ordered collections | |
$\mathcal{C}'$ of subfields between $k$ and $K$ (containing $k$) such that if $L \in | |
\mathcal{C}'$ has an immediate predecessor $L'$, then $L/L'$ is generated by | |
one element. First, such collections $\mathcal{C}'$ clearly exist; we can take | |
the one consisting only of $k$. The set of such collections is clearly a | |
partially ordered set such that every chain has an upper bound. | |
By Zorn's lemma, there is a \emph{maximal} such collection of subfields, which | |
we now call $\mathcal{C}$. | |
The claim is that $\mathcal{C}$ has a maximal field, which is $K$. Indeed, if | |
it had no maximal element, we could adjoin the union $\bigcup_{F \in | |
\mathcal{C}} F$ to $\mathcal{C}$ and make $\mathcal{C}$ bigger, contradicting | |
maximality. If this maximal field of $\mathcal{C}$ were not $K$, then we could add another | |
element to this maximal subfield and get a bigger collection than | |
$\mathcal{C}$, contradiction. | |
So thus we have a set of fields $K_\alpha$ (with $\alpha$, the | |
index, ranging over a well-ordered set) between $k$ and $K$, | |
such that if $\alpha$ has a successor $\alpha'$, then | |
$K_\alpha'$ is generated by one element over $K_\alpha$. Moreover $K$ is the | |
largest of the $K_\alpha$, and $k$ is the smallest. | |
We are now going to define a collection of rings $R_\alpha$ by transfinite | |
induction on $\alpha$. We start the induction with $R_0 = R$ (where $0$ is the | |
smallest allowed $\alpha$). The inductive hypothesis that we will want to | |
maintain is that $R_\alpha$ is a noetherian local ring with maximal ideal | |
$\mathfrak{m}_\alpha$, flat over $R$ and | |
satisfying $\mathfrak{m} R_\alpha = \mathfrak{m}_\alpha$; we require, | |
moreover, that the residue field of $R_\alpha$ be $K_\alpha$. Thus if we can | |
do this at each step, we will be able to work up to $K$ and get the ring $S$ | |
that we want. | |
We are, moreover, going to construct the $R_\alpha$ such that whenever $\beta < | |
\alpha$, $R_\alpha$ is a $R_\beta$-algebra. | |
Let us assume that $R_\beta$ has been defined for all $\beta < \alpha$ and | |
satisfies the conditions. Then | |
we want to define $R_\alpha$ in an appropriate way. If we can do this, then we | |
will have proved the result. | |
There are two cases: | |
\begin{enumerate} | |
\item $\alpha$ has an immediate predecessor $\alpha_{pre} $. In this case, we | |
can define $R_\alpha$ from $R_{\alpha_{pre}}$ as above (because | |
$K_\alpha/K_{\alpha_{pre}}$ is monogenic). | |
\item $\alpha$ has no immediate predecessor. Then we define $R_\alpha = | |
\varinjlim_{\beta < \alpha} R_\beta$. The following lemma will show that | |
$R_\alpha$ satisfies the appropriate hypotheses. | |
\end{enumerate} | |
This completes the proof, modulo \cref{indlimnoetherianlocal}. | |
\end{proof} | |
We shall need the following lemma to see that we preserve noetherianness when | |
we pass to the limit. | |
\begin{lemma}\label{indlimnoetherianlocal} | |
Suppose given an inductive system $\left\{(A_\alpha, | |
\mathfrak{m}_{\alpha})\right\}$ of noetherian | |
rings and flat local homomorphisms, starting with $A_0$. | |
Suppose moreover that $\mathfrak{m}_{\alpha} A_{\beta} = \mathfrak{m}_{\beta}$ | |
whenever $\alpha < \beta$. | |
Then $A = \varinjlim A_\alpha$ is a | |
noetherian local ring, flat over each $A_\alpha$. Moreover, if $\mathfrak{m} \subset A$ | |
is the maximal ideal, then $\mathfrak{m}_\alpha A = \mathfrak{m}$. The residue | |
field of $A$ is $\varinjlim A_\alpha/\mathfrak{m}_\alpha$. | |
\end{lemma} | |
\begin{proof} | |
First, it is clear that $A$ is a local ring (\cref{} \add{reference!}) with | |
maximal ideal equal to $\mathfrak{m}_\alpha A$ for any $\alpha $ in the | |
indexing set, and that $A$ has the appropriate residue field. Since filtered colimits preserve flatness, flatness of $A$ is | |
also clear. | |
We need to show that $A$ is noetherian; this is the crux of the lemma. | |
To prove that $A$ is noetherian, we are going to show that its | |
$\mathfrak{m}$-adic completion $\hat{A}$ is noetherian. Fortunately, we have a | |
convenient criterion for this. If $\hat{\mathfrak{m}}= | |
\mathfrak{m}\hat{A}$, then $\hat{A}$ is complete with respect to the | |
$\hat{\mathfrak{m}}$-adic topology. So if we show that | |
$\hat{A}/\hat{\mathfrak{m}}$ is noetherian and | |
$\hat{\mathfrak{m}}/\hat{\mathfrak{m}^2}$ is a finitely generated | |
$\hat{A}$-module, we will have shown that $\hat{A}$ is noetherian by | |
\cref{completenoetherian}. | |
But $\hat{A}/\hat{\mathfrak{m}}$ is a field, so obviously noetherian. | |
Also, $\hat{\mathfrak{m}}/\hat{\mathfrak{m}}^2 = \mathfrak{m}/\mathfrak{m}^2$, | |
and by flatness of $A$, this is | |
\[ A \otimes_{A_\alpha} \mathfrak{m}_\alpha/\mathfrak{m}_\alpha^2 \] | |
for any $\alpha$. Since $A_\alpha$ is noetherian, we see that this is finitely | |
generated. The criterion \cref{completenoetherian} now shows that the completion $\hat{A}$ is | |
noetherian. | |
Finally, we need to deduce that $A$ is itself noetherian. | |
To do this, | |
we shall show that $\hat{A}$ is faithfully flat over $A$. Since noetherianness | |
``descends'' under faithfully flat extensions (\add{citation needed}), this | |
will be enough. It suffices to show that $\hat{A}$ is \emph{flat} over each | |
$A_\alpha$. For this, we use the infinitesimal criterion; we have that | |
\[ \hat{A} \otimes_{A_\alpha} A_\alpha/\mathfrak{m}_\alpha^t = | |
\hat{A}/\hat{\mathfrak{m}^t} = A/\mathfrak{m}^t = A/A\mathfrak{m}_\alpha^t, \] | |
which is flat over $A_\alpha/\mathfrak{m}_\alpha^t$ since $A$ is flat over | |
$A_\alpha$. | |
It follows that $\hat{A}$ is flat over each $A_\alpha$. | |
If we want to see that $A \to \hat{A}$ is flat, we let $I \subset A$ be a | |
finitely generated | |
ideal; we shall prove that $I \otimes_A \hat{A} \to \hat{A}$ is injective | |
(which will establish flatness). We know that there is an ideal $I_\alpha \subset A_\alpha$ for some | |
$A_\alpha$ such that | |
\[ I = I_\alpha A = I_\alpha \otimes_{A_\alpha} A. \] | |
Then | |
\[ I \otimes_A \hat{A} = I_\alpha \otimes_{A_\alpha} \hat{A} \] | |
which injects into $\hat{A}$ as $A_\alpha \to \hat{A}$ is flat. | |
\begin{comment} | |
Let us first show that $A$ is \emph{separated} with respect to the | |
$\mathfrak{m}$-adic topology. Fix $x \in A$. Then $x$ lies in the subring | |
$A_\alpha$ for some fixed $\alpha$ depending on $\alpha$ (note that $A_\alpha | |
\to A$ is injective since a flat morphism of local rings is \emph{faithfully | |
flat}). If $x \in \mathfrak{m}^n = A \mathfrak{m}_\alpha^n$, then $x \in | |
\mathfrak{m}_\alpha^n$ by faithful flatness and \cref{intideal}. | |
So if $x \in \mathfrak{m}^n$ for all $n$, then $x \in \mathfrak{m}_\alpha^n$ | |
for all $n$; the separatedness of $A_\alpha$ with respect to the | |
$\mathfrak{m}_\alpha$-adic topology now shows $x=0$. | |
\end{comment} | |
\end{proof} | |
\subsection{Generic flatness} | |
Suppose given a module $M$ over a noetherian \emph{domain} $R$. Then $M | |
\otimes_R K(R)$ is a finitely generated free module over the field $K(R)$. | |
Since $K(R)$ is the inductive limit $\varinjlim R_f$ as $f$ ranges over $(R - | |
\left\{0\right\})/R^*$ and $K(R) \otimes_R M \simeq \varinjlim_{f \in (R - | |
\left\{0\right\})/R^*} M_f$, it follows by the general theory of \cref{} that | |
there exists $f \in R - \left\{0\right\}$ such that $M_f$ is free over $R_f$. | |
Here $\spec R_f = D(f) \subset \spec R$ should be thought of as a ``big'' | |
subset of $\spec R$ (in fact, as one can check, it is \emph{dense} and open). | |
So the moral of this argument is that $M$ is ``generically free.'' If we had | |
the language of schemes, we could make this more precise. | |
But the idea is that localizing at $M$ corresponds to restricting the | |
\emph{sheaf} associated to $M$ to $D(f) \subset \spec R$; on this dense open subset, we | |
get a free sheaf. | |
(The reader not comfortable with such ``finitely presented'' arguments will | |
find another one below, that also works more generally.) | |
Now we want to generalize this to the case where $M$ is finitely generated not | |
over $R$, but over a finitely generated $R$-algebra. In particular, $M$ could | |
itself be a finitely generated $R$-algebra! | |
\begin{theorem}[Generic freeness] | |
Let $S$ be a finitely generated algebra over the noetherian domain $R$, and | |
let $M$ be a finitely generated $S$-module. Then there is $f \in R - | |
\left\{0\right\}$ such that $M_f$ is a free (in particular, flat) $R$-module. | |
\end{theorem} | |
\begin{proof} We shall first reduce the result to one about rings instead of | |
modules. By Hilbert's basis theorem, we know that $S$ is noetherian. | |
By d\'evissage (\cref{devissage}), there is a finite filtration of $M$ by | |
$S$-submodules, | |
\[ 0 = M_0 \subset M_1 \subset \dots \subset M_k = M \] | |
such that the quotients $M_{i+1}/M_i$ are isomorphic to quotients | |
$S/\mathfrak{p}_i$ for the $\mathfrak{p}_i \in \spec S$. | |
Since localization is an exact functor, it will suffice to show that there | |
exists an $f$ such that $(S/\mathfrak{p}_i)_f$ is a free $R$-module for each | |
$f$. Indeed, it is clear that if a module admits a finite filtration all of | |
whose successive quotients are free, then the module itself is free. | |
We may thus even reduce to the case where $M = S/\mathfrak{p}$. | |
So we are reduced to showing that if we have a finitely generated | |
\emph{domain} $T$ over $R$, then there exists $f \in R - \left\{0\right\}$ | |
such that $T_f$ is a free $R$-module. | |
If $R \to T$ is not injective, then the result is obvious (localize at | |
something nonzero in the kernel), so we need only handle the case where $R \to | |
T$ is a monomorphism. | |
By the Noether normalization theorem, there are $d$ elements of $T \otimes_R K(R)$, which we | |
denote by $t_1, \dots, t_d$, which are algebraically independent over $K(R)$ | |
and such that $T \otimes_R K(R)$ is integral over $K(R)[t_1, \dots, t_d]$. | |
(Here $d$ is the transcendence degree of $K(T)/ | |
K(R)$.) | |
If we localize at some highly divisible element, we can assume that $t_1, | |
\dots, t_d$ all lie in $T$ itself. \emph{Let us assume that the result for | |
domains is true whenever the transcendence degree is $< d$, so that we can | |
induct.} | |
Then we know that $R[t_1, \dots, t_d] \subset T$ is a polynomial ring. | |
Moreover, each of the finitely many generators of $T/R$ satisfies a monic polynomial | |
equation over $K(R)[t_1, \dots, t_d]$ (by the integrality part of Noether | |
normalization). If we localize $R$ at a highly divisible element, we may | |
assume that the coefficients of these polynomials belong to $R[t_1, \dots, | |
t_d]$. | |
We have thus reduced to the following case. $T$ is a finitely generated domain | |
over $R$, \emph{integral} over the polynomial ring $R[t_1, \dots, t_d]$. In | |
particular, it is a finitely generated module over the polynomial ring $R[t_1, | |
\dots, t_d]$. | |
Thus we have some $r$ and an exact sequence | |
\[ 0 \to R[t_1, \dots, t_d]^r \to T \to Q \to 0, \] | |
where $Q$ is a torsion $R[t_1, \dots, t_d]^r$-module. Since the polynomial | |
ring is free, we are reduced to showing that by localizing at a suitable | |
element of $R$, we can make $Q$ free. | |
But now we can do an inductive argument. $Q$ has a finite filtration by | |
$T$-modules whose | |
quotients are isomorphic to $T/\mathfrak{p}$ for nonzero primes | |
$\mathfrak{p}$ with $\mathfrak{p} \neq 0$ as $T$ is torsion; these are still domains finitely generated over $R$, but such | |
that the associated transcendence degree is \emph{less} than $d$. We have | |
already assumed the statement proven for domains where the transcendence | |
degree is $< d$. Thus we can | |
find a suitable localization that makes all these free, and thus $Q$ free; it | |
follows that with this localization, $T$ becomes free too. | |
\end{proof} | |