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\chapter{The Frobenius element} | |
Throughout this chapter $K/\QQ$ is a Galois extension with Galois group $G$, | |
$p$ is an \emph{unramified} rational prime in $K$, and $\kp$ is a prime above it. | |
Picture: | |
\begin{center} | |
\begin{tikzcd} | |
K \ar[d, dash] | |
& \supset | |
& \OO_K \ar[d, dash] | |
& \kp \ar[d, dash] | |
& \OO_K/\kp \cong \FF_{p^f} \ar[d, dash] \\ | |
\QQ & \supset & \ZZ & (p) & \FF_p | |
\end{tikzcd} | |
\end{center} | |
If $p$ is unramified, then one can show there | |
is a unique $\sigma \in \Gal(L/K)$ such that | |
$\sigma(\alpha) \equiv \alpha^p \pmod{\kp}$ for every prime $p$. | |
\section{Frobenius elements} | |
\prototype{$\Frob_\kp$ in $\ZZ[i]$ depends on $p \pmod 4$.} | |
Here is the theorem statement again: | |
\begin{theorem}[The Frobenius element] | |
Assume $K/\QQ$ is Galois with Galois group $G$. | |
Let $p$ be a rational prime unramified in $K$, and $\kp$ a prime above it. | |
There is a \emph{unique} element $\Frob_\kp \in G$ | |
with the property that | |
\[ \Frob_\kp(\alpha) \equiv \alpha^{p} \pmod{\kp}. \] | |
It is called the \vocab{Frobenius element} at $\kp$, and has order $f$. | |
\end{theorem} | |
The \emph{uniqueness} part is pretty important: | |
it allows us to show that a given $\sigma \in \Gal(L/K)$ | |
is the Frobenius element by just observing that it satisfies | |
the above functional equation. | |
Let's see an example of this: | |
\begin{example}[Frobenius elements of the Gaussian integers] | |
Let's actually compute some Frobenius elements for $K = \QQ(i)$, | |
which has $\OO_K = \ZZ[i]$. | |
This is a Galois extension, with $G = \Zm2$, | |
corresponding to the identity and complex conjugation. | |
If $p$ is an odd prime with $\kp$ above it, | |
then $\Frob_\kp$ is the unique element such that | |
\[ (a+bi)^p \equiv \Frob_\kp(a+bi) \pmod{\kp} \] | |
in $\ZZ[i]$. In particular, | |
\[ \Frob_\kp(i) = i^p = | |
\begin{cases} | |
i & p \equiv 1 \pmod 4 \\ | |
-i & p \equiv 3 \pmod 4. | |
\end{cases} | |
\] | |
From this we see that $\Frob_\kp$ is the identity when $p \equiv 1 \pmod 4$ | |
and $\Frob_\kp$ is complex conjugation when $p \equiv 3 \pmod 4$. | |
\end{example} | |
Note that we really only needed to compute $\Frob_\kp$ on $i$. | |
If this seems too good to be true, | |
a philosophical reason is ``freshman's dream'' | |
where $(x+y)^p \equiv x^p + y^p \pmod{p}$ (and hence mod $\kp$). | |
So if $\sigma$ satisfies the functional equation on generators, | |
it satisfies the functional equation everywhere. | |
We also have an important lemma: | |
\begin{lemma} | |
[Order of the Frobenius element] | |
Let $\Frob_\kp$ be a Frobenius element from an extension $K/\QQ$. | |
Then the order of $\Frob_\kp$ is equal to the inertial degree $f_\kp$. | |
In particular, $(p)$ splits completely in $\OO_K$ | |
if and only if $\Frob_\kp = \id$. | |
\end{lemma} | |
\begin{exercise} | |
Prove this lemma as by using the fact that $\OO_K / \kp$ | |
is the finite field of order $f_\kp$, | |
and the Frobenius element is just $x \mapsto x^p$ on this field. | |
\end{exercise} | |
Let us now prove the main theorem. | |
This will only make sense in the context of decomposition groups, | |
so readers which skipped that part should omit this proof. | |
\begin{proof} | |
[Proof of existence of Frobenius element] | |
The entire theorem is just a rephrasing of the fact | |
that the map $\theta$ defined in the last section | |
is an isomorphism when $p$ is unramified. | |
Picture: | |
\begin{center} | |
\begin{asy} | |
size(12cm); | |
filldraw( (-4,-2)--(-4,2)--(1.5,2)--(1.5,-2)--cycle, lightblue+opacity(0.2), black); | |
label("$G = \operatorname{Gal}(K/\mathbb Q)$", (-1,2), dir(90)); | |
dot( (-1.1,-1.2) ); | |
dot( (-1.4,0.9) ); | |
dot( (-2,1.4) ); | |
dot( (-2.7,-0.4) ); | |
dot( (-3.1,0.2) ); | |
dot( (-3.4,-1.6) ); | |
filldraw(scale(0.8,1.8)*unitcircle, lightcyan+opacity(0.4), black); | |
label("$D_{\mathfrak p}$", (0.8,2), dir(-90)); | |
for (real y=-1.5; y<2; ++y) { dot( (0,y) ); } | |
label("$\operatorname{Frob}_{\mathfrak p}$", (0,-1.5), dir(90)); | |
filldraw(shift(5,0)*scale(0.8,1.8)*unitcircle, lightcyan+opacity(0.4), black); | |
for (real y=0.5; y<2; ++y) { dot( (5,y) ); } | |
dot("$T$", (5,-1.5), dir(45)); | |
dot("$T^2$", (5,-0.5), dir(45)); | |
draw( (1,0)--(4,0), Arrows ); | |
label("$\left<T \mid T^f=1\right>$", (5,1.8), dir(90)); | |
draw( (0.2,-1.5)--(4.8,-1.5), dashed, EndArrow); | |
label("$\theta(\operatorname{Frob}_{\mathfrak p}) = T$", (2.8,-1.5), dir(-90)); | |
label("$\theta$", (2.5,0), dir(90)); | |
label("$\cong$", (2.5,0), dir(-90)); | |
\end{asy} | |
\end{center} | |
In here we can restrict our attention to $D_\kp$ | |
since we need to have $\sigma(\alpha) \equiv 0 \pmod \kp$ | |
when $\alpha \equiv 0 \pmod \kp$. | |
Thus we have the isomorphism | |
\[ D_\kp \taking\theta \Gal\left( (\OO_K/\kp) / \FF_p \right). \] | |
But we already know $\Gal\left( (\OO_K/\kp)/\FF_p \right)$, | |
according to the string of isomorphisms | |
\[ | |
\Gal\left( (\OO_K/\kp) / \FF_p \right) | |
\cong \Gal\left( \FF_{p^f} / \FF_p \right) | |
\cong \left< T = x \mapsto x^p \right> | |
\cong \Zc{f} . | |
\] | |
So the unique such element is the pre-image of $T$ under $\theta$. | |
\end{proof} | |
\section{Conjugacy classes} | |
Now suppose $\kp_1$ and $\kp_2$ are \emph{two} primes above an unramified rational prime $p$. | |
Then we can define $\Frob_{\kp_1}$ and $\Frob_{\kp_2}$. | |
Since the Galois group acts transitively, | |
we can select $\sigma \in \Gal(K/\QQ)$ be such that | |
\[ \sigma(\kp_1) = \kp_2. \] | |
We claim that | |
\[ | |
\Frob_{\kp_2} = \sigma \circ \Frob_{\kp_1} \circ \sigma\inv. | |
\] | |
Note that this is an equation in $G$. | |
\begin{ques} | |
Prove this. | |
\end{ques} | |
More generally, for a given unramified rational prime $p$, we obtain: | |
\begin{theorem} | |
[Conjugacy classes in Galois groups] | |
The set | |
\[ \left\{ \Frob_\kp \mid \kp \text{ above } p \right\} \] | |
is one of the conjugacy classes of $G$. | |
\end{theorem} | |
\begin{proof} | |
We've used the fact that $G = \Gal(K/\QQ)$ is transitive | |
to show that $\Frob_{\kp_1}$ and $\Frob_{\kp_2}$ are conjugate | |
if they both lie above $p$; hence it's \emph{contained} in some | |
conjugacy class. | |
So it remains to check that for any $\kp$, $\sigma$, | |
we have $\sigma \circ \Frob_\kp \circ \sigma\inv = \Frob_{\kp'}$ | |
for some $\kp'$. For this, just take $\kp' = \sigma\kp$. | |
Hence the set is indeed a conjugacy class. | |
\end{proof} | |
%We denote the conjugacy class by the \vocab{Frobenius symbol} | |
%\[ \left( \frac{K/\QQ}{p} \right). \] | |
In summary, | |
\begin{moral} | |
$\Frob_{\kp}$ is determined up to conjugation by the prime $p$ | |
from which $\kp$ arises. | |
\end{moral} | |
So even though the Gothic letters look scary, the content of $\Frob_{\kp}$ | |
really just comes from the more friendly-looking rational prime $p$. | |
\begin{example} | |
[Frobenius elements in $\QQ(\cbrt2,\omega)$] | |
With those remarks, here is a more involved example of a Frobenius map. | |
Let $K = \QQ(\cbrt2, \omega)$ be the splitting field of | |
\[ t^3-2 = (t-\cbrt2)(t-\omega\cbrt2)(t-\omega^2\cbrt2). \] | |
Thus $K/\QQ$ is Galois. | |
We've seen in an earlier example that | |
\[ \OO_K = \ZZ[\eps] \quad\text{where}\quad \eps \text { is a root of } t^6+3t^5-5t^3+3t+1. \] | |
Let's consider the prime $5$ which factors (trust me here) as | |
\[ (5) = (5, \eps^2+\eps+2)(5, \eps^2+3\eps+3)(5, \eps^2+4\eps+1) | |
= \kp_1 \kp_2 \kp_3. \] | |
Note that all the prime ideals have inertial degree $2$. | |
Thus $\Frob_{\kp_i}$ will have order $2$ for each $i$. | |
Note that | |
\[ \Gal(K/\QQ) = | |
\text{permutations of } \{\cbrt2,\omega\cbrt2,\omega^2\cbrt2\} | |
\cong S_3. \] | |
In this $S_3$ there are $3$ elements of order two: | |
fixing one root and swapping the other two. | |
These correspond to each of $\Frob_{\kp_1}$, $\Frob{\kp_2}$, $\Frob_{\kp_3}$. | |
In conclusion, the conjugacy class | |
$\left\{ \Frob_{\kp_1}, \Frob_{\kp_2}, \Frob_{\kp_3} \right\}$ | |
associated to $(5)$ is the | |
cycle type $(\bullet)(\bullet \; \bullet)$ in $S_3$. | |
\end{example} | |
\section{Chebotarev density theorem} | |
Natural question: can we represent every conjugacy class in this way? | |
In other words, is every element of $G$ equal to $\Frob_\kp$ for some $\kp$? | |
Miraculously, not only is the answer ``yes'', but in fact it does so in the nicest way possible: | |
the $\Frob_\kp$'s are ``equally distributed'' when we pick a random $\kp$. | |
\begin{theorem} | |
[Chebotarev density theorem over $\QQ$] | |
Let $C$ be a conjugacy class of $G = \Gal(K/\QQ)$. | |
The density of (unramified) primes $p$ such that $\{ \Frob_\kp \mid \kp \text{ above } p \} = C$ | |
%\[ \left( \frac{K/\QQ}{p} \right) = C \] | |
is exactly $\left\lvert C \right\rvert / \left\lvert G \right\rvert$. | |
In particular, for any $\sigma \in G$ there are infinitely many rational primes $p$ | |
with $\kp$ above $p$ so that $\Frob_{\kp} = \sigma$. | |
\end{theorem} | |
By density, I mean that the proportion of primes $p \le x$ that work | |
approaches $\frac{\left\lvert C \right\rvert}{\left\lvert G \right\rvert}$ as $x \to \infty$. | |
Note that I'm throwing out the primes that ramify in $K$. | |
This is no issue, since the only primes that ramify are those dividing $\Delta_K$, | |
of which there are only finitely many. | |
In other words, if I pick a random prime $p$ and look at the resulting conjugacy class, | |
it's a lot like throwing a dart at $G$: | |
the probability of hitting any conjugacy class depends just on the size of the class. | |
\begin{center} | |
\begin{asy} | |
size(8cm); | |
bigbox("$G$"); | |
pen b = lightcyan + opacity(0.4); | |
pen k = black; | |
filldraw( (-2.6,2.5)--(0.6,2.5)--(0.6,0.5)--(-2.6,0.5)--cycle, b, k); | |
filldraw( (-2.6,-2.5)--(0.6,-2.5)--(0.6,-0.5)--(-2.6,-0.5)--cycle, b, k); | |
filldraw( (2,0)--(3.5,0)--(3.5,2.5)--(2,2.5)--cycle, b, k); | |
filldraw( (2,-1)--(3.5,-1)--(3.5,-2)--(2,-2)--cycle, b, k); | |
for (real x = -2; x < 1; ++x) { | |
dot( (x, 1.9) ); | |
dot( (x, 1.1) ); | |
dot( (x, -1.9) ); | |
dot( (x, -1.1) ); | |
} | |
label("$37.5\%$", (-2.6, 0.5), dir(140)); | |
label("$37.5\%$", (-2.6,-2.5), dir(140)); | |
label("$C_1$", (-2.6, 2.5), dir(225)); | |
label("$C_2$", (-2.6, -.5), dir(225)); | |
dot( (2.75, 2.0) ); | |
dot( (2.75, 1.25) ); | |
dot( (2.75, 0.50) ); | |
dot( (2.75, -1.50) ); | |
label("$C_3$", (2, 0), dir(-90)); | |
label("$18.75\%$", (3, 0), dir(-75)); | |
label("$C_4$", (2, -2), dir(-90)); | |
label("$6.25\%$", (3, -2), dir(-75)); | |
\end{asy} | |
\end{center} | |
\begin{remark} | |
Happily, this theorem (and preceding discussion) | |
also works if we replace $K/\QQ$ with any Galois extension $K/F$; | |
in that case we replace ``$\kp$ over $p$'' with ``$\kP$ over $\kp$''. | |
In that case, we use $\Norm(\kp) \le x$ rather than $p \le x$ as the way | |
to define density. | |
\end{remark} | |
\section{Example: Frobenius elements of cyclotomic fields} | |
Let $q$ be a prime, and consider $L = \QQ(\zeta_q)$, | |
with $\zeta_q$ a primitive $q$th root of unity. | |
You should recall from various starred problems that | |
\begin{itemize} | |
\ii $\Delta_L = \pm q^{q-2}$, | |
\ii $\OO_L = \ZZ[\zeta_q]$, and | |
\ii The map \[ \sigma_n : L \to L \quad\text{by}\quad \zeta_q \mapsto \zeta_q^n \] | |
is an automorphism of $L$ whenever $\gcd(n,q)=1$, | |
and depends only on $n \pmod q$. | |
In other words, the automorphisms of $L/\QQ$ just shuffle around the $q$th roots of unity. | |
In fact the Galois group consists exactly of the elements $\{\sigma_n\}$, namely | |
\[ \Gal(L/\QQ) = \{ \sigma_n \mid n \not\equiv 0 \pmod q \}. \] | |
As a group, \[ \Gal(L/\QQ) = \Zm q \cong \Zcc{q-1}. \] | |
\end{itemize} | |
This is surprisingly nice, | |
because \textbf{elements of $\Gal(L/\QQ)$ look a lot | |
like Frobenius elements already}. | |
Specifically: | |
\begin{lemma}[Cyclotomic Frobenius elements] | |
\label{lem:cyclo_frob} | |
In the cyclotomic setting $L = \QQ(\zeta_q)$, | |
let $p$ be a rational unramified prime | |
and $\kp$ above it. Then \[ \Frob_\kp = \sigma_p. \] | |
\end{lemma} | |
\begin{proof} | |
Observe that $\sigma_p$ satisfies the functional equation | |
(check on generators). | |
Done by uniqueness. | |
% We know $\Frob_\kp(\alpha) \equiv \alpha^p \pmod{\kp}$ by definition, | |
% but also that $\Frob_\kp = \sigma_n$ for some $n$ | |
% We want $n=p$; since $\sigma_n(\zeta_q)^n = \zeta_q^n$ by definition | |
% it would be very weird if this wasn't true! | |
% | |
% Given $\zeta_q^n \equiv \zeta_q^p \pmod{\kp}$, it suffices to | |
% prove that the $q$th roots of unity are distinct mod $\kp$. | |
% Look at the polynomial $F(x) = x^q-1$ in $\ZZ[\zeta_p]/\kp \cong \FF_{p^f}$. | |
% Its derivative is \[ F'(x) = qx^{q-1} \not\equiv 0 \pmod{\kp} \] | |
% (since $\FF_{p^f}$ has characteristic $p \nmid q$). | |
% The only root of $F'$ is zero, hence $F$ has no double roots mod $\kp$. | |
\end{proof} | |
\begin{ques} | |
Conclude that a rational prime $p$ | |
splits completely in $\OO_L$ if and only if $p \equiv 1 \pmod q$. | |
\end{ques} | |
\section{Frobenius elements behave well with restriction} | |
Let $L/\QQ$ and $K/\QQ$ be Galois extensions, and consider the setup | |
\begin{center} | |
\begin{tikzcd} | |
L \ar[d, dash] & \supset | |
& \kP \ar[d, dash] \ar[r, dotted] | |
& \Frob_{\kP} \in \Gal(L/\QQ)\\ | |
K \ar[d, dash] & \supset | |
& \kp \ar[d, dash] \ar[r, dotted] | |
& \Frob_\kp \in \Gal(K/\QQ) \\ | |
\QQ & \supset | |
& (p) | |
& | |
\end{tikzcd} | |
\end{center} | |
Here $\kp$ is above $(p)$ and $\kP$ is above $\kp$. | |
We may define | |
\[ \Frob_\kp \colon K \to K | |
\quad\text{and}\quad | |
\Frob_{\kP} \colon L \to L \] | |
and want to know how these are related. | |
\begin{theorem} | |
[Restrictions of Frobenius elements] | |
Assume $L/\QQ$ and $K/\QQ$ are both Galois. | |
Let $\kP$ and $\kp$ be unramified as above. | |
Then $\Frob_{\kP} \restrict{K} = \Frob_{\kp}$, | |
i.e.\ for every $\alpha \in K$, | |
\[ \Frob_\kp(\alpha) = \Frob_{\kP}(\alpha). \] | |
\end{theorem} | |
%\begin{proof} | |
% We know | |
% \[ \Frob_{\kP}(\alpha) \equiv \alpha^p \pmod{\kP} | |
% \quad \forall \alpha \in \OO_L \] | |
% from the definition. | |
% \begin{ques} | |
% Deduce that | |
% \[ \Frob_{\kP}(\alpha) \equiv \alpha^p \pmod{\kp} | |
% \quad \forall \alpha \in \OO_K. \] | |
% (This is weaker than the previous statement in two ways!) | |
% \end{ques} | |
% Thus $\Frob_{\kP}$ restricted to $\OO_K$ satisfies the | |
% characterizing property of $\Frob_\kp$. | |
%\end{proof} | |
\begin{proof} | |
TODO: Broken proof. Needs repair. | |
\end{proof} | |
In short, the point of this section is that | |
\begin{moral} | |
Frobenius elements upstairs restrict to Frobenius elements downstairs. | |
\end{moral} | |
\section{Application: Quadratic reciprocity} | |
We now aim to prove: | |
\begin{theorem} | |
[Quadratic reciprocity] | |
Let $p$ and $q$ be distinct odd primes. | |
Then | |
\[ \left( \frac pq \right)\left( \frac qp \right) | |
= (-1)^{\frac{p-1}{2} \cdot \frac{q-1}{2}}. \] | |
\end{theorem} | |
(See, e.g. \cite{ref:holden} for an exposition on quadratic reciprocity, | |
if you're not familiar with it.) | |
\subsection{Step 1: Setup} | |
For this proof, we first define | |
\[ L = \QQ(\zeta_q) \] | |
where $\zeta_q$ is a primitive $q$th root of unity. | |
Then $L/\QQ$ is Galois, with Galois group $G$. | |
\begin{ques} | |
Show that $G$ has a unique subgroup $H$ of index two. | |
\end{ques} | |
In fact, we can describe it exactly: viewing $G \cong \Zm q$, we have | |
\[ H = \left\{ \sigma_n \mid \text{$n$ quadratic residue mod $q$} \right\}. \] | |
By the fundamental theorem of Galois Theory, there ought to be a degree $2$ | |
extension of $\QQ$ inside $\QQ(\zeta_q)$ (that is, a quadratic field). | |
Call it $\QQ(\sqrt{q^\ast})$, for $q^\ast$ squarefree: | |
\begin{center} | |
\begin{tikzcd} | |
L = \QQ(\zeta_q) | |
\ar[d, "\frac{q-1}{2}"', dash] | |
\ar[r, leftrightarrow] | |
& \{1\} \ar[d, dash] \\ | |
K = \QQ(\sqrt{q^\ast}) | |
\ar[d, "2"', dash] | |
\ar[r, leftrightarrow] | |
& H \ar[d, dash] \\ | |
\QQ \ar[r, leftrightarrow] | |
& G | |
\end{tikzcd} | |
\end{center} | |
\begin{exercise} | |
Note that if a rational prime $\ell$ ramifies in $K$, | |
then it ramifies in $L$. | |
Use this to show that | |
\[ q^\ast = \pm q \text{ and } q^\ast \equiv 1 \pmod 4. \] | |
Together these determine the value of $q^\ast$. | |
\end{exercise} | |
(Actually, it is true in general | |
$\Delta_K$ divides $\Delta_L$ in a tower $L/K/\QQ$.) | |
\subsection{Step 2: Reformulation} | |
Now we are going to prove: | |
\begin{theorem} | |
[Quadratic reciprocity, equivalent formulation] | |
For distinct odd primes $p$, $q$ we have | |
\[ \left( \frac pq \right) = \left( \frac{q^\ast}{p} \right). \] | |
\end{theorem} | |
\begin{exercise} | |
Using the fact that $\left( \frac{-1}{p} \right) = (-1)^{\frac{p-1}{2}}$, | |
show that this is equivalent to quadratic reciprocity as we know it. | |
\end{exercise} | |
We look at the rational prime $p$ in $\ZZ$. | |
Either it splits into two in $K$ or is inert; either way let $\kp$ be a prime factor | |
in the resulting decomposition (so $\kp$ is either $p \cdot \OO_K$ in the inert case, | |
or one of the primes in the split case). | |
Then let ${\kP}$ be above $\kp$. | |
It could possibly also split in $K$: the picture looks like | |
\begin{center} | |
\begin{tikzcd} | |
\OO_L = \ZZ[\zeta_q] & \supset | |
& {\kP} \ar[r, dotted] & \ZZ[\zeta_p]/{\kP} \cong \FF_{p^f} \\ | |
\OO_K = \ZZ[\frac{1+\sqrt{q^\ast}}{2}] & \supset | |
& \kp \ar[r, dotted] & \FF_p \text{ or } \FF_{p^2} \\ | |
\ZZ & \supset & (p) \ar[r, dotted] | |
& \FF_p | |
\end{tikzcd} | |
\end{center} | |
\begin{ques} | |
Why is $p$ not ramified in either $K$ or $L$? | |
\end{ques} | |
\subsection{Step 3: Introducing the Frobenius} | |
Now, we take the Frobenius | |
\[ \sigma_p = \Frob_{\kP} \in \Gal(L/\QQ). \] | |
We claim that | |
\[ \Frob_{\kP} \in H \iff \text{$p$ splits in $K$}. \] | |
To see this, note that $\Frob_{\kP}$ is in $H$ if and only if it acts | |
as the identity on $K$. | |
But $\Frob_{\kP} \restrict{K}$ is $\Frob_\kp$! | |
So \[ \Frob_{\kP} \in H \iff \Frob_\kp = \id_K. \] | |
Finally note that $\Frob_\kp$ has order $1$ if $p$ splits | |
($\kp$ has inertial degree $1$) | |
and order $2$ if $p$ is inert. | |
This completes the proof of the claim. | |
\subsection{Finishing up} | |
We already know by \Cref{lem:cyclo_frob} that $\Frob_{\kP} = \sigma_p \in H$ | |
if and only if $p$ is a quadratic residue. | |
On the other hand, | |
\begin{exercise} | |
Show that $p$ splits in $\OO_K = \ZZ[\frac12(1+\sqrt{q^\ast})]$ | |
if and only if $\left( \frac{q^\ast}{p} \right) = 1$. | |
(Use the factoring algorithm. You need the fact that $p \neq 2$ here.) | |
\end{exercise} | |
In other words | |
\[ \left( \frac pq \right) = 1 | |
\iff \sigma_p \in H \iff \text{$p$ splits in $\ZZ\left[ \tfrac12(1+\sqrt{q^\ast}) \right]$} | |
\iff \left( \frac{q^\ast}{p} \right) = 1. | |
\] | |
This completes the proof. | |
\section{Frobenius elements control factorization} | |
\prototype{$\Frob_\kp$ controlled the splitting of $p$ in the proof of quadratic reciprocity; | |
the same holds in general.} | |
In the proof of quadratic reciprocity, we used the fact that Frobenius elements behaved | |
well with restriction in order to relate the splitting of $p$ with properties of $\Frob_\kp$. | |
In fact, there is a much stronger statement for | |
any intermediate field $\QQ \subseteq E \subseteq K$ | |
which works even if $E/\QQ$ is not Galois. | |
It relies on the notion of a \emph{factorization pattern}. | |
Here is how it goes. | |
Set $n = [E:\QQ]$, and let $p$ be a rational prime unramified in $K$. | |
Then $p$ can be broken in $E$ as | |
\[ p \cdot \OO_E = \kp_1 \kp_2 \dots \kp_g \] | |
with inertial degrees $f_1$, \dots, $f_g$: | |
(these inertial degrees might be different since $E/\QQ$ isn't Galois). | |
The numbers $f_1 + \dots + f_g = n$ form a partition of the number $n$. | |
For example, in the quadratic reciprocity proof we had $n = 2$, | |
with possible partitions $1 + 1$ (if $p$ split) and $2$ (if $p$ was inert). | |
We call this the \vocab{factorization pattern} of $p$ in $E$. | |
Next, we introduce a Frobenius $\Frob_{\kP}$ above $(p)$, all the way in $K$; | |
this is an element of $G = \Gal(K/\QQ)$. | |
Then let $H$ be the group corresponding to the field $E$. | |
Diagram: | |
\begin{center} | |
\begin{tikzcd} | |
K \ar[r, leftrightarrow] \ar[d, dash] & \{1\} \ar[d, dash] | |
& \Frob_{\kP} \\ | |
E \ar[d, dash, "n"'] \ar[r, leftrightarrow] & H \ar[d, dash, "n"] | |
& \kp_1 \dots \kp_g \ar[d, dash] & f_1 + \dots + f_g = n \\ | |
\QQ \ar[r, leftrightarrow] & G & (p) | |
\end{tikzcd} | |
\end{center} | |
Then $\Frob_{\kP}$ induces a \emph{permutation} | |
of the $n$ left cosets $gH$ by left multiplication | |
(after all, $\Frob_{\kP}$ is an element of $G$ too!). | |
Just as with any permutation, we may look at the resulting cycle decomposition, | |
which has a natural ``cycle structure'': a partition of $n$. | |
\begin{center} | |
\begin{asy} | |
size(8cm); | |
pen tg = heavyred; // "times g" | |
pen pointpen = lightblue; | |
pair A = Drawing("g_1H", dir(80), dir(80), pointpen); | |
pair B = Drawing("g_2H", A*dir(120), A*dir(120), pointpen); | |
pair C = Drawing("g_3H", A*dir(240), A*dir(240), pointpen); | |
draw(A--B, dashed + pointpen, EndArrow, Margin(2,2)); | |
draw(B--C, dashed + pointpen, EndArrow, Margin(2,2)); | |
draw(C--A, dashed + pointpen, EndArrow, Margin(2,2)); | |
label("$\times g$", midpoint(A--B), A+B, tg); | |
label("$\times g$", midpoint(B--C), B+C, tg); | |
label("$\times g$", midpoint(C--A), C+A, tg); | |
label("$3$", origin, origin, pointpen); | |
add(shift( (-3.2,0.1) ) * CC()); | |
label("$g = \operatorname{Frob}_{\mathfrak P}$", (-1.7,1.7), origin, tg); | |
pointpen = heavygreen; | |
pair W = Drawing("g_4H", dir(50), dir(50), pointpen); | |
pair X = Drawing("g_5H", W*dir(90), W*dir(90), pointpen); | |
pair Y = Drawing("g_6H", W*dir(180), W*dir(180), pointpen); | |
pair Z = Drawing("g_7H", W*dir(270), W*dir(270), pointpen); | |
draw(W--X, dashed + pointpen, EndArrow, Margin(2,2)); | |
draw(X--Y, dashed + pointpen, EndArrow, Margin(2,2)); | |
draw(Y--Z, dashed + pointpen, EndArrow, Margin(2,2)); | |
draw(Z--W, dashed + pointpen, EndArrow, Margin(2,2)); | |
defaultpen(red); | |
label("$\times g$", W--X, W+X, tg); | |
label("$\times g$", X--Y, X+Y, tg); | |
label("$\times g$", Y--Z, Y+Z, tg); | |
label("$\times g$", Z--W, Z+W, tg); | |
label("$4$", origin, origin, pointpen); | |
label("$\boxed{n = 7 = 3+4}$", (-2,-1.8), origin, black); | |
\end{asy} | |
\end{center} | |
The theorem is that these coincide: | |
\begin{theorem} | |
[Frobenius elements control decomposition] | |
\label{thm:frob_control_decomp} | |
Let $\QQ \subseteq E \subseteq K$ an extension of number fields | |
and assume $K/\QQ$ is Galois (though $E/\QQ$ need not be). | |
Pick an unramified rational prime $p$; let $G = \Gal(K/\QQ)$ | |
and $H$ the corresponding intermediate subgroup. | |
Finally, let $\kP$ be a prime above $p$ in $K$. | |
Then the \emph{factorization pattern} of $p$ in $E$ is given by | |
the \emph{cycle structure} of $\Frob_{\kP}$ acting on the left cosets of $H$. | |
\end{theorem} | |
Often, we take $E = K$, in which case this is just asserting | |
that the decomposition of the prime $p$ is controlled by a Frobenius element over it. | |
An important special case is when $E = \QQ(\alpha)$, | |
because as we will see it is let us determine how the minimal | |
polynomial of $\alpha$ factors modulo $p$. | |
To motivate this, let's go back a few chapters | |
and think about the Factoring Algorithm. | |
Let $\alpha$ be an algebraic integer and $f$ its minimal polynomial (of degree $n$). | |
Set $E = \QQ(\alpha)$ (which has degree $n$ over $\QQ$). | |
Suppose we're lucky enough that $\OO_E = \ZZ[\alpha]$, | |
i.e.\ that $E$ is monogenic. | |
Then we know by the Factoring Algorithm, | |
to factor any $p$ in $E$, all we have to do is factor $f$ modulo $p$, | |
since if $f = f_1^{e_1} \dots f_g^{e_g} \pmod p$ then we have | |
\[ (p) = \prod_i \kp_i = \prod_i (f_i(\alpha), p)^{e_i}. \] | |
This gives us complete information about the ramification indices and inertial degrees; | |
the $e_i$ are the ramification indices, and $\deg f_i$ are the inertial degrees | |
(since $\OO_E / \kp_i \cong \FF_p[X] / (f_i(X))$). | |
In particular, if $p$ is unramified then all the $e_i$ are equal to $1$, and we get | |
\[ n = \deg f = \deg f_1 + \deg f_2 + \dots + \deg f_g. \] | |
Once again we have a partition of $n$; | |
we call this the \vocab{factorization pattern} of $f$ modulo $p$. | |
So, to see the factorization pattern of an unramified $p$ in $\OO_E$, | |
we just have to know the factorization pattern of the $f \pmod p$. | |
Turning this on its head, if we want to know the factorization pattern of $f \pmod p$, | |
we just need to know how $p$ decomposes. | |
And it turns out these coincide even without the assumption that $E$ is monogenic. | |
\begin{theorem}[Frobenius controls polynomial factorization] | |
\label{thm:factor_poly_frob} | |
Let $\alpha$ be an algebraic integer with minimal polynomial $f$, | |
and let $E = \QQ(\alpha)$. | |
Then for any prime $p$ unramified in the splitting field $K$ of $f$, | |
the following coincide: | |
\begin{enumerate}[(i)] | |
\ii The factorization pattern of $p$ in $E$. | |
\ii The factorization pattern of $f \pmod p$. | |
\ii The cycle structure associated to the action | |
of $\Frob_{\kP} \in \Gal(K/\QQ)$ on the roots of $f$, | |
where $\kP$ is above $p$ in $K$. | |
\end{enumerate} | |
\end{theorem} | |
\begin{example}[Factoring $x^3-2 \pmod 5$] | |
Let $\alpha = \cbrt2$ and $f = x^3-2$, so $E = \QQ(\cbrt2)$. | |
Set $p=5$ and finally, let $K = \QQ(\cbrt2, \omega)$ be the splitting field. | |
Setup: | |
\begin{center} | |
\begin{tikzcd} | |
K = \QQ(\cbrt2, \omega) \ar[d, dash, "2"'] | |
& \kP \ar[d, dash] | |
& x^3-2 = (x-\cbrt2)(x-\cbrt2\omega)(x-\cbrt2\omega^2) \\ | |
E = \QQ(\sqrt[3]{2}) \ar[d, dash, "3"'] | |
& \kp \ar[d, dash] | |
& x^3-2 = (x-\cbrt2)(x^2+\cbrt2x+\cbrt4) \\ | |
\QQ & (5) & x^3-2 \text{ irreducible over } \QQ | |
\end{tikzcd} | |
\end{center} | |
The three claimed objects now all have shape $2+1$: | |
\begin{enumerate}[(i)] | |
\ii By the Factoring Algorithm, we have | |
$(5) = (5, \cbrt2-3)(5, 9+3\cbrt2+\cbrt4)$. | |
\ii We have $x^3-2 \equiv (x-3)(x^2+3x+9) \pmod 5$. | |
\ii We saw before that $\Frob_{\kP} = (\bullet)(\bullet \; \bullet)$. | |
\end{enumerate} | |
\end{example} | |
\begin{proof}[Sketch of Proof] | |
Letting $n = \deg f$. | |
Let $H$ be the subgroup of $G = \Gal(K/\QQ)$ corresponding to $E$, so $[G:E] = n$. | |
Pictorially, we have | |
\begin{center} | |
\begin{tikzcd} | |
K \ar[d, dash] & \{1\} \ar[d, dash] & \kP \ar[d, dash] \\ | |
E = \QQ(\alpha) \ar[d, dash] & H \ar[d, dash] & \kp \ar[d, dash] \\ | |
\QQ & G & (p) | |
\end{tikzcd} | |
\end{center} | |
We claim that (i), (ii), (iii) are all equivalent to | |
\begin{center} | |
(iv) The pattern of the action of $\Frob_{\kP}$ on the $G/H$. | |
\end{center} | |
In other words we claim the cosets correspond to the $n$ roots of $f$ in $K$. | |
Indeed $H$ is just the set of $\tau \in G$ such that $\tau(\alpha)=\alpha$, | |
so there's a bijection between the roots and the cosets $G/H$ | |
by $\tau H \mapsto \tau(\alpha)$. | |
Think of it this way: if $G = S_n$, and $H = \{\tau : \tau(1) = 1\}$, | |
then $G/H$ has order $n! / (n-1)! = n$ and corresponds to the elements $\{1, \dots, n\}$. | |
So there is a natural bijection from (iii) to (iv). | |
The fact that (i) is in bijection to (iv) was the previous theorem, | |
\Cref{thm:frob_control_decomp}. | |
The correspondence (i) $\iff$ (ii) is a fact of Galois theory, | |
so we omit the proof here. | |
\end{proof} | |
All this can be done in general with $\QQ$ replaced by $F$; | |
for example, in \cite{ref:lenstra_chebotarev}. | |
\section{Example application: IMO 2003 problem 6} | |
As an example of the power we now have at our disposal, let's prove: | |
\begin{center} | |
\begin{minipage}{4.5cm} | |
\includegraphics[width=4cm]{media/IMO-2003-logo.png} | |
\end{minipage}% | |
\begin{minipage}{10cm} | |
\textbf{Problem 6}. | |
Let $p$ be a prime number. | |
Prove that there exists a prime number $q$ such that for every integer $n$, | |
the number $n^p-p$ is not divisible by $q$. | |
\end{minipage} | |
\end{center} | |
We will show, much more strongly, that there exist infinitely many primes $q$ | |
such that $X^p-p$ is irreducible modulo $q$. | |
\begin{proof}[Solution] | |
Okay! First, we draw the tower of fields | |
\[ \QQ \subseteq \QQ(\sqrt[p]{p}) \subseteq K \] | |
where $K$ is the splitting field of $f(x) = x^p-p$. | |
Let $E = \QQ(\sqrt[p]{p})$ for brevity and note it has degree $[E:\QQ] = p$. | |
Let $G = \Gal(K/\QQ)$. | |
\begin{ques} | |
Show that $p$ divides the order of $G$. (Look at $E$.) | |
\end{ques} | |
Hence by Cauchy's theorem (\Cref{thm:cauchy_group}, which is a purely group-theoretic fact) | |
we can find a $\sigma \in G$ of order $p$. | |
By Chebotarev, there exist infinitely many rational (unramified) primes $q \neq p$ | |
and primes $\kQ \subseteq \OO_K$ above $q$ | |
such that $\Frob_\kQ = \sigma$. | |
(Yes, that's an uppercase Gothic $Q$. Sorry.) | |
We claim that all these $q$ work. | |
By \Cref{thm:factor_poly_frob}, the factorization of $f \pmod q$ is | |
controlled by the action of $\sigma = \Frob_\kQ$ on the roots of $f$. | |
But $\sigma$ has prime order $p$ in $G$! | |
So all the lengths in the cycle structure have to divide $p$. | |
Thus the possible factorization patterns of $f$ are | |
\[ p = \underbrace{1 + 1 + \dots + 1}_{\text{$p$ times}} | |
\quad\text{or}\quad p = p. \] | |
So we just need to rule out the $p = 1 + \dots + 1$ case now: | |
this only happens if $f$ breaks into linear factors mod $q$. | |
Intuitively this edge case seems highly unlikely (are we really so unlucky | |
that $f$ factors into \emph{linear} factors when we want it to be irreducible?). | |
And indeed this is easy to see: this means that $\sigma$ fixes all | |
of the roots of $f$ in $K$, but that means $\sigma$ fixes $K$ altogether, | |
and hence is the identity of $G$, contradiction. | |
\end{proof} | |
\begin{remark} | |
In fact $K = \QQ(\sqrt[p]{p}, \zeta_p)$, and $\left\lvert G \right\rvert = p(p-1)$. | |
With a little more group theory, we can show that in fact the density of | |
primes $q$ that work is $\frac 1p$. | |
\end{remark} | |
\section\problemhead | |
\begin{problem} | |
Show that for an odd prime $p$, \[ \left( \frac 2p \right) = (-1)^{\frac 18(p^2-1)}. \] | |
\begin{hint} | |
Modify the end of the proof of quadratic reciprocity. | |
\end{hint} | |
\begin{sol} | |
It is still true that | |
\[ \left( \frac 2q \right) = 1 | |
\iff \sigma_2 \in H \iff \text{$2$ splits in $\ZZ\left[ \tfrac12(1+\sqrt{q^\ast}) \right]$}. \] | |
Now, $2$ splits in the ring if and only if $t^2 - t - \tfrac14(1-q^\ast)$ | |
factors mod $2$. This happens if and only if $q^\ast \equiv 1 \pmod 8$. | |
One can check this is exactly if $q \equiv \pm 1 \pmod 8$, which gives the conclusion. | |
\end{sol} | |
\end{problem} | |
\begin{problem} | |
Let $f$ be a nonconstant polynomial with integer coefficients. | |
Suppose $f \pmod p$ splits completely into linear factors | |
for all sufficiently large primes $p$. | |
Show that $f$ splits completely into linear factors. | |
\end{problem} | |
\begin{dproblem} | |
[Dirichlet's theorem on arithmetic progressions] | |
Let $a$ and $m$ be relatively prime positive integers. | |
Show that the density of primes $p \equiv a \pmod m$ is exactly $\frac{1}{\phi(m)}$. | |
\begin{hint} | |
Chebotarev Density on $\QQ(\zeta_m)$. | |
\end{hint} | |
\begin{sol} | |
Let $K = \Gal(\QQ(\zeta_m)/\QQ)$. | |
One can show that $\Gal(K/\QQ) \cong \Zm m$ exactly as before. | |
In particular, $\Gal(K/\QQ)$ is abelian and therefore its conjugacy classes | |
are singleton sets; there are $\phi(m)$ of them. | |
As long as $p$ is sufficiently large, it is unramified | |
and $\sigma_p = \Frob_\kp$ for any $\kp$ above $p$ | |
(as $m$th roots of unity will be distinct modulo $p$; | |
differentiate $x^m-1$ mod $p$ again). | |
\end{sol} | |
\end{dproblem} | |
\begin{problem} | |
Let $n$ be an odd integer which is not a prime power. | |
Show that the $n$th cyclotomic polynomial is not | |
irreducible modulo \emph{any} rational prime. | |
% http://mathoverflow.net/questions/12366/how-many-primes-stay-inert-in-a-finite-non-cyclic-extension-of-number-fields | |
\end{problem} | |
\begin{problem} | |
[Putnam 2012 B6] | |
\yod | |
Let $p$ be an odd prime such that $p \equiv 2 \pmod 3$. | |
Let $\pi$ be a permutation of $\FF_p$ by $\pi(x) = x^3 \pmod p$. | |
Show that $\pi$ is even if and only if $p \equiv 3 \pmod 4$. | |
\begin{hint} | |
By primitive roots, it's the same as the action of $\times 3$ on $\Zcc{p-1}$. | |
Let $\zeta$ be a $(p-1)$st root of unity. | |
Take $d = \prod_{i < j} (\zeta^i - \zeta^j)$, think about $\QQ(d)$, | |
and figure out how to act on it by $x \mapsto x^3$. | |
\end{hint} | |
\begin{sol} | |
This solution is by David Corwin. | |
By primitive roots, it's the same as the action of $\times 3$ on $\Zcc{p-1}$. | |
Let $\zeta$ be a $(p-1)$st root of unity. | |
Consider | |
\[ d = \prod_{0 \le i < j < p-1} (\zeta^i - \zeta^j). \] | |
This is the square root of the discriminant of | |
the polynomial $X^{p-1}-1$; in other words $d^2 \in \ZZ$. | |
In fact, by elementary methods one can compute | |
\[ (-1)^{\binom{p-1}{2}} d^2 = -(p-1)^{p-1} \] | |
Now take the extension $K = \QQ(d)$, noting that | |
\begin{itemize} | |
\ii If $p \equiv 3 \pmod 4$, then $d = (p-1)^{\half(p-1)}$, so $K = \QQ$. | |
\ii If $p \equiv 1 \pmod 4$, then $d = i(p-1)^{\half(p-1)}$, so $K = \QQ(i)$. | |
\end{itemize} | |
Either way, in $\OO_K$, let $\kp$ be a prime ideal above $(3) \subseteq \OO_K$. | |
Let $\sigma = \Frob_\kp$ then be the unique element such that | |
$\sigma(x) = x^3 \pmod{\kp}$ for all $x$. | |
Then, we observe that | |
\[ | |
\sigma(d) \equiv \prod_{0 \le i < j < p-1} (\zeta^{3i} - \zeta^{3j}) | |
\equiv \begin{cases} | |
+d & \text{if $\pi$ is even} \\ | |
-d & \text{if $\pi$ is odd} | |
\end{cases} \pmod{\kp}. | |
\] | |
Now if $K = \QQ$, then $\sigma$ is the identity, thus $\sigma$ even. | |
Conversely, if $K = \QQ(i)$, then $3$ does not split, so $\sigma(d) = -d$ | |
(actually $\sigma$ is complex conjugation) thus $\pi$ is odd. | |
Note the condition that $p \equiv 2 \pmod 3$ is used only | |
to guarantee that $\pi$ is actually a permutation (and thus $d \neq 0$); | |
it does not play any substantial role in the solution. | |
\end{sol} | |
\end{problem} | |