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\input{preamble} | |
% OK, start here. | |
% | |
\begin{document} | |
\title{Derived Categories of Varieties} | |
\maketitle | |
\phantomsection | |
\label{section-phantom} | |
\tableofcontents | |
\section{Introduction} | |
\label{section-introduction} | |
\noindent | |
In this chapter we continue the discussion started in | |
Derived Categories of Schemes, Section \ref{perfect-section-introduction}. | |
We will discuss Fourier-Mukai transforms, | |
first studied by Mukai in \cite{Mukai}. | |
We will prove Orlov's theorem on derived equivalences (\cite{Orlov-K3}). | |
We also discuss the countability of derived equivalence | |
classes proved by Anel and To\"en in \cite{AT}. | |
\medskip\noindent | |
A good introduction to this material is the book | |
\cite{Huybrechts} by Daniel Huybrechts. Some other | |
papers which helped popularize this topic are | |
\begin{enumerate} | |
\item the paper by Bondal and Kapranov, see \cite{Bondal-Kapranov} | |
\item the paper by Bondal and Orlov, see \cite{Bondal-Orlov} | |
\item the paper by Bondal and Van den Bergh, see \cite{BvdB} | |
\item the papers by Beilinson, see | |
\cite{Beilinson} and \cite{Beilinson-derived} | |
\item the paper by Orlov, see \cite{Orlov-AV} | |
\item the paper by Orlov, see \cite{Orlov-motives} | |
\item the paper by Rouquier, see \cite{Rouquier-dimensions} | |
\item there are many more we could mention here. | |
\end{enumerate} | |
\section{Conventions and notation} | |
\label{section-conventions} | |
\noindent | |
Let $k$ be a field. A $k$-linear triangulated category $\mathcal{T}$ | |
is a triangulated category (Derived Categories, Section | |
\ref{derived-section-triangulated-definitions}) | |
which is endowed with a $k$-linear structure | |
(Differential Graded Algebra, Section \ref{dga-section-linear}) | |
such that the translation functors $[n] : \mathcal{T} \to \mathcal{T}$ | |
are $k$-linear for all $n \in \mathbf{Z}$. | |
\medskip\noindent | |
Let $k$ be a field. We denote $\text{Vect}_k$ the category of | |
$k$-vector spaces. For a $k$-vector space $V$ we denote | |
$V^\vee$ the $k$-linear dual of $V$, i.e., $V^\vee = \Hom_k(V, k)$. | |
\medskip\noindent | |
Let $X$ be a scheme. We denote $D_{perf}(\mathcal{O}_X)$ the full | |
subcategory of $D(\mathcal{O}_X)$ consisting of perfect complexes | |
(Cohomology, Section \ref{cohomology-section-perfect}). | |
If $X$ is Noetherian then | |
$D_{perf}(\mathcal{O}_X) \subset D^b_{\textit{Coh}}(\mathcal{O}_X)$, see | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-perfect-on-noetherian}. | |
If $X$ is Noetherian and regular, then | |
$D_{perf}(\mathcal{O}_X) = D^b_{\textit{Coh}}(\mathcal{O}_X)$, see | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-perfect-on-regular}. | |
\medskip\noindent | |
Let $k$ be a field. Let $X$ and $Y$ be schemes over $k$. In this | |
situation we will write $X \times Y$ instead of $X \times_{\Spec(k)} Y$. | |
\medskip\noindent | |
Let $S$ be a scheme. Let $X$, $Y$ be schemes over $S$. | |
Let $\mathcal{F}$ be a $\mathcal{O}_X$-module and let | |
$\mathcal{G}$ be a $\mathcal{O}_Y$-module. We set | |
$$ | |
\mathcal{F} \boxtimes \mathcal{G} = | |
\text{pr}_1^*\mathcal{F} \otimes_{\mathcal{O}_{X \times_S Y}} | |
\text{pr}_2^*\mathcal{G} | |
$$ | |
as $\mathcal{O}_{X \times_S Y}$-modules. | |
If $K \in D(\mathcal{O}_X)$ and $M \in D(\mathcal{O}_Y)$ then we set | |
$$ | |
K \boxtimes M = | |
L\text{pr}_1^*K \otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} L\text{pr}_2^*M | |
$$ | |
as an object of $D(\mathcal{O}_{X \times_S Y})$. | |
Thus our notation is potentially ambiguous, but context should make it clear | |
which of the two is meant. | |
\section{Serre functors} | |
\label{section-Serre-functors} | |
\noindent | |
The material in this section is taken from \cite{Bondal-Kapranov}. | |
\begin{lemma} | |
\label{lemma-Serre-functor-exists} | |
Let $k$ be a field. Let $\mathcal{T}$ be a $k$-linear | |
triangulated category such that $\dim_k \Hom_\mathcal{T}(X, Y) < \infty$ | |
for all $X, Y \in \Ob(\mathcal{T})$. The following are equivalent | |
\begin{enumerate} | |
\item there exists a $k$-linear equivalence | |
$S : \mathcal{T} \to \mathcal{T}$ and $k$-linear isomorphisms | |
$c_{X, Y} : \Hom_\mathcal{T}(X, Y) \to \Hom_\mathcal{T}(Y, S(X))^\vee$ | |
functorial in $X, Y \in \Ob(\mathcal{T})$, | |
\item for every $X \in \Ob(\mathcal{T})$ | |
the functor $Y \mapsto \Hom_\mathcal{T}(X, Y)^\vee$ | |
is representable and the functor $Y \mapsto \Hom_\mathcal{T}(Y, X)^\vee$ | |
is corepresentable. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Condition (1) implies (2) since given $(S, c)$ and $X \in \Ob(\mathcal{T})$ | |
the object $S(X)$ represents the functor | |
$Y \mapsto \Hom_\mathcal{T}(X, Y)^\vee$ and the object $S^{-1}(X)$ corepresents | |
the functor $Y \mapsto \Hom_\mathcal{T}(Y, X)^\vee$. | |
\medskip\noindent | |
Assume (2). We will repeatedly use the Yoneda lemma, see | |
Categories, Lemma \ref{categories-lemma-yoneda}. | |
For every $X$ denote $S(X)$ the object representing the | |
functor $Y \mapsto \Hom_\mathcal{T}(X, Y)^\vee$. Given | |
$\varphi : X \to X'$, we obtain a unique arrow $S(\varphi) : S(X) \to S(X')$ | |
determined by the corresponding transformation of functors | |
$\Hom_\mathcal{T}(X, -)^\vee \to \Hom_\mathcal{T}(X', -)^\vee$. | |
Thus $S$ is a functor and we obtain the isomorphisms $c_{X, Y}$ | |
by construction. It remains to show that $S$ is an equivalence. | |
For every $X$ denote $S'(X)$ the object corepresenting the | |
functor $Y \mapsto \Hom_\mathcal{T}(Y, X)^\vee$. Arguing as | |
above we find that $S'$ is a functor. We claim that $S'$ | |
is quasi-inverse to $S$. To see this observe that | |
$$ | |
\Hom_\mathcal{T}(X, Y) = \Hom_\mathcal{T}(Y, S(X))^\vee = | |
\Hom_\mathcal{T}(S'(S(X)), Y) | |
$$ | |
bifunctorially, i.e., we find $S' \circ S \cong \text{id}_\mathcal{T}$. | |
Similarly, we have | |
$$ | |
\Hom_\mathcal{T}(Y, X) = \Hom_\mathcal{T}(S'(X), Y)^\vee = | |
\Hom_\mathcal{T}(Y, S(S'(X))) | |
$$ | |
and we find $S \circ S' \cong \text{id}_\mathcal{T}$. | |
\end{proof} | |
\begin{definition} | |
\label{definition-Serre-functor} | |
Let $k$ be a field. Let $\mathcal{T}$ be a $k$-linear | |
triangulated category such that $\dim_k \Hom_\mathcal{T}(X, Y) < \infty$ | |
for all $X, Y \in \Ob(\mathcal{T})$. We say {\it a Serre functor | |
exists} if the equivalent conditions of Lemma \ref{lemma-Serre-functor-exists} | |
are satisfied. In this case a {\it Serre functor} is a $k$-linear equivalence | |
$S : \mathcal{T} \to \mathcal{T}$ endowed with $k$-linear isomorphisms | |
$c_{X, Y} : \Hom_\mathcal{T}(X, Y) \to \Hom_\mathcal{T}(Y, S(X))^\vee$ | |
functorial in $X, Y \in \Ob(\mathcal{T})$. | |
\end{definition} | |
\begin{lemma} | |
\label{lemma-Serre-functor} | |
In the situation of Definition \ref{definition-Serre-functor}. | |
If a Serre functor exists, then it is unique up to unique isomorphism and | |
it is an exact functor of triangulated categories. | |
\end{lemma} | |
\begin{proof} | |
Given a Serre functor $S$ the object $S(X)$ represents | |
the functor $Y \mapsto \Hom_\mathcal{T}(X, Y)^\vee$. | |
Thus the object $S(X)$ together with the functorial identification | |
$\Hom_\mathcal{T}(X, Y)^\vee = \Hom_\mathcal{T}(Y, S(X))$ | |
is determined up to unique isomorphism by the Yoneda lemma | |
(Categories, Lemma \ref{categories-lemma-yoneda}). | |
Moreover, for $\varphi : X \to X'$, the arrow $S(\varphi) : S(X) \to S(X')$ | |
is uniquely determined by the corresponding transformation of functors | |
$\Hom_\mathcal{T}(X, -)^\vee \to \Hom_\mathcal{T}(X', -)^\vee$. | |
\medskip\noindent | |
For objects $X, Y$ of $\mathcal{T}$ we have | |
\begin{align*} | |
\Hom(Y, S(X)[1])^\vee | |
& = | |
\Hom(Y[-1], S(X))^\vee \\ | |
& = | |
\Hom(X, Y[-1]) \\ | |
& = | |
\Hom(X[1], Y) \\ | |
& = | |
\Hom(Y, S(X[1]))^\vee | |
\end{align*} | |
By the Yoneda lemma we conclude that there is a unique isomorphism | |
$S(X[1]) \to S(X)[1]$ inducing the isomorphism from top left to bottom right. | |
Since each of the isomorphisms above is functorial in both $X$ and $Y$ | |
we find that this defines an isomorphism of functors | |
$S \circ [1] \to [1] \circ S$. | |
\medskip\noindent | |
Let $(A, B, C, f, g, h)$ be a distinguished triangle in $\mathcal{T}$. | |
We have to show that the triangle $(S(A), S(B), S(C), S(f), S(g), S(h))$ | |
is distinguished. Here we use the canonical isomorphism $S(A[1]) \to S(A)[1]$ | |
constructed above to identify the target $S(A[1])$ of $S(h)$ with $S(A)[1]$. | |
We first observe that for any $X$ in $\mathcal{T}$ | |
the triangle $(S(A), S(B), S(C), S(f), S(g), S(h))$ induces | |
a long exact sequence | |
$$ | |
\ldots \to | |
\Hom(X, S(A)) \to | |
\Hom(X, S(B)) \to | |
\Hom(X, S(C)) \to | |
\Hom(X, S(A)[1]) \to \ldots | |
$$ | |
of finite dimensional $k$-vector spaces. Namely, this sequence is | |
$k$-linear dual of the sequence | |
$$ | |
\ldots \leftarrow | |
\Hom(A, X) \leftarrow | |
\Hom(B, X) \leftarrow | |
\Hom(C, X) \leftarrow | |
\Hom(A[1], X) \leftarrow | |
\ldots | |
$$ | |
which is exact by Derived Categories, Lemma | |
\ref{derived-lemma-representable-homological}. | |
Next, we choose a distinguished triangle $(S(A), E, S(C), i, p, S(h))$ | |
which is possible by axioms TR1 and TR2. We want to construct the dotted | |
arrow making following diagram commute | |
$$ | |
\xymatrix{ | |
S(C)[-1] \ar[r]_-{S(h[-1])} & | |
S(A) \ar[r]_{S(f)} & | |
S(B) \ar[r]_{S(g)} & | |
S(C) \ar[r]_{S(h)} & | |
S(A)[1] \\ | |
S(C)[-1] \ar[r]^-{S(h[-1])} \ar@{=}[u] & | |
S(A) \ar[r]^i \ar@{=}[u] & | |
E \ar[r]^p \ar@{..>}[u]^\varphi & | |
S(C) \ar[r]^{S(h)} \ar@{=}[u] & | |
S(A)[1] \ar@{=}[u] | |
} | |
$$ | |
Namely, if we have $\varphi$, then we claim for any $X$ the resulting | |
map $\Hom(X, E) \to \Hom(X, S(B))$ will be an isomorphism of $k$-vector | |
spaces. Namely, we will obtain a commutative diagram | |
$$ | |
\xymatrix{ | |
\Hom(X, S(C)[-1]) \ar[r] & | |
\Hom(X, S(A)) \ar[r] & | |
\Hom(X, S(B)) \ar[r] & | |
\Hom(X, S(C)) \ar[r] & | |
\Hom(X, S(A)[1]) \\ | |
\Hom(X, S(C)[-1]) \ar[r] \ar@{=}[u] & | |
\Hom(X, S(A)) \ar[r] \ar@{=}[u] & | |
\Hom(X, E) \ar[r] \ar[u]^\varphi & | |
\Hom(X, S(C)) \ar[r] \ar@{=}[u] & | |
\Hom(X, S(A)[1]) \ar@{=}[u] | |
} | |
$$ | |
with exact rows (see above) and we can apply the 5 lemma | |
(Homology, Lemma \ref{homology-lemma-five-lemma}) to see | |
that the middle arrow is an isomorphism. By the Yoneda lemma | |
we conclude that $\varphi$ is an isomorphism. | |
To find $\varphi$ consider the following diagram | |
$$ | |
\xymatrix{ | |
\Hom(E, S(C)) \ar[r] & | |
\Hom(S(A), S(C)) \\ | |
\Hom(E, S(B)) \ar[u] \ar[r] & | |
\Hom(S(A), S(B)) \ar[u] | |
} | |
$$ | |
The elements $p$ and $S(f)$ in positions $(0, 1)$ and | |
$(1, 0)$ define a cohomology class $\xi$ in the total complex | |
of this double complex. The existence of $\varphi$ is | |
equivalent to whether $\xi$ is zero. If we take $k$-linear duals | |
of this and we use the defining property of $S$ we obtain | |
$$ | |
\xymatrix{ | |
\Hom(C, E) \ar[d] & | |
\Hom(C, S(A)) \ar[l] \ar[d] \\ | |
\Hom(B, E) & | |
\Hom(B, S(A)) \ar[l] | |
} | |
$$ | |
Since both $A \to B \to C$ and $S(A) \to E \to S(C)$ are distinguished | |
triangles, we know by TR3 that given elements $\alpha \in \Hom(C, E)$ | |
and $\beta \in \Hom(B, S(A))$ mapping to the same element in | |
$\Hom(B, E)$, there exists an element in $\Hom(C, S(A))$ mapping | |
to both $\alpha$ and $\beta$. In other words, the cohomology of | |
the total complex associated to this double complex is zero in degree | |
$1$, i.e., the degree corresponding to $\Hom(C, E) \oplus \Hom(B, S(A))$. | |
Taking duals the same must be true for the previous one which concludes | |
the proof. | |
\end{proof} | |
\section{Examples of Serre functors} | |
\label{section-examples-Serre-functors} | |
\noindent | |
The lemma below is the standard example. | |
\begin{lemma} | |
\label{lemma-Serre-functor-Gorenstein-proper} | |
Let $k$ be a field. Let $X$ be a proper scheme over $k$ which is Gorenstein. | |
Consider the complex $\omega_X^\bullet$ of | |
Duality for Schemes, Lemmas \ref{duality-lemma-duality-proper-over-field}. | |
Then the functor | |
$$ | |
S : D_{perf}(\mathcal{O}_X) \longrightarrow D_{perf}(\mathcal{O}_X),\quad | |
K \longmapsto S(K) = \omega_X^\bullet \otimes_{\mathcal{O}_X}^\mathbf{L} K | |
$$ | |
is a Serre functor. | |
\end{lemma} | |
\begin{proof} | |
The statement make sense because $\dim \Hom_X(K, L) < \infty$ | |
for $K, L \in D_{perf}(\mathcal{O}_X)$ by | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-ext-finite}. | |
Since $X$ is Gorenstein the dualizing complex $\omega_X^\bullet$ | |
is an invertible object of $D(\mathcal{O}_X)$, see | |
Duality for Schemes, Lemma \ref{duality-lemma-gorenstein}. | |
In particular, locally on $X$ the complex $\omega_X^\bullet$ | |
has one nonzero cohomology sheaf which is an invertible module, see | |
Cohomology, Lemma \ref{cohomology-lemma-invertible-derived}. | |
Thus $S(K)$ lies in $D_{perf}(\mathcal{O}_X)$. | |
On the other hand, the invertibility of $\omega_X^\bullet$ | |
clearly implies that $S$ is a self-equivalence of $D_{perf}(\mathcal{O}_X)$. | |
Finally, we have to find an isomorphism | |
$$ | |
c_{K, L} : \Hom_X(K, L) \longrightarrow | |
\Hom_X(L, \omega_X^\bullet \otimes_{\mathcal{O}_X}^\mathbf{L} K)^\vee | |
$$ | |
bifunctorially in $K, L$. To do this we use the canonical isomorphisms | |
$$ | |
\Hom_X(K, L) = H^0(X, L \otimes_{\mathcal{O}_X}^\mathbf{L} K^\vee) | |
$$ | |
and | |
$$ | |
\Hom_X(L, \omega_X^\bullet \otimes_{\mathcal{O}_X}^\mathbf{L} K) = | |
H^0(X, | |
\omega_X^\bullet \otimes_{\mathcal{O}_X}^\mathbf{L} K | |
\otimes_{\mathcal{O}_X}^\mathbf{L} L^\vee) | |
$$ | |
given in Cohomology, Lemma \ref{cohomology-lemma-dual-perfect-complex}. | |
Since $(L \otimes_{\mathcal{O}_X}^\mathbf{L} K^\vee)^\vee = | |
(K^\vee)^\vee \otimes_{\mathcal{O}_X}^\mathbf{L} L^\vee$ | |
and since there is a canonical isomorphism $K \to (K^\vee)^\vee$ | |
we find these $k$-vector spaces are canonically dual by | |
Duality for Schemes, Lemma | |
\ref{duality-lemma-duality-proper-over-field-perfect}. | |
This produces the isomorphisms $c_{K, L}$. | |
We omit the proof that these isomorphisms are functorial. | |
\end{proof} | |
\section{Characterizing coherent modules} | |
\label{section-coherent} | |
\noindent | |
This section is in some sense a continuation of the discussion | |
in Derived Categories of Schemes, Section \ref{perfect-section-pseudo-coherent} | |
and More on Morphisms, Section | |
\ref{more-morphisms-section-characterize-pseudo-coherent}. | |
\medskip\noindent | |
Before we can state the result we need some notation. | |
Let $k$ be a field. Let $n \geq 0$ be an integer. | |
Let $S = k[X_0, \ldots, X_n]$. For an integer $e$ denote | |
$S_e \subset S$ the homogeneous polynomials of degree $e$. | |
Consider the (noncommutative) $k$-algebra | |
$$ | |
R = | |
\left( | |
\begin{matrix} | |
S_0 & S_1 & S_2 & \ldots & \ldots \\ | |
0 & S_0 & S_1 & \ldots & \ldots\\ | |
0 & 0 & S_0 & \ldots & \ldots \\ | |
\ldots & \ldots & \ldots & \ldots & \ldots \\ | |
0 & \ldots & \ldots & \ldots & S_0 | |
\end{matrix} | |
\right) | |
$$ | |
(with $n + 1$ rows and columns) with obvious multiplication and addition. | |
\begin{lemma} | |
\label{lemma-perfect-for-R} | |
With $k$, $n$, and $R$ as above, for an object $K$ of $D(R)$ | |
the following are equivalent | |
\begin{enumerate} | |
\item $\sum_{i \in \mathbf{Z}} \dim_k H^i(K) < \infty$, and | |
\item $K$ is a compact object. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
If $K$ is a compact object, then $K$ can be represented by a complex | |
$M^\bullet$ which is finite projective as a graded $R$-module, see | |
Differential Graded Algebra, Lemma \ref{dga-lemma-compact}. | |
Since $\dim_k R < \infty$ we conclude $\sum \dim_k M^i < \infty$ | |
and a fortiori $\sum \dim_k H^i(M^\bullet) < \infty$. | |
(One can also easily deduce this implication from the easier | |
Differential Graded Algebra, Proposition \ref{dga-proposition-compact}.) | |
\medskip\noindent | |
Assume $K$ satisfies (1). Consider the distinguished triangle | |
of trunctions $\tau_{\leq m}K \to K \to \tau_{\geq m + 1}K$, see | |
Derived Categories, Remark | |
\ref{derived-remark-truncation-distinguished-triangle}. | |
It is clear that both $\tau_{\leq m}K$ and $\tau_{\geq m + 1} K$ | |
satisfy (1). If we can show both are compact, then so is $K$, see | |
Derived Categories, Lemma \ref{derived-lemma-compact-objects-subcategory}. | |
Hence, arguing on the number of nonzero cohomology modules of $K$ | |
we may assume $H^i(K)$ is nonzero only for one $i$. | |
Shifting, we may assume $K$ is given by the complex | |
consisting of a single finite dimensional $R$-module $M$ sitting | |
in degree $0$. | |
\medskip\noindent | |
Since $\dim_k(M) < \infty$ we see that $M$ is Artinian as an $R$-module. | |
Thus it suffices to show that every simple $R$-module represents a | |
compact object of $D(R)$. Observe that | |
$$ | |
I = | |
\left( | |
\begin{matrix} | |
0 & S_1 & S_2 & \ldots & \ldots \\ | |
0 & 0 & S_1 & \ldots & \ldots\\ | |
0 & 0 & 0 & \ldots & \ldots \\ | |
\ldots & \ldots & \ldots & \ldots & \ldots \\ | |
0 & \ldots & \ldots & \ldots & 0 | |
\end{matrix} | |
\right) | |
$$ | |
is a nilpotent two sided ideal of $R$ and that $R/I$ | |
is a commutative $k$-algebra isomorphic to a product of $n + 1$ copies of | |
$k$ (placed along the diagonal in the matrix, i.e., $R/I$ can be lifted | |
to a $k$-subalgebra of $R$). It follows that $R$ has exactly $n + 1$ | |
isomorphism classes of simple modules $M_0, \ldots, M_n$ (sitting along | |
the diagonal). Consider the right $R$-module $P_i$ of row vectors | |
$$ | |
P_i = | |
\left( | |
\begin{matrix} | |
0 & | |
\ldots & | |
0 & | |
S_0 & | |
\ldots & | |
S_{i - 1} & | |
S_i | |
\end{matrix} | |
\right) | |
$$ | |
with obvious multiplication $P_i \times R \to P_i$. Then we see that | |
$R \cong P_0 \oplus \ldots \oplus P_n$ as a right $R$-module. Since clearly | |
$R$ is a compact object of $D(R)$, we conclude each $P_i$ is a compact | |
object of $D(R)$. (We of course also conclude each $P_i$ is projective | |
as an $R$-module, but this isn't what we have to show in this proof.) | |
Clearly, $P_0 = M_0$ is the first of our simple $R$-modules. | |
For $P_1$ we have a short exact sequence | |
$$ | |
0 \to P_0^{\oplus n + 1} \to P_1 \to M_1 \to 0 | |
$$ | |
which proves that $M_1$ fits into a distinguished triangle whose | |
other members are compact objects and hence $M_1$ is a compact | |
object of $D(R)$. More generally, there exists a short exact sequence | |
$$ | |
0 \to C_i \to P_i \to M_i \to 0 | |
$$ | |
where $C_i$ is a finite dimensional $R$-module whose simple constituents | |
are isomorphic to $M_j$ for $j < i$. By induction, we first conclude that | |
$C_i$ determines a compact object of $D(R)$ whereupon we conclude that $M_i$ | |
does too as desired. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-coherent-on-projective-space} | |
Let $k$ be a field. Let $n \geq 0$. Let | |
$K \in D_\QCoh(\mathcal{O}_{\mathbf{P}^n_k})$. | |
The following are equivalent | |
\begin{enumerate} | |
\item $K$ is in $D^b_{\textit{Coh}}(\mathcal{O}_{\mathbf{P}^n_k})$, | |
\item $\sum_{i \in \mathbf{Z}} | |
\dim_k H^i(\mathbf{P}^n_k, E \otimes^\mathbf{L} K) < \infty$ | |
for each perfect object $E$ of | |
$D(\mathcal{O}_{\mathbf{P}^n_k})$, | |
\item $\sum_{i \in \mathbf{Z}} | |
\dim_k \Ext^i_{\mathbf{P}^n_k}(E, K) < \infty$ | |
for each perfect object $E$ of $D(\mathcal{O}_{\mathbf{P}^n_k})$, | |
\item $\sum_{i \in \mathbf{Z}} \dim_k H^i(\mathbf{P}^n_k, | |
K \otimes^\mathbf{L} \mathcal{O}_{\mathbf{P}^n_k}(d)) < \infty$ | |
for $d = 0, 1, \ldots, n$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Parts (2) and (3) are equivalent by | |
Cohomology, Lemma \ref{cohomology-lemma-dual-perfect-complex}. | |
If (1) is true, then for $E$ perfect the derived tensor product | |
$E \otimes^\mathbf{L} K$ is in | |
$D^b_{\textit{Coh}}(\mathcal{O}_{\mathbf{P}^n_k})$ | |
and we see that (2) holds by | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-direct-image-coherent}. | |
It is clear that (2) implies (4) as $\mathcal{O}_{\mathbf{P}^n_k}(d)$ | |
can be viewed | |
as a perfect object of the derived category of $\mathbf{P}^n_k$. | |
Thus it suffices to prove that (4) implies (1). | |
\medskip\noindent | |
Assume (4). Let $R$ be as in Lemma \ref{lemma-perfect-for-R}. | |
Let $P = \bigoplus_{d = 0, \ldots, n} \mathcal{O}_{\mathbf{P}^n_k}(-d)$. | |
Recall that $R = \text{End}_{\mathbf{P}^n_k}(P)$ whereas all other | |
self-Exts of $P$ are zero and that $P$ determines an equivalence | |
$- \otimes^\mathbf{L} P : D(R) \to D_\QCoh(\mathcal{O}_{\mathbf{P}^n_k})$ | |
by Derived Categories of Schemes, Lemma \ref{perfect-lemma-Pn-module-category}. | |
Say $K$ corresponds to $L$ in $D(R)$. Then | |
\begin{align*} | |
H^i(L) | |
& = | |
\Ext^i_{D(R)}(R, L) \\ | |
& = | |
\Ext^i_{\mathbf{P}^n_k}(P, K) \\ | |
& = | |
H^i(\mathbf{P}^n_k, K \otimes P^\vee) \\ | |
& = | |
\bigoplus\nolimits_{d = 0, \ldots, n} | |
H^i(\mathbf{P}^n_k, K \otimes \mathcal{O}(d)) | |
\end{align*} | |
by Differential Graded Algebra, Lemma | |
\ref{dga-lemma-upgrade-tensor-with-complex-derived} | |
(and the fact that $- \otimes^\mathbf{L} P$ is an equivalence) | |
and Cohomology, Lemma \ref{cohomology-lemma-dual-perfect-complex}. | |
Thus our assumption (4) implies that $L$ satisfies condition (2) of | |
Lemma \ref{lemma-perfect-for-R} and hence is a compact object of $D(R)$. | |
Therefore $K$ is a compact object of | |
$D_\QCoh(\mathcal{O}_{\mathbf{P}^n_k})$. | |
Thus $K$ is perfect by | |
Derived Categories of Schemes, Proposition | |
\ref{perfect-proposition-compact-is-perfect}. | |
Since $D_{perf}(\mathcal{O}_{\mathbf{P}^n_k}) = | |
D^b_{\textit{Coh}}(\mathcal{O}_{\mathbf{P}^n_k})$ | |
by | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-perfect-on-regular} | |
we conclude (1) holds. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-finiteness} | |
Let $X$ be a scheme proper over a field $k$. Let | |
$K \in D^b_{\textit{Coh}}(\mathcal{O}_X)$ and let $E$ in $D(\mathcal{O}_X)$ | |
be perfect. Then | |
$\sum_{i \in \mathbf{Z}} \dim_k \Ext^i_X(E, K) < \infty$. | |
\end{lemma} | |
\begin{proof} | |
This follows for example by combining | |
Derived Categories of Schemes, Lemmas \ref{perfect-lemma-ext-finite} and | |
\ref{perfect-lemma-ext-from-perfect-into-bounded-QCoh}. | |
Alternative proof: combine | |
Derived Categories of Schemes, Lemmas | |
\ref{perfect-lemma-perfect-on-noetherian} and | |
\ref{perfect-lemma-direct-image-coherent}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-characterize-dbcoh-projective} | |
\begin{reference} | |
\cite[Lemma 7.46]{Rouquier-dimensions} and implicit in | |
\cite[Theorem A.1]{BvdB} | |
\end{reference} | |
Let $X$ be a projective scheme over a field $k$. Let | |
$K \in \Ob(D_\QCoh(\mathcal{O}_X))$. The following are equivalent | |
\begin{enumerate} | |
\item $K \in D^b_{\textit{Coh}}(\mathcal{O}_X)$, and | |
\item $\sum_{i \in \mathbf{Z}} \dim_k \Ext^i_X(E, K) < \infty$ | |
for all perfect $E$ in $D(\mathcal{O}_X)$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
The implication (1) $\Rightarrow$ (2) follows from | |
Lemma \ref{lemma-finiteness}. | |
\medskip\noindent | |
Assume (2). | |
Choose a closed immersion $i : X \to \mathbf{P}^n_k$. It suffices to show | |
that $Ri_*K$ is in $D^b_{\textit{Coh}}(\mathbf{P}^n_k)$ since a quasi-coherent | |
module $\mathcal{F}$ on $X$ is coherent, resp.\ zero if and only if | |
$i_*\mathcal{F}$ is coherent, resp.\ zero. For a perfect object $E$ | |
of $D(\mathcal{O}_{\mathbf{P}^n_k})$, $Li^*E$ is a perfect object of | |
$D(\mathcal{O}_X)$ and | |
$$ | |
\Ext^q_{\mathbf{P}^n_k}(E, Ri_*K) = \Ext^q_X(Li^*E, K) | |
$$ | |
Hence by our assumption we see that | |
$\sum_{q \in \mathbf{Z}} \dim_k \Ext^q_{\mathbf{P}^n_k}(E, Ri_*K) < \infty$. | |
We conclude by Lemma \ref{lemma-coherent-on-projective-space}. | |
\end{proof} | |
\section{A representability theorem} | |
\label{section-bondal-van-den-bergh} | |
\noindent | |
The material in this section is taken from \cite{BvdB}. | |
\medskip\noindent | |
Let $\mathcal{T}$ be a $k$-linear triangulated category. | |
In this section we consider $k$-linear cohomological functors | |
$H$ from $\mathcal{T}$ to the category of $k$-vector spaces. | |
This will mean $H$ is a functor | |
$$ | |
H : \mathcal{T}^{opp} \longrightarrow \text{Vect}_k | |
$$ | |
which is $k$-linear such that for any distinguished triangle | |
$X \to Y \to Z$ in $\mathcal{T}$ the sequence $H(Z) \to H(Y) \to H(X)$ | |
is an exact sequence of $k$-vector spaces. See | |
Derived Categories, Definition \ref{derived-definition-homological} | |
and Differential Graded Algebra, Section \ref{dga-section-linear}. | |
\begin{lemma} | |
\label{lemma-maps-from-compact-filtered} | |
Let $\mathcal{D}$ be a triangulated category. Let | |
$\mathcal{D}' \subset \mathcal{D}$ be a full triangulated subcategory. Let | |
$X \in \Ob(\mathcal{D})$. The category of arrows $E \to X$ with | |
$E \in \Ob(\mathcal{D}')$ is filtered. | |
\end{lemma} | |
\begin{proof} | |
We check the conditions of | |
Categories, Definition \ref{categories-definition-directed}. | |
The category is nonempty because it contains $0 \to X$. | |
If $E_i \to X$, $i = 1, 2$ are objects, then $E_1 \oplus E_2 \to X$ | |
is an object and there are morphisms $(E_i \to X) \to (E_1 \oplus E_2 \to X)$. | |
Finally, suppose that $a, b : (E \to X) \to (E' \to X)$ are morphisms. | |
Choose a distinguished triangle $E \xrightarrow{a - b} E' \to E''$ | |
in $\mathcal{D}'$. By Axiom TR3 we obtain a morphism of triangles | |
$$ | |
\xymatrix{ | |
E \ar[r]_{a - b} \ar[d] & | |
E' \ar[d] \ar[r] & E'' \ar[d] \\ | |
0 \ar[r] & | |
X \ar[r] & | |
X | |
} | |
$$ | |
and we find that the resulting arrow $(E' \to X) \to (E'' \to X)$ | |
equalizes $a$ and $b$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-van-den-bergh} | |
\begin{reference} | |
\cite[Lemma 2.14]{CKN} | |
\end{reference} | |
Let $k$ be a field. Let $\mathcal{D}$ be a $k$-linear triangulated category | |
which has direct sums and is compactly generated. | |
Denote $\mathcal{D}_c$ the full | |
subcategory of compact objects. Let $H : \mathcal{D}_c^{opp} \to \text{Vect}_k$ | |
be a $k$-linear cohomological functor such that | |
$\dim_k H(X) < \infty$ for all $X \in \Ob(\mathcal{D}_c)$. | |
Then $H$ is isomorphic to the functor $X \mapsto \Hom(X, Y)$ | |
for some $Y \in \Ob(\mathcal{D})$. | |
\end{lemma} | |
\begin{proof} | |
We will use Derived Categories, Lemma | |
\ref{derived-lemma-compact-objects-subcategory} without further mention. | |
Denote $G : \mathcal{D}_c \to \text{Vect}_k$ the $k$-linear homological | |
functor which sends $X$ to $H(X)^\vee$. For any object $Y$ of $\mathcal{D}$ | |
we set | |
$$ | |
G'(Y) = \colim_{X \to Y, X \in \Ob(\mathcal{D}_c)} G(X) | |
$$ | |
The colimit is filtered by Lemma \ref{lemma-maps-from-compact-filtered}. | |
We claim that $G'$ is a $k$-linear homological functor, | |
the restriction of $G'$ to $\mathcal{D}_c$ is $G$, and $G'$ | |
sends direct sums to direct sums. | |
\medskip\noindent | |
Namely, suppose that $Y_1 \to Y_2 \to Y_3$ is a distinguished triangle. | |
Let $\xi \in G'(Y_2)$ map to zero in $G'(Y_3)$. Since the colimit is | |
filtered $\xi$ is represented by some $X \to Y_2$ with | |
$X \in \Ob(\mathcal{D}_c)$ and $g \in G(X)$. | |
The fact that $\xi$ maps to zero in $G'(Y_3)$ means the composition | |
$X \to Y_2 \to Y_3$ factors as $X \to X' \to Y_3$ with $X' \in \mathcal{D}_c$ | |
and $g$ mapping to zero in $G(X')$. Choose a distinguished | |
triangle $X'' \to X \to X'$. Then $X'' \in \Ob(\mathcal{D}_c)$. | |
Since $G$ is homological we find that $g$ is the image of some | |
$g'' \in G'(X'')$. By Axiom TR3 the maps $X \to Y_2$ and $X' \to Y_3$ fit into | |
a morphism of distinguished triangles | |
$(X'' \to X \to X') \to (Y_1 \to Y_2 \to Y_3)$ | |
and we find that indeed $\xi$ is the image of the | |
element of $G'(Y_1)$ represented by $X'' \to Y_1$ and $g'' \in G(X'')$. | |
\medskip\noindent | |
If $Y \in \Ob(\mathcal{D}_c)$, then $\text{id} : Y \to Y$ is the final | |
object in the category of arrows $X \to Y$ with $X \in \Ob(\mathcal{D}_c)$. | |
Hence we see that $G'(Y) = G(Y)$ in this case and the | |
statement on restriction holds. Let $Y = \bigoplus_{i \in I} Y_i$ | |
be a direct sum. Let $a : X \to Y$ with $X \in \Ob(\mathcal{D}_c)$ | |
and $g \in G(X)$ represent an element $\xi$ of $G'(Y)$. | |
The morphism $a : X \to Y$ can be uniquely written as a sum of morphisms | |
$a_i : X \to Y_i$ almost all zero as $X$ is a compact object of $\mathcal{D}$. | |
Let $I' = \{i \in I \mid a_i \not = 0\}$. Then we can factor | |
$a$ as the composition | |
$$ | |
X \xrightarrow{(1, \ldots, 1)} | |
\bigoplus\nolimits_{i \in I'} X | |
\xrightarrow{\bigoplus_{i \in I'} a_i} | |
\bigoplus\nolimits_{i \in I} Y_i = Y | |
$$ | |
We conclude that $\xi = \sum_{i \in I'} \xi_i$ | |
is the sum of the images of the elements | |
$\xi_i \in G'(Y_i)$ corresponding to $a_i : X \to Y_i$ | |
and $g \in G(X)$. Hence $\bigoplus G'(Y_i) \to G'(Y)$ | |
is surjective. We omit the (trivial) verification that it is injective. | |
\medskip\noindent | |
It follows that the functor $Y \mapsto G'(Y)^\vee$ is cohomological | |
and sends direct sums to direct products. Hence by Brown representability, | |
see Derived Categories, Proposition \ref{derived-proposition-brown} | |
we conclude that there exists a $Y \in \Ob(\mathcal{D})$ | |
and an isomorphism | |
$G'(Z)^\vee = \Hom(Z, Y)$ functorially in $Z$. | |
For $X \in \Ob(\mathcal{D}_c)$ we have | |
$G'(X)^\vee = G(X)^\vee = (H(X)^\vee)^\vee = H(X)$ | |
because $\dim_k H(X) < \infty$ and the proof is complete. | |
\end{proof} | |
\begin{theorem} | |
\label{theorem-bondal-van-den-bergh} | |
\begin{reference} | |
\cite[Theorem A.1]{BvdB} | |
\end{reference} | |
Let $X$ be a projective scheme over a field $k$. | |
Let $F : D_{perf}(\mathcal{O}_X)^{opp} \to \text{Vect}_k$ | |
be a $k$-linear cohomological functor such that | |
$$ | |
\sum\nolimits_{n \in \mathbf{Z}} \dim_k F(E[n]) < \infty | |
$$ | |
for all $E \in D_{perf}(\mathcal{O}_X)$. Then $F$ is isomorphic to a functor | |
of the form $E \mapsto \Hom_X(E, K)$ for some | |
$K \in D^b_{\textit{Coh}}(\mathcal{O}_X)$. | |
\end{theorem} | |
\begin{proof} | |
The derived category $D_\QCoh(\mathcal{O}_X)$ has direct sums, | |
is compactly generated, and $D_{perf}(\mathcal{O}_X)$ is the full subcategory | |
of compact objects, see | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-quasi-coherence-direct-sums}, | |
Theorem \ref{perfect-theorem-bondal-van-den-Bergh}, and | |
Proposition \ref{perfect-proposition-compact-is-perfect}. | |
By Lemma \ref{lemma-van-den-bergh} we may assume | |
$F(E) = \Hom_X(E, K)$ for some $K \in \Ob(D_\QCoh(\mathcal{O}_X))$. | |
Then it follows that $K$ is in $D^b_{\textit{Coh}}(\mathcal{O}_X)$ | |
by Lemma \ref{lemma-characterize-dbcoh-projective}. | |
\end{proof} | |
\section{Representability in the regular proper case} | |
\label{section-regular-proper} | |
\noindent | |
Theorem \ref{theorem-bondal-van-den-bergh} | |
also holds for regular (for example smooth) proper varieties. This | |
is proven in \cite{BvdB} using their general characterization | |
of ``right saturated'' $k$-linear triangulated categories. In this | |
section we give a quick and dirty proof of this result using a little | |
bit of duality. | |
\begin{lemma} | |
\label{lemma-trace-map} | |
\begin{reference} | |
The proof given here follows the argument given in | |
\cite[Remark 3.4]{MS} | |
\end{reference} | |
Let $f : X' \to X$ be a proper birational morphism of integral Noetherian | |
schemes with $X$ regular. The map $\mathcal{O}_X \to Rf_*\mathcal{O}_{X'}$ | |
canonically splits in $D(\mathcal{O}_X)$. | |
\end{lemma} | |
\begin{proof} | |
Set $E = Rf_*\mathcal{O}_{X'}$ in $D(\mathcal{O}_X)$. | |
Observe that $E$ is in $D^b_{\textit{Coh}}(\mathcal{O}_X)$ by | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-direct-image-coherent}. | |
By | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-perfect-on-regular} | |
we find that $E$ is a perfect object of $D(\mathcal{O}_X)$. | |
Since $\mathcal{O}_{X'}$ is a sheaf of algebras, we have the | |
relative cup product $\mu : E \otimes_{\mathcal{O}_X}^\mathbf{L} E \to E$ | |
by Cohomology, Remark \ref{cohomology-remark-cup-product}. | |
Let $\sigma : E \otimes E^\vee \to E^\vee \otimes E$ be the commutativity | |
constraint on the symmetric monoidal category $D(\mathcal{O}_X)$ | |
(Cohomology, Lemma \ref{cohomology-lemma-symmetric-monoidal-derived}). | |
Denote $\eta : \mathcal{O}_X \to E \otimes E^\vee$ and | |
$\epsilon : E^\vee \otimes E \to \mathcal{O}_X$ the maps | |
constructed in Cohomology, Example \ref{cohomology-example-dual-derived}. | |
Then we can consider the map | |
$$ | |
E \xrightarrow{\eta \otimes 1} E \otimes E^\vee \otimes E | |
\xrightarrow{\sigma \otimes 1} E^\vee \otimes E \otimes E | |
\xrightarrow{1 \otimes \mu} E^\vee \otimes E | |
\xrightarrow{\epsilon} \mathcal{O}_X | |
$$ | |
We claim that this map is a one sided inverse to the map in the | |
statement of the lemma. To see this it suffices to show that | |
the composition $\mathcal{O}_X \to \mathcal{O}_X$ is the identity | |
map. This we may do in the generic point of $X$ (or on an open | |
subscheme of $X$ over which $f$ is an isomorphism). In this | |
case $E = \mathcal{O}_X$ and $\mu$ is the usual multiplication map | |
and the result is clear. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-characterize-dbcoh-proper-regular} | |
Let $X$ be a proper scheme over a field $k$ which is regular. Let | |
$K \in \Ob(D_\QCoh(\mathcal{O}_X))$. The following are equivalent | |
\begin{enumerate} | |
\item $K \in D^b_{\textit{Coh}}(\mathcal{O}_X) = D_{perf}(\mathcal{O}_X)$, and | |
\item $\sum_{i \in \mathbf{Z}} \dim_k \Ext^i_X(E, K) < \infty$ | |
for all perfect $E$ in $D(\mathcal{O}_X)$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
The equality in (1) holds by Derived Categories of Schemes, | |
Lemma \ref{perfect-lemma-perfect-on-regular}. | |
The implication (1) $\Rightarrow$ (2) follows from | |
Lemma \ref{lemma-finiteness}. | |
The implication (2) $\Rightarrow$ (1) follows from | |
More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-characterize-relatively-perfect}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-bondal-van-den-bergh} | |
Let $X$ be a proper scheme over a field $k$ which is regular. | |
\begin{enumerate} | |
\item Let $F : D_{perf}(\mathcal{O}_X)^{opp} \to \text{Vect}_k$ | |
be a $k$-linear cohomological functor such that | |
$$ | |
\sum\nolimits_{n \in \mathbf{Z}} \dim_k F(E[n]) < \infty | |
$$ | |
for all $E \in D_{perf}(\mathcal{O}_X)$. Then $F$ is isomorphic to a functor | |
of the form $E \mapsto \Hom_X(E, K)$ for some $K \in D_{perf}(\mathcal{O}_X)$. | |
\item Let $G : D_{perf}(\mathcal{O}_X) \to \text{Vect}_k$ | |
be a $k$-linear homological functor such that | |
$$ | |
\sum\nolimits_{n \in \mathbf{Z}} \dim_k G(E[n]) < \infty | |
$$ | |
for all $E \in D_{perf}(\mathcal{O}_X)$. Then $G$ is isomorphic to a functor | |
of the form $E \mapsto \Hom_X(K, E)$ for some $K \in D_{perf}(\mathcal{O}_X)$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Proof of (1). The derived category $D_\QCoh(\mathcal{O}_X)$ has direct sums, | |
is compactly generated, and $D_{perf}(\mathcal{O}_X)$ is the full subcategory | |
of compact objects, see | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-quasi-coherence-direct-sums}, | |
Theorem \ref{perfect-theorem-bondal-van-den-Bergh}, and | |
Proposition \ref{perfect-proposition-compact-is-perfect}. | |
By Lemma \ref{lemma-van-den-bergh} we may assume | |
$F(E) = \Hom_X(E, K)$ for some $K \in \Ob(D_\QCoh(\mathcal{O}_X))$. | |
Then it follows that $K$ is in $D^b_{\textit{Coh}}(\mathcal{O}_X)$ | |
by Lemma \ref{lemma-characterize-dbcoh-proper-regular}. | |
\medskip\noindent | |
Proof of (2). Consider the contravariant functor $E \mapsto E^\vee$ | |
on $D_{perf}(\mathcal{O}_X)$, see | |
Cohomology, Lemma \ref{cohomology-lemma-dual-perfect-complex}. | |
This functor is an exact anti-self-equivalence of $D_{perf}(\mathcal{O}_X)$. | |
Hence we may apply part (1) to the functor $F(E) = G(E^\vee)$ to find | |
$K \in D_{perf}(\mathcal{O}_X)$ such that $G(E^\vee) = \Hom_X(E, K)$. | |
It follows that $G(E) = \Hom_X(E^\vee, K) = \Hom_X(K^\vee, E)$ | |
and we conclude that taking $K^\vee$ works. | |
\end{proof} | |
\section{Existence of adjoints} | |
\label{section-adjoints} | |
\noindent | |
As a consequence of the results in the paper of Bondal and van den Bergh | |
we get the following automatic existence of adjoints. | |
\begin{lemma} | |
\label{lemma-always-right-adjoints} | |
Let $k$ be a field. Let $X$ and $Y$ be proper schemes over $k$. | |
If $X$ is regular, then $k$-linear any exact functor | |
$F : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
has an exact right adjoint and an exact left adjoint. | |
\end{lemma} | |
\begin{proof} | |
If an adjoint exists it is an exact functor by the very general | |
Derived Categories, Lemma \ref{derived-lemma-adjoint-is-exact}. | |
\medskip\noindent | |
Let us prove the existence of a right adjoint. | |
To see existence, it suffices to show that for | |
$M \in D_{perf}(\mathcal{O}_Y)$ the contravariant functor | |
$K \mapsto \Hom_Y(F(K), M)$ is representable. | |
This functor is contravariant, $k$-linear, and cohomological. | |
Hence by Lemma \ref{lemma-bondal-van-den-bergh} part (1) | |
it suffices to show that | |
$$ | |
\sum\nolimits_{i \in \mathbf{Z}} \dim_k \Ext^i_Y(F(K), M) < \infty | |
$$ | |
This follows from Lemma \ref{lemma-finiteness}. | |
\medskip\noindent | |
For the existence of the left adjoint we argue in the same | |
manner using part (2) of Lemma \ref{lemma-bondal-van-den-bergh}. | |
\end{proof} | |
\section{Fourier-Mukai functors} | |
\label{section-fourier-mukai} | |
\noindent | |
These functors were first introduced in \cite{Mukai}. | |
\begin{definition} | |
\label{definition-fourier-mukai-functor} | |
Let $S$ be a scheme. Let $X$ and $Y$ be schemes over $S$. | |
Let $K \in D(\mathcal{O}_{X \times_S Y})$. The exact functor | |
$$ | |
\Phi_K : D(\mathcal{O}_X) \longrightarrow D(\mathcal{O}_Y),\quad | |
M \longmapsto R\text{pr}_{2, *}( | |
L\text{pr}_1^*M \otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} K) | |
$$ | |
of triangulated categories is called a {\it Fourier-Mukai functor} | |
and $K$ is called a {\it Fourier-Mukai kernel} for this functor. | |
Moreover, | |
\begin{enumerate} | |
\item if $\Phi_K$ sends $D_\QCoh(\mathcal{O}_X)$ into $D_\QCoh(\mathcal{O}_Y)$ | |
then the resulting exact functor | |
$\Phi_K : D_\QCoh(\mathcal{O}_X) \to D_\QCoh(\mathcal{O}_Y)$ | |
is called a Fourier-Mukai functor, | |
\item if $\Phi_K$ sends $D_{perf}(\mathcal{O}_X)$ into | |
$D_{perf}(\mathcal{O}_Y)$ then the resulting exact functor | |
$\Phi_K : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
is called a Fourier-Mukai functor, and | |
\item if $X$ and $Y$ are Noetherian and $\Phi_K$ sends | |
$D^b_{\textit{Coh}}(\mathcal{O}_X)$ into $D^b_{\textit{Coh}}(\mathcal{O}_Y)$ | |
then the resulting exact functor | |
$\Phi_K : D^b_{\textit{Coh}}(\mathcal{O}_X) \to | |
D^b_{\textit{Coh}}(\mathcal{O}_Y)$ | |
is called a Fourier-Mukai functor. | |
Similarly for $D_{\textit{Coh}}$, $D^+_{\textit{Coh}}$, $D^-_{\textit{Coh}}$. | |
\end{enumerate} | |
\end{definition} | |
\begin{lemma} | |
\label{lemma-fourier-Mukai-QCoh} | |
Let $S$ be a scheme. Let $X$ and $Y$ be schemes over $S$. | |
Let $K \in D(\mathcal{O}_{X \times_S Y})$. | |
The corresponding Fourier-Mukai functor $\Phi_K$ sends | |
$D_\QCoh(\mathcal{O}_X)$ into $D_\QCoh(\mathcal{O}_Y)$ | |
if $K$ is in $D_\QCoh(\mathcal{O}_{X \times_S Y})$ and $X \to S$ is | |
quasi-compact and quasi-separated. | |
\end{lemma} | |
\begin{proof} | |
This follows from the fact that derived pullback preserves | |
$D_\QCoh$ | |
(Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-quasi-coherence-pullback}), | |
derived tensor products preserve $D_\QCoh$ | |
(Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-quasi-coherence-tensor-product}), | |
the projection $\text{pr}_2 : X \times_S Y \to Y$ is | |
quasi-compact and quasi-separated | |
(Schemes, Lemmas | |
\ref{schemes-lemma-quasi-compact-preserved-base-change} and | |
\ref{schemes-lemma-separated-permanence}), and | |
total direct image along a quasi-separated and quasi-compact | |
morphism preserves $D_\QCoh$ | |
(Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-quasi-coherence-direct-image}). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-compose-fourier-mukai} | |
Let $S$ be a scheme. Let $X, Y, Z$ be schemes over $S$. Assume | |
$X \to S$, $Y \to S$, and $Z \to S$ are quasi-compact and quasi-separated. | |
Let $K \in D_\QCoh(\mathcal{O}_{X \times_S Y})$. | |
Let $K' \in D_\QCoh(\mathcal{O}_{Y \times_S Z})$. | |
Consider the Fourier-Mukai functors | |
$\Phi_K : D_\QCoh(\mathcal{O}_X) \to D_\QCoh(\mathcal{O}_Y)$ | |
and $\Phi_{K'} : D_\QCoh(\mathcal{O}_Y) \to D_\QCoh(\mathcal{O}_Z)$. | |
If $X$ and $Z$ are tor independent over $S$ and $Y \to S$ is flat, | |
then | |
$$ | |
\Phi_{K'} \circ \Phi_K = \Phi_{K''} : | |
D_\QCoh(\mathcal{O}_X) | |
\longrightarrow | |
D_\QCoh(\mathcal{O}_Z) | |
$$ | |
where | |
$$ | |
K'' = R\text{pr}_{13, *}( | |
L\text{pr}_{12}^*K | |
\otimes_{\mathcal{O}_{X \times_S Y \times_S Z}}^\mathbf{L} | |
L\text{pr}_{23}^*K') | |
$$ | |
in $D_\QCoh(\mathcal{O}_{X \times_S Z})$. | |
\end{lemma} | |
\begin{proof} | |
The statement makes sense by Lemma \ref{lemma-fourier-Mukai-QCoh}. | |
We are going to use | |
Derived Categories of Schemes, Lemmas | |
\ref{perfect-lemma-quasi-coherence-pullback}, | |
\ref{perfect-lemma-quasi-coherence-tensor-product}, and | |
\ref{perfect-lemma-quasi-coherence-direct-image} | |
and Schemes, Lemmas | |
\ref{schemes-lemma-quasi-compact-preserved-base-change} and | |
\ref{schemes-lemma-separated-permanence} | |
without further mention. | |
By Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-flat-base-change-tor-independent} | |
we see that $X \times_S Y$ and $Y \times_S Z$ are tor independent | |
over $Y$. This means that we have base change for the cartesian diagram | |
$$ | |
\xymatrix{ | |
X \times_S Y \times_S Z \ar[d] \ar[r] & | |
Y \times_S Z \ar[d]^{p^{YZ}_Y} \\ | |
X \times_S Y \ar[r]^{p^{XY}_Y} & Y | |
} | |
$$ | |
for complexes with quasi-coherent cohomology sheaves, see | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-compare-base-change}. | |
Abbreviating $p^* = Lp^*$, $p_* = Rp_*$ and $\otimes = \otimes^\mathbf{L}$ | |
we have for $M \in D_\QCoh(\mathcal{O}_X)$ the sequence of equalities | |
\begin{align*} | |
\Phi_{K'}(\Phi_K(M)) | |
& = | |
p^{YZ}_{Z, *}(p^{YZ, *}_Y p^{XY}_{Y, *}(p^{XY, *}_X M \otimes K) \otimes K') \\ | |
& = | |
p^{YZ}_{Z, *}(\text{pr}_{23, *} \text{pr}_{12}^*(p^{XY, *}_X M \otimes K) | |
\otimes K') \\ | |
& = | |
p^{YZ}_{Z, *}(\text{pr}_{23, *}(\text{pr}_1^*M \otimes \text{pr}_{12}^*K) | |
\otimes K') \\ | |
& = | |
p^{YZ}_{Z, *}(\text{pr}_{23, *}(\text{pr}_1^*M \otimes \text{pr}_{12}^*K | |
\otimes \text{pr}_{23}^*K')) \\ | |
& = | |
\text{pr}_{3, *}(\text{pr}_1^*M \otimes \text{pr}_{12}^*K | |
\otimes \text{pr}_{23}^*K') \\ | |
& = | |
p^{XZ}_{Z, *}\text{pr}_{13, *}(\text{pr}_1^*M \otimes \text{pr}_{12}^*K | |
\otimes \text{pr}_{23}^*K') \\ | |
& = | |
p^{XZ}_{Z, *} (p^{XZ, *}_X M \otimes \text{pr}_{13, *}(\text{pr}_{12}^*K | |
\otimes \text{pr}_{23}^*K')) | |
\end{align*} | |
as desired. Here we have used the remark on base change in the | |
second equality and we have use Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-cohomology-base-change} in the $4$th and | |
last equality. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-fourier-mukai} | |
Let $S$ be a scheme. Let $X$ and $Y$ be schemes over $S$. | |
Let $K \in D(\mathcal{O}_{X \times_S Y})$. | |
The corresponding Fourier-Mukai functor $\Phi_K$ sends | |
$D_{perf}(\mathcal{O}_X)$ into $D_{perf}(\mathcal{O}_Y)$ if at least | |
one of the following conditions is satisfied: | |
\begin{enumerate} | |
\item $S$ is Noetherian, $X \to S$ and $Y \to S$ are of finite type, | |
$K \in D^b_{\textit{Coh}}(\mathcal{O}_{X \times_S Y})$, the support of $H^i(K)$ | |
is proper over $Y$ for all $i$, and $K$ has finite tor dimension | |
as an object of $D(\text{pr}_2^{-1}\mathcal{O}_Y)$, | |
\item $X \to S$ is of finite presentation and $K$ can be represented | |
by a bounded complex $\mathcal{K}^\bullet$ of finitely presented | |
$\mathcal{O}_{X \times_S Y}$-modules, flat over $Y$, with support | |
proper over $Y$, | |
\item $X \to S$ is a proper flat morphism of finite presentation | |
and $K$ is perfect, | |
\item $S$ is Noetherian, $X \to S$ is flat and proper, and $K$ is perfect | |
\item $X \to S$ is a proper flat morphism of finite presentation | |
and $K$ is $Y$-perfect, | |
\item $S$ is Noetherian, $X \to S$ is flat and proper, and $K$ is | |
$Y$-perfect. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
If $M$ is perfect on $X$, then $L\text{pr}_1^*M$ | |
is perfect on $X \times_S Y$, see | |
Cohomology, Lemma \ref{cohomology-lemma-perfect-pullback}. | |
We will use this without further mention below. | |
We will also use that if $X \to S$ is of finite type, or proper, or | |
flat, or of finite presentation, then the same thing is true for | |
the base change $\text{pr}_2 : X \times_S Y \to Y$, see | |
Morphisms, Lemmas | |
\ref{morphisms-lemma-base-change-finite-type}, | |
\ref{morphisms-lemma-base-change-proper}, | |
\ref{morphisms-lemma-base-change-flat}, and | |
\ref{morphisms-lemma-base-change-finite-presentation}. | |
\medskip\noindent | |
Part (1) follows from | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-perfect-direct-image} | |
combined with | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-perfect-on-noetherian}. | |
\medskip\noindent | |
Part (2) follows from | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-base-change-tensor-perfect}. | |
\medskip\noindent | |
Part (3) follows from | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-flat-proper-perfect-direct-image-general}. | |
\medskip\noindent | |
Part (4) follows from part (3) and the fact that a finite type | |
morphism of Noetherian schemes is of finite presentation by Morphisms, Lemma | |
\ref{morphisms-lemma-noetherian-finite-type-finite-presentation}. | |
\medskip\noindent | |
Part (5) follows from | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-derived-pushforward-rel-perfect} combined with | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-perfect-relatively-perfect}. | |
\medskip\noindent | |
Part (6) follows from part (5) in the same way that part (4) follows from | |
part (3). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-fourier-mukai-Coh} | |
Let $S$ be a Noetherian scheme. Let $X$ and $Y$ be schemes of finite type | |
over $S$. Let $K \in D^b_{\textit{Coh}}(\mathcal{O}_{X \times_S Y})$. | |
The corresponding Fourier-Mukai functor $\Phi_K$ sends | |
$D^b_{\textit{Coh}}(\mathcal{O}_X)$ into $D^b_{\textit{Coh}}(\mathcal{O}_Y)$ | |
if at least one of the following conditions is satisfied: | |
\begin{enumerate} | |
\item the support of $H^i(K)$ is proper over $Y$ for all $i$, and $K$ | |
has finite tor dimension as an object of $D(\text{pr}_1^{-1}\mathcal{O}_X)$, | |
\item $K$ can be represented by a bounded complex $\mathcal{K}^\bullet$ | |
of coherent $\mathcal{O}_{X \times_S Y}$-modules, flat over $X$, with support | |
proper over $Y$, | |
\item the support of $H^i(K)$ is proper over $Y$ for all $i$ | |
and $X$ is a regular scheme, | |
\item $K$ is perfect, the support of $H^i(K)$ is proper over $Y$ for all $i$, | |
and $Y \to S$ is flat. | |
\end{enumerate} | |
Furthermore in each case the support condition is automatic | |
if $X \to S$ is proper. | |
\end{lemma} | |
\begin{proof} | |
Let $M$ be an object of $D^b_{\textit{Coh}}(\mathcal{O}_X)$. | |
In each case we will use Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-direct-image-coherent} to show that | |
$$ | |
\Phi_K(M) = R\text{pr}_{2, *}( | |
L\text{pr}_1^*M | |
\otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} | |
K) | |
$$ | |
is in $D^b_{\textit{Coh}}(\mathcal{O}_Y)$. The derived tensor product | |
$L\text{pr}_1^*M \otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} K$ | |
is a pseudo-coherent object of $D(\mathcal{O}_{X \times_S Y})$ | |
(by | |
Cohomology, Lemma \ref{cohomology-lemma-pseudo-coherent-pullback}, | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-identify-pseudo-coherent-noetherian}, and | |
Cohomology, Lemma \ref{cohomology-lemma-tensor-pseudo-coherent}) | |
whence has coherent cohomology sheaves (by | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-identify-pseudo-coherent-noetherian} again). | |
In each case the supports of the cohomology sheaves | |
$H^i(L\text{pr}_1^*M \otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} K)$ | |
is proper over $Y$ as these supports are contained in the | |
union of the supports of the $H^i(K)$. Hence in each case | |
it suffices to prove that this tensor product is bounded below. | |
\medskip\noindent | |
Case (1). By Cohomology, Lemma \ref{cohomology-lemma-variant-derived-pullback} | |
we have | |
$$ | |
L\text{pr}_1^*M | |
\otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} | |
K | |
\cong | |
\text{pr}_1^{-1}M | |
\otimes_{\text{pr}_1^{-1}\mathcal{O}_X}^\mathbf{L} | |
K | |
$$ | |
with obvious notation. Hence the assumption on tor dimension | |
and the fact that $M$ has only a finite number of nonzero | |
cohomology sheaves, implies the bound we want. | |
\medskip\noindent | |
Case (2) follows because here the assumption implies that $K$ has | |
finite tor dimension as an object of $D(\text{pr}_1^{-1}\mathcal{O}_X)$ | |
hence the argument in the previous paragraph applies. | |
\medskip\noindent | |
In Case (3) it is also the case that $K$ has finite tor dimension | |
as an object of $D(\text{pr}_1^{-1}\mathcal{O}_X)$. Namely, choose | |
affine opens $U = \Spec(A)$ and $V = \Spec(B)$ of $X$ and $Y$ mapping into the | |
affine open $W = \Spec(R)$ of $S$. Then | |
$K|_{U \times V}$ is given by a bounded complex of finite | |
$A \otimes_R B$-modules $M^\bullet$. Since $A$ is a regular ring | |
of finite dimension we see that each $M^i$ has finite projective dimension | |
as an $A$-module (Algebra, Lemma | |
\ref{algebra-lemma-finite-gl-dim-finite-dim-regular}) | |
and hence finite tor dimension as an $A$-module. | |
Thus $M^\bullet$ has finite tor dimension as a complex of $A$-modules | |
(More on Algebra, Lemma | |
\ref{more-algebra-lemma-complex-finite-tor-dimension-modules}). | |
Since $X \times Y$ is quasi-compact we conclude there exist $[a, b]$ | |
such that for every point $z \in X \times Y$ the stalk $K_z$ | |
has tor amplitude in $[a, b]$ over $\mathcal{O}_{X, \text{pr}_1(z)}$. | |
This implies $K$ has bounded tor dimension as an object of | |
$D(\text{pr}_1^{-1}\mathcal{O}_X)$, see | |
Cohomology, Lemma \ref{cohomology-lemma-tor-amplitude-stalk}. | |
We conclude as in the previous to paragraphs. | |
\medskip\noindent | |
Case (4). With notation as above, the ring map $R \to B$ is flat. | |
Hence the ring map $A \to A \otimes_R B$ is flat. Hence any projective | |
$A \otimes_R B$-module is $A$-flat. Thus any perfect complex of | |
$A \otimes_R B$-modules has finite tor dimension as a complex | |
of $A$-modules and we conclude as before. | |
\end{proof} | |
\begin{example} | |
\label{example-diagonal-fourier-mukai} | |
Let $X \to S$ be a separated morphism of schemes. Then the diagonal | |
$\Delta : X \to X \times_S X$ is a closed immersion and hence | |
$\mathcal{O}_\Delta = \Delta_*\mathcal{O}_X = R\Delta_*\mathcal{O}_X$ | |
is a quasi-coherent $\mathcal{O}_{X \times_S X}$-module of finite type | |
which is flat over $X$ (under either projection). The Fourier-Mukai functor | |
$\Phi_{\mathcal{O}_\Delta}$ is equal to the identity in this case. | |
Namely, for any $M \in D(\mathcal{O}_X)$ we have | |
\begin{align*} | |
L\text{pr}_1^*M \otimes_{\mathcal{O}_{X \times_S X}}^\mathbf{L} | |
\mathcal{O}_\Delta | |
& = | |
L\text{pr}_1^*M \otimes_{\mathcal{O}_{X \times_S X}}^\mathbf{L} | |
R\Delta_*\mathcal{O}_X \\ | |
& = | |
R\Delta_*( | |
L\Delta^*L\text{pr}_1^*M \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{O}_X) \\ | |
& = | |
R\Delta_*(M) | |
\end{align*} | |
The first equality we discussed above. | |
The second equality is Cohomology, Lemma | |
\ref{cohomology-lemma-projection-formula-closed-immersion}. | |
The third because $\text{pr}_1 \circ \Delta = \text{id}_X$ and we have | |
Cohomology, Lemma \ref{cohomology-lemma-derived-pullback-composition}. | |
If we push this to $X$ using $R\text{pr}_{2, *}$ | |
we obtain $M$ by | |
Cohomology, Lemma \ref{cohomology-lemma-derived-pushforward-composition} | |
and the fact that $\text{pr}_2 \circ \Delta = \text{id}_X$. | |
\end{example} | |
\begin{lemma} | |
\label{lemma-fourier-mukai-right-adjoint} | |
\begin{reference} | |
Compare with discussion in \cite{Rizzardo}. | |
\end{reference} | |
Let $X \to S$ and $Y \to S$ be morphisms of quasi-compact and quasi-separated | |
schemes. Let $\Phi : D_\QCoh(\mathcal{O}_X) \to D_\QCoh(\mathcal{O}_Y)$ | |
be a Fourier-Mukai functor with pseudo-coherent kernel | |
$K \in D_\QCoh(\mathcal{O}_{X \times_S Y})$. | |
Let $a : D_\QCoh(\mathcal{O}_Y) \to D_\QCoh(\mathcal{O}_{X \times_S Y})$ | |
be the right adjoint to $R\text{pr}_{2, *}$, see | |
Duality for Schemes, Lemma \ref{duality-lemma-twisted-inverse-image}. | |
Denote | |
$$ | |
K' = (Y \times_S X \to X \times_S Y)^* | |
R\SheafHom_{\mathcal{O}_{X \times_S Y}}(K, a(\mathcal{O}_Y)) \in | |
D_\QCoh(\mathcal{O}_{Y \times_S X}) | |
$$ | |
and denote $\Phi' : D_\QCoh(\mathcal{O}_Y) \to D_\QCoh(\mathcal{O}_X)$ | |
the corresponding Fourier-Mukai transform. There is a canonical map | |
$$ | |
\Hom_X(M, \Phi'(N)) \longrightarrow \Hom_Y(\Phi(M), N) | |
$$ | |
functorial in $M$ in $D_\QCoh(\mathcal{O}_X)$ and $N$ in | |
$D_\QCoh(\mathcal{O}_Y)$ which is an isomorphism if | |
\begin{enumerate} | |
\item $N$ is perfect, or | |
\item $K$ is perfect and $X \to S$ is proper flat and of finite presentation. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
By Lemma \ref{lemma-fourier-Mukai-QCoh} we obtain a functor $\Phi$ | |
as in the statement. Observe that $a(\mathcal{O}_Y)$ is in | |
$D^+_\QCoh(\mathcal{O}_{X \times_S Y})$ by Duality for Schemes, | |
Lemma \ref{duality-lemma-twisted-inverse-image-bounded-below}. | |
Hence for $K$ pseudo-coherent we have | |
$K' \in D_\QCoh(\mathcal{O}_{Y \times_S X})$ | |
by Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-quasi-coherence-internal-hom} | |
we we obtain $\Phi'$ as indicated. | |
\medskip\noindent | |
We abbreviate | |
$\otimes^\mathbf{L} = \otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L}$ | |
and | |
$\SheafHom = R\SheafHom_{\mathcal{O}_{X \times_S Y}}$. | |
Let $M$ be in $D_\QCoh(\mathcal{O}_X)$ and let | |
$N$ be in $D_\QCoh(\mathcal{O}_Y)$. We have | |
\begin{align*} | |
\Hom_Y(\Phi(M), N) | |
& = | |
\Hom_Y(R\text{pr}_{2, *}(L\text{pr}_1^*M \otimes^\mathbf{L} K), N) \\ | |
& = | |
\Hom_{X \times_S Y}(L\text{pr}_1^*M \otimes^\mathbf{L} K, a(N)) \\ | |
& = | |
\Hom_{X \times_S Y}(L\text{pr}_1^*M, | |
R\SheafHom(K, a(N))) \\ | |
& = | |
\Hom_X(M, R\text{pr}_{1, *}R\SheafHom(K, a(N))) | |
\end{align*} | |
where we have used Cohomology, Lemmas \ref{cohomology-lemma-internal-hom} | |
and \ref{cohomology-lemma-adjoint}. There are canonical maps | |
$$ | |
L\text{pr}_2^*N \otimes^\mathbf{L} R\SheafHom(K, a(\mathcal{O}_Y)) | |
\xrightarrow{\alpha} | |
R\SheafHom(K, L\text{pr}_2^*N \otimes^\mathbf{L} a(\mathcal{O}_Y)) | |
\xrightarrow{\beta} | |
R\SheafHom(K, a(N)) | |
$$ | |
Here $\alpha$ is | |
Cohomology, Lemma \ref{cohomology-lemma-internal-hom-diagonal-better} | |
and $\beta$ is Duality for Schemes, Equation | |
(\ref{duality-equation-compare-with-pullback}). | |
Combining all of these arrows we obtain the functorial displayed | |
arrow in the statement of the lemma. | |
\medskip\noindent | |
The arrow $\alpha$ is an isomorphism by | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-internal-hom-evaluate-tensor-isomorphism} | |
as soon as either $K$ or $N$ is perfect. | |
The arrow $\beta$ is an isomorphism if $N$ is perfect by | |
Duality for Schemes, Lemma \ref{duality-lemma-compare-with-pullback-perfect} | |
or in general if $X \to S$ is | |
flat proper of finite presentation by | |
Duality for Schemes, Lemma | |
\ref{duality-lemma-compare-with-pullback-flat-proper}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-fourier-mukai-left-adjoint} | |
\begin{reference} | |
Compare with discussion in \cite{Rizzardo}. | |
\end{reference} | |
Let $S$ be a Noetherian scheme. Let $Y \to S$ be a flat proper | |
Gorenstein morphism and let $X \to S$ be a finite type morphism. | |
Denote $\omega^\bullet_{Y/S}$ the relative dualizing complex of | |
$Y$ over $S$. Let $\Phi : D_\QCoh(\mathcal{O}_X) \to D_\QCoh(\mathcal{O}_Y)$ | |
be a Fourier-Mukai functor with perfect kernel | |
$K \in D_\QCoh(\mathcal{O}_{X \times_S Y})$. Denote | |
$$ | |
K' = (Y \times_S X \to X \times_S Y)^*(K^\vee | |
\otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} | |
L\text{pr}_2^*\omega^\bullet_{Y/S}) | |
\in | |
D_\QCoh(\mathcal{O}_{Y \times_S X}) | |
$$ | |
and denote $\Phi' : D_\QCoh(\mathcal{O}_Y) \to D_\QCoh(\mathcal{O}_X)$ | |
the corresponding Fourier-Mukai transform. There is a canonical | |
isomorphism | |
$$ | |
\Hom_Y(N, \Phi(M)) \longrightarrow \Hom_X(\Phi'(N), M) | |
$$ | |
functorial in $M$ in $D_\QCoh(\mathcal{O}_X)$ and $N$ in | |
$D_\QCoh(\mathcal{O}_Y)$. | |
\end{lemma} | |
\begin{proof} | |
By Lemma \ref{lemma-fourier-Mukai-QCoh} we obtain a functor $\Phi$ | |
as in the statement. | |
\medskip\noindent | |
Observe that formation of the relative dualizing complex commutes | |
with base change in our setting, see Duality for Schemes, | |
Remark \ref{duality-remark-relative-dualizing-complex}. | |
Thus $L\text{pr}_2^*\omega^\bullet_{Y/S} = \omega^\bullet_{X \times_S Y/X}$. | |
Moreover, we observe that $\omega^\bullet_{Y/S}$ is an | |
invertible object of the derived category, see Duality for Schemes, Lemma | |
\ref{duality-lemma-affine-flat-Noetherian-gorenstein}, and a fortiori | |
perfect. | |
\medskip\noindent | |
To actually prove the lemma we're going to cheat. Namely, we will | |
show that if we replace the roles of $X$ and $Y$ and $K$ and $K'$ | |
then these are as in Lemma \ref{lemma-fourier-mukai-right-adjoint} | |
and we get the result. It is clear that $K'$ is perfect as a | |
tensor product of perfect objects so that the discussion in | |
Lemma \ref{lemma-fourier-mukai-right-adjoint} applies to it. | |
To show that the procedure of | |
Lemma \ref{lemma-fourier-mukai-right-adjoint} applied to $K'$ | |
on $Y \times_S X$ produces a complex isomorphic to $K$ it suffices | |
(details omitted) to show that | |
$$ | |
R\SheafHom(R\SheafHom(K, \omega^\bullet_{X \times_S Y/X}), | |
\omega^\bullet_{X \times_S Y/X}) = K | |
$$ | |
This is clear because $K$ is perfect and $\omega^\bullet_{X \times_S Y/X}$ | |
is invertible; details omitted. Thus | |
Lemma \ref{lemma-fourier-mukai-right-adjoint} produces a map | |
$$ | |
\Hom_Y(N, \Phi(M)) \longrightarrow \Hom_X(\Phi'(N), M) | |
$$ | |
functorial in $M$ in $D_\QCoh(\mathcal{O}_X)$ and $N$ in | |
$D_\QCoh(\mathcal{O}_Y)$ which is an isomorphism because | |
$K'$ is perfect. This finishes the proof. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-fourier-mukai-flat-proper-over-noetherian} | |
Let $S$ be a Noetherian scheme. | |
\begin{enumerate} | |
\item For $X$, $Y$ proper and flat over $S$ and $K$ in | |
$D_{perf}(\mathcal{O}_{X \times_S Y})$ we obtain a Fourier-Mukai functor | |
$\Phi_K : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$. | |
\item For $X$, $Y$, $Z$ proper and flat over $S$, $K \in | |
D_{perf}(\mathcal{O}_{X \times_S Y})$, $K' \in | |
D_{perf}(\mathcal{O}_{Y \times_S Z})$ the composition | |
$\Phi_{K'} \circ \Phi_K : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Z)$ | |
is equal to $\Phi_{K''}$ with $K'' \in D_{perf}(\mathcal{O}_{X \times_S Z})$ | |
computed as in Lemma \ref{lemma-compose-fourier-mukai}, | |
\item For $X$, $Y$, $K$, $\Phi_K$ as in (1) if $X \to S$ is Gorenstein, then | |
$\Phi_{K'} : D_{perf}(\mathcal{O}_Y) \to D_{perf}(\mathcal{O}_X)$ is a right | |
adjoint to $\Phi_K$ where $K' \in D_{perf}(\mathcal{O}_{Y \times_S X})$ | |
is the pullback of $L\text{pr}_1^*\omega_{X/S}^\bullet | |
\otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} K^\vee$ by | |
$Y \times_S X \to X \times_S Y$. | |
\item For $X$, $Y$, $K$, $\Phi_K$ as in (1) if $Y \to S$ is Gorenstein, then | |
$\Phi_{K''} : D_{perf}(\mathcal{O}_Y) \to D_{perf}(\mathcal{O}_X)$ is a left | |
adjoint to $\Phi_K$ where $K'' \in D_{perf}(\mathcal{O}_{Y \times_S X})$ | |
is the pullback of $L\text{pr}_2^*\omega_{Y/S}^\bullet | |
\otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} K^\vee$ by | |
$Y \times_S X \to X \times_S Y$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Part (1) is immediate from Lemma \ref{lemma-fourier-mukai} part (4). | |
\medskip\noindent | |
Part (2) follows from Lemma \ref{lemma-compose-fourier-mukai} and the | |
fact that | |
$K'' = R\text{pr}_{13, *}( | |
L\text{pr}_{12}^*K | |
\otimes_{\mathcal{O}_{X \times_S Y \times_S Z}}^\mathbf{L} | |
L\text{pr}_{23}^*K')$ is perfect for example by | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-flat-proper-perfect-direct-image}. | |
\medskip\noindent | |
The adjointness in part (3) on all complexes with quasi-coherent cohomology | |
sheaves follows from Lemma \ref{lemma-fourier-mukai-right-adjoint} with | |
$K'$ equal to the pullback of | |
$R\SheafHom_{\mathcal{O}_{X \times_S Y}}(K, a(\mathcal{O}_Y))$ | |
by $Y \times_S X \to X \times_S Y$ where $a$ is the right adjoint | |
to $R\text{pr}_{2, *} : D_\QCoh(\mathcal{O}_{X \times_S Y}) \to | |
D_\QCoh(\mathcal{O}_Y)$. Denote $f : X \to S$ the structure morphism of $X$. | |
Since $f$ is proper the functor | |
$f^! : D_\QCoh^+(\mathcal{O}_S) \to D_\QCoh^+(\mathcal{O}_X)$ | |
is the restriction to $D_\QCoh^+(\mathcal{O}_S)$ | |
of the right adjoint to | |
$Rf_* : D_\QCoh(\mathcal{O}_X) \to D_\QCoh(\mathcal{O}_S)$, see | |
Duality for Schemes, Section \ref{duality-section-upper-shriek}. | |
Hence the relative dualizing complex $\omega_{X/S}^\bullet$ as defined in | |
Duality for Schemes, Remark | |
\ref{duality-remark-relative-dualizing-complex} | |
is equal to $\omega_{X/S}^\bullet = f^!\mathcal{O}_S$. | |
Since formation of the relative dualizing complex | |
commutes with base change (see Duality for Schemes, Remark | |
\ref{duality-remark-relative-dualizing-complex}) we see that | |
$a(\mathcal{O}_Y) = L\text{pr}_1^*\omega_{X/S}^\bullet$. | |
Thus | |
$$ | |
R\SheafHom_{\mathcal{O}_{X \times_S Y}}(K, a(\mathcal{O}_Y)) | |
\cong | |
L\text{pr}_1^*\omega_{X/S}^\bullet | |
\otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} K^\vee | |
$$ | |
by Cohomology, Lemma \ref{cohomology-lemma-dual-perfect-complex}. | |
Finally, since $X \to S$ is assumed Gorenstein the relative dualizing complex | |
is invertible: this follows from Duality for Schemes, Lemma | |
\ref{duality-lemma-affine-flat-Noetherian-gorenstein}. | |
We conclude that $\omega_{X/S}^\bullet$ is perfect | |
(Cohomology, Lemma \ref{cohomology-lemma-invertible-derived}) | |
and hence $K'$ is perfect. | |
Therefore $\Phi_{K'}$ does indeed map $D_{perf}(\mathcal{O}_Y)$ | |
into $D_{perf}(\mathcal{O}_X)$ which finishes the proof of (3). | |
\medskip\noindent | |
The proof of (4) is the same as the proof of (3) except one uses | |
Lemma \ref{lemma-fourier-mukai-left-adjoint} instead of | |
Lemma \ref{lemma-fourier-mukai-right-adjoint}. | |
\end{proof} | |
\section{Resolutions and bounds} | |
\label{section-tricks-smooth} | |
\noindent | |
The diagonal of a smooth proper scheme has a nice resolution. | |
\begin{lemma} | |
\label{lemma-on-product} | |
Let $R$ be a Noetherian ring. Let $X$, $Y$ be finite type schemes over $R$ | |
having the resolution property. For any coherent | |
$\mathcal{O}_{X \times_R Y}$-module $\mathcal{F}$ there exist | |
a surjection $\mathcal{E} \boxtimes \mathcal{G} \to \mathcal{F}$ | |
where $\mathcal{E}$ is a finite locally free $\mathcal{O}_X$-module | |
and $\mathcal{G}$ is a finite locally free $\mathcal{O}_Y$-module. | |
\end{lemma} | |
\begin{proof} | |
Let $U \subset X$ and $V \subset Y$ be affine open subschemes. Let | |
$\mathcal{I} \subset \mathcal{O}_X$ be the ideal sheaf of the | |
reduced induced closed subscheme structure on $X \setminus U$. | |
Similarly, let $\mathcal{I}' \subset \mathcal{O}_Y$ be the ideal sheaf of the | |
reduced induced closed subscheme structure on $Y \setminus V$. | |
Then the ideal sheaf | |
$$ | |
\mathcal{J} = \Im(\text{pr}_1^*\mathcal{I} \otimes_{\mathcal{O}_{X \times_R Y}} | |
\text{pr}_2^*\mathcal{I}' \to \mathcal{O}_{X \times_R Y}) | |
$$ | |
satisfies $V(\mathcal{J}) = X \times_R Y \setminus U \times_R V$. | |
For any section $s \in \mathcal{F}(U \times_R V)$ we can find an integer | |
$n > 0$ and a map $\mathcal{J}^n \to \mathcal{F}$ whose restriction to | |
$U \times_R V$ gives $s$, see | |
Cohomology of Schemes, Lemma \ref{coherent-lemma-homs-over-open}. | |
By assumption we can choose surjections | |
$\mathcal{E} \to \mathcal{I}$ and $\mathcal{G} \to \mathcal{I}'$. | |
These produce corresponding surjections | |
$$ | |
\mathcal{E} \boxtimes \mathcal{G} \to \mathcal{J} | |
\quad\text{and}\quad | |
\mathcal{E}^{\otimes n} \boxtimes \mathcal{G}^{\otimes n} \to \mathcal{J}^n | |
$$ | |
and hence a map | |
$\mathcal{E}^{\otimes n} \boxtimes \mathcal{G}^{\otimes n} \to \mathcal{F}$ | |
whose image contains the section $s$ over $U \times_R V$. | |
Since we can cover $X \times_R Y$ by a finite number of affine opens | |
of the form $U \times_R V$ and since $\mathcal{F}|_{U \times_R V}$ | |
is generated by finitely many sections (Properties, Lemma | |
\ref{properties-lemma-finite-type-module}) | |
we conclude that there exists a surjection | |
$$ | |
\bigoplus\nolimits_{j = 1, \ldots, N} | |
\mathcal{E}_j^{\otimes n_j} \boxtimes \mathcal{G}_j^{\otimes n_j} | |
\to \mathcal{F} | |
$$ | |
where $\mathcal{E}_j$ is finite locally free on $X$ and | |
$\mathcal{G}_j$ is finite locally free on $Y$. | |
Setting $\mathcal{E} = \bigoplus \mathcal{E}_j^{\otimes n_j}$ | |
and $\mathcal{G} = \bigoplus \mathcal{G}_j^{\otimes n_j}$ | |
we conclude that the lemma is true. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-on-product-general} | |
Let $R$ be a ring. Let $X$, $Y$ be quasi-compact and quasi-separated | |
schemes over $R$ having the resolution property. For any finite | |
type quasi-coherent $\mathcal{O}_{X \times_R Y}$-module $\mathcal{F}$ | |
there exist a surjection $\mathcal{E} \boxtimes \mathcal{G} \to \mathcal{F}$ | |
where $\mathcal{E}$ is a finite locally free $\mathcal{O}_X$-module | |
and $\mathcal{G}$ is a finite locally free $\mathcal{O}_Y$-module. | |
\end{lemma} | |
\begin{proof} | |
Follows from Lemma \ref{lemma-on-product} by a limit argument. | |
We urge the reader to skip the proof. | |
Since $X \times_R Y$ is a closed subscheme of $X \times_\mathbf{Z} Y$ | |
it is harmless if we replace $R$ by $\mathbf{Z}$. | |
We can write $\mathcal{F}$ as the quotient of | |
a finitely presented $\mathcal{O}_{X \times_R Y}$-module by | |
Properties, Lemma | |
\ref{properties-lemma-finite-directed-colimit-surjective-maps}. | |
Hence we may assume $\mathcal{F}$ is of | |
finite presentation. Next we can write $X = \lim X_i$ | |
with $X_i$ of finite presentation over $\mathbf{Z}$ and similarly | |
$Y = \lim Y_j$, see Limits, Proposition \ref{limits-proposition-approximate}. | |
Then $\mathcal{F}$ will descend to $\mathcal{F}_{ij}$ on some $X_i \times_R Y_j$ | |
(Limits, Lemma \ref{limits-lemma-descend-modules-finite-presentation}) and | |
so does the property of having the resolution property | |
(Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-resolution-property-descends}). | |
Then we apply Lemma \ref{lemma-on-product} | |
to $\mathcal{F}_{ij}$ and we pullback. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-diagonal-resolution} | |
Let $R$ be a Noetherian ring. Let $X$ be a separated finite type scheme | |
over $R$ which has the resolution property. Set | |
$\mathcal{O}_\Delta = \Delta_*(\mathcal{O}_X)$ where | |
$\Delta : X \to X \times_R X$ is the diagonal of $X/k$. | |
There exists a resolution | |
$$ | |
\ldots \to | |
\mathcal{E}_2 \boxtimes \mathcal{G}_2 \to | |
\mathcal{E}_1 \boxtimes \mathcal{G}_1 \to | |
\mathcal{E}_0 \boxtimes \mathcal{G}_0 \to | |
\mathcal{O}_\Delta \to 0 | |
$$ | |
where each $\mathcal{E}_i$ and $\mathcal{G}_i$ is a finite locally | |
free $\mathcal{O}_X$-module. | |
\end{lemma} | |
\begin{proof} | |
Since $X$ is separated, the diagonal morphism $\Delta$ is a closed | |
immersion and hence $\mathcal{O}_\Delta$ is a coherent | |
$\mathcal{O}_{X \times_R X}$-module (Cohomology of Schemes, Lemma | |
\ref{coherent-lemma-i-star-equivalence}). | |
Thus the lemma follows immediately from Lemma \ref{lemma-on-product}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-Ext-0-regular} | |
Let $X$ be a regular Noetherian scheme of dimension $d < \infty$. Then | |
\begin{enumerate} | |
\item for $\mathcal{F}$, $\mathcal{G}$ coherent $\mathcal{O}_X$-modules | |
we have $\Ext^n_X(\mathcal{F}, \mathcal{G}) = 0$ for $n > d$, and | |
\item for $K, L \in D^b_{\textit{Coh}}(\mathcal{O}_X)$ and $a \in \mathbf{Z}$ | |
if $H^i(K) = 0$ for $i < a + d$ and $H^i(L) = 0$ for $i \geq a$ then | |
$\Hom_X(K, L) = 0$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
To prove (1) we use the spectral sequence | |
$$ | |
H^p(X, \SheafExt^q(\mathcal{F}, \mathcal{G})) \Rightarrow | |
\Ext^{p + q}_X(\mathcal{F}, \mathcal{G}) | |
$$ | |
of Cohomology, Section \ref{cohomology-section-ext}. Let $x \in X$. | |
We have | |
$$ | |
\SheafExt^q(\mathcal{F}, \mathcal{G})_x = | |
\SheafExt^q_{\mathcal{O}_{X, x}}(\mathcal{F}_x, \mathcal{G}_x) | |
$$ | |
see Cohomology, Lemma \ref{cohomology-lemma-stalk-internal-hom} | |
(this also uses that $\mathcal{F}$ is pseudo-coherent by | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-identify-pseudo-coherent-noetherian}). | |
Set $d_x = \dim(\mathcal{O}_{X, x})$. | |
Since $\mathcal{O}_{X, x}$ is regular the ring | |
$\mathcal{O}_{X, x}$ has global dimension $d_x$, see | |
Algebra, Proposition \ref{algebra-proposition-regular-finite-gl-dim}. | |
Thus $\SheafExt^q_{\mathcal{O}_{X, x}}(\mathcal{F}_x, \mathcal{G}_x)$ | |
is zero for $q > d_x$. It follows that the modules | |
$\SheafExt^q(\mathcal{F}, \mathcal{G})$ have support | |
of dimension at most $d - q$. Hence we have | |
$H^p(X, \SheafExt^q(\mathcal{F}, \mathcal{G})) = 0$ for $p > d - q$ | |
by Cohomology, Proposition \ref{cohomology-proposition-vanishing-Noetherian}. | |
This proves (1). | |
\medskip\noindent | |
Proof of (2). | |
We may use induction on the number of nonzero cohomology sheaves | |
of $K$ and $L$. The case where these numbers are $0, 1$ follows | |
from (1). If the number of nonzero cohomology sheaves of $K$ | |
is $> 1$, then we let $i \in \mathbf{Z}$ be minimal such that | |
$H^i(K)$ is nonzero. We obtain a distinguished triangle | |
$$ | |
H^i(K)[-i] \to K \to \tau_{\geq i + 1}K | |
$$ | |
(Derived Categories, Remark | |
\ref{derived-remark-truncation-distinguished-triangle}) | |
and we get the vanishing of $\Hom(K, L)$ from the vanishing | |
of $\Hom(H^i(K)[-i], L)$ and $\Hom(\tau_{\geq i + 1}K, L)$ | |
by Derived Categories, Lemma \ref{derived-lemma-representable-homological}. | |
Simlarly if $L$ has more than one nonzero cohomology sheaf. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-split-complex-regular} | |
Let $X$ be a regular Noetherian scheme of dimension $d < \infty$. | |
Let $K \in D^b_{\textit{Coh}}(\mathcal{O}_X)$ and $a \in \mathbf{Z}$. | |
If $H^i(K) = 0$ for $a < i < a + d$, then | |
$K = \tau_{\leq a}K \oplus \tau_{\geq a + d}K$. | |
\end{lemma} | |
\begin{proof} | |
We have $\tau_{\leq a}K = \tau_{\leq a + d - 1}K$ by the assumed | |
vanishing of cohomology sheaves. By Derived Categories, Remark | |
\ref{derived-remark-truncation-distinguished-triangle} | |
we have a distinguished triangle | |
$$ | |
\tau_{\leq a}K \to K \to \tau_{\geq a + d}K \xrightarrow{\delta} | |
(\tau_{\leq a}K)[1] | |
$$ | |
By Derived Categories, Lemma \ref{derived-lemma-split} it | |
suffices to show that the morphism $\delta$ is zero. | |
This follows from Lemma \ref{lemma-Ext-0-regular}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-diagonal-trick} | |
Let $k$ be a field. Let $X$ be a quasi-compact separated smooth scheme over $k$. | |
There exist finite locally free $\mathcal{O}_X$-modules | |
$\mathcal{E}$ and $\mathcal{G}$ such that | |
$$ | |
\mathcal{O}_\Delta \in \langle \mathcal{E} \boxtimes \mathcal{G} \rangle | |
$$ | |
in $D(\mathcal{O}_{X \times X})$ where the notation is as in | |
Derived Categories, Section \ref{derived-section-generators}. | |
\end{lemma} | |
\begin{proof} | |
Recall that $X$ is regular by | |
Varieties, Lemma \ref{varieties-lemma-smooth-regular}. | |
Hence $X$ has the resolution property by | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-regular-resolution-property}. | |
Hence we may choose a resolution as in Lemma \ref{lemma-diagonal-resolution}. | |
Say $\dim(X) = d$. Since $X \times X$ is smooth over $k$ it is regular. | |
Hence $X \times X$ is a regular Noetherian scheme with | |
$\dim(X \times X) = 2d$. The object | |
$$ | |
K = (\mathcal{E}_{2d} \boxtimes \mathcal{G}_{2d} \to | |
\ldots \to | |
\mathcal{E}_0 \boxtimes \mathcal{G}_0) | |
$$ | |
of $D_{perf}(\mathcal{O}_{X \times X})$ | |
has cohomology sheaves $\mathcal{O}_\Delta$ | |
in degree $0$ and $\Ker(\mathcal{E}_{2d} \boxtimes \mathcal{G}_{2d} \to | |
\mathcal{E}_{2d-1} \boxtimes \mathcal{G}_{2d-1})$ in degree $-2d$ and zero | |
in all other degrees. | |
Hence by Lemma \ref{lemma-split-complex-regular} we see that | |
$\mathcal{O}_\Delta$ is a summand of $K$ in | |
$D_{perf}(\mathcal{O}_{X \times X})$. | |
Clearly, the object $K$ is in | |
$$ | |
\left\langle | |
\bigoplus\nolimits_{i = 0, \ldots, 2d} \mathcal{E}_i \boxtimes \mathcal{G}_i | |
\right\rangle | |
\subset | |
\left\langle | |
\left(\bigoplus\nolimits_{i = 0, \ldots, 2d} \mathcal{E}_i\right) | |
\boxtimes | |
\left(\bigoplus\nolimits_{i = 0, \ldots, 2d} \mathcal{G}_i\right) | |
\right\rangle | |
$$ | |
which finishes the proof. (The reader may consult | |
Derived Categories, Lemmas \ref{derived-lemma-generated-by-E-explicit} and | |
\ref{derived-lemma-in-cone-n} to see that our object is contained in this | |
category.) | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-smooth-proper-strong-generator} | |
Let $k$ be a field. Let $X$ be a scheme proper and smooth over $k$. | |
Then $D_{perf}(\mathcal{O}_X)$ | |
has a strong generator. | |
\end{lemma} | |
\begin{proof} | |
Using Lemma \ref{lemma-diagonal-trick} choose finite locally free | |
$\mathcal{O}_X$-modules $\mathcal{E}$ and $\mathcal{G}$ such that | |
$\mathcal{O}_\Delta \in \langle \mathcal{E} \boxtimes \mathcal{G} \rangle$ | |
in $D(\mathcal{O}_{X \times X})$. We claim that $\mathcal{G}$ | |
is a strong generator for $D_{perf}(\mathcal{O}_X)$. With notation as in | |
Derived Categories, Section \ref{derived-section-operate-on-full} | |
choose $m, n \geq 1$ such that | |
$$ | |
\mathcal{O}_\Delta \in | |
smd(add(\mathcal{E} \boxtimes \mathcal{G}[-m, m])^{\star n}) | |
$$ | |
This is possible by Derived Categories, Lemma | |
\ref{derived-lemma-find-smallest-containing-E}. | |
Let $K$ be an object of $D_{perf}(\mathcal{O}_X)$. Since | |
$L\text{pr}_1^*K \otimes_{\mathcal{O}_{X \times X}}^\mathbf{L} -$ | |
is an exact functor and since | |
$$ | |
L\text{pr}_1^*K \otimes_{\mathcal{O}_{X \times X}}^\mathbf{L} | |
(\mathcal{E} \boxtimes \mathcal{G}) = | |
(K \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{E}) \boxtimes \mathcal{G} | |
$$ | |
we conclude from | |
Derived Categories, Remark \ref{derived-remark-operations-functor} that | |
$$ | |
L\text{pr}_1^*K | |
\otimes_{\mathcal{O}_{X \times X}}^\mathbf{L} | |
\mathcal{O}_\Delta | |
\in | |
smd(add( | |
(K \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{E}) | |
\boxtimes \mathcal{G}[-m, m])^{\star n}) | |
$$ | |
Applying the exact functor $R\text{pr}_{2, *}$ and observing that | |
$$ | |
R\text{pr}_{2, *} | |
\left((K \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{E}) \boxtimes | |
\mathcal{G}\right) = | |
R\Gamma(X, K \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{E}) | |
\otimes_k \mathcal{G} | |
$$ | |
by Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-cohomology-base-change} we conclude that | |
$$ | |
K = R\text{pr}_{2, *}(L\text{pr}_1^*K | |
\otimes_{\mathcal{O}_{X \times X}}^\mathbf{L} \mathcal{O}_\Delta) | |
\in | |
smd(add(R\Gamma(X, K \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{E}) | |
\otimes_k \mathcal{G}[-m, m])^{\star n}) | |
$$ | |
The equality follows from the discussion in | |
Example \ref{example-diagonal-fourier-mukai}. | |
Since $K$ is perfect, there exist $a \leq b$ such that | |
$H^i(X, K)$ is nonzero only for $i \in [a, b]$. Since $X$ is proper, | |
each $H^i(X, K)$ is finite dimensional. We conclude that | |
the right hand side is contained in | |
$smd(add(\mathcal{G}[-m + a, m + b])^{\star n})$ which is | |
itself contained in $\langle \mathcal{G} \rangle_n$ by one of the | |
references given above. This finishes the proof. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-diagonal-trick-proper} | |
Let $k$ be a field. Let $X$ be a proper smooth scheme over $k$. | |
There exists integers $m, n \geq 1$ and a finite locally free | |
$\mathcal{O}_X$-module $\mathcal{G}$ such that every coherent | |
$\mathcal{O}_X$-module is contained in $smd(add(\mathcal{G}[-m, m])^{\star n})$ | |
with notation as in Derived Categories, Section | |
\ref{derived-section-operate-on-full}. | |
\end{lemma} | |
\begin{proof} | |
In the proof of Lemma \ref{lemma-smooth-proper-strong-generator} | |
we have shown that there exist $m', n \geq 1$ such that for any | |
coherent $\mathcal{O}_X$-module $\mathcal{F}$, | |
$$ | |
\mathcal{F} \in smd(add(\mathcal{G}[-m' + a, m' + b])^{\star n}) | |
$$ | |
for any $a \leq b$ such that $H^i(X, \mathcal{F})$ is nonzero only | |
for $i \in [a, b]$. Thus we can take $a = 0$ and $b = \dim(X)$. | |
Taking $m = \max(m', m' + b)$ finishes the proof. | |
\end{proof} | |
\noindent | |
The following lemma is the boundedness result referred to | |
in the title of this section. | |
\begin{lemma} | |
\label{lemma-boundedness} | |
Let $k$ be a field. Let $X$ be a smooth proper scheme over $k$. | |
Let $\mathcal{A}$ be an abelian category. Let | |
$H : D_{perf}(\mathcal{O}_X) \to \mathcal{A}$ be a homological | |
functor (Derived Categories, Definition \ref{derived-definition-homological}) | |
such that for all $K$ in $D_{perf}(\mathcal{O}_X)$ the object | |
$H^i(K)$ is nonzero for only a finite number of $i \in \mathbf{Z}$. | |
Then there exists an integer $m \geq 1$ such that | |
$H^i(\mathcal{F}) = 0$ for any coherent $\mathcal{O}_X$-module | |
$\mathcal{F}$ and $i \not \in [-m, m]$. | |
Similarly for cohomological functors. | |
\end{lemma} | |
\begin{proof} | |
Combine Lemma \ref{lemma-diagonal-trick-proper} with | |
Derived Categories, Lemma \ref{derived-lemma-forward-cone-n}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-bounded-fibres} | |
Let $k$ be a field. Let $X$, $Y$ be finite type schemes over $k$. | |
Let $K_0 \to K_1 \to K_2 \to \ldots$ be a system of objects | |
of $D_{perf}(\mathcal{O}_{X \times Y})$ and $m \geq 0$ an integer such that | |
\begin{enumerate} | |
\item $H^q(K_i)$ is nonzero only for $q \leq m$, | |
\item for every coherent $\mathcal{O}_X$-module $\mathcal{F}$ with | |
$\dim(\text{Supp}(\mathcal{F})) = 0$ the object | |
$$ | |
R\text{pr}_{2, *}( | |
\text{pr}_1^*\mathcal{F} \otimes_{\mathcal{O}_{X \times Y}}^\mathbf{L} | |
K_n) | |
$$ | |
has vanishing cohomology sheaves in degrees outside | |
$[-m, m] \cup [-m - n, m - n]$ and for $n > 2m$ the transition maps | |
induce isomorphisms on cohomology sheaves in degrees in $[-m, m]$. | |
\end{enumerate} | |
Then $K_n$ has vanishing cohomology sheaves in degrees outside | |
$[-m, m] \cup [-m - n, m - n]$ and for $n > 2m$ the | |
transition maps induce isomorphisms on cohomology sheaves in degrees in | |
$[-m, m]$. Moreover, if $X$ and $Y$ are smooth over $k$, then for $n$ | |
large enough we find $K_n = K \oplus C_n$ in | |
$D_{perf}(\mathcal{O}_{X \times Y})$ | |
where $K$ has cohomology only indegrees $[-m, m]$ and $C_n$ only in | |
degrees $[-m - n, m - n]$ and the transition maps | |
define isomorphisms between various copies of $K$. | |
\end{lemma} | |
\begin{proof} | |
Let $Z$ be the scheme theoretic support of an $\mathcal{F}$ as in (2). | |
Then $Z \to \Spec(k)$ is finite, hence $Z \times Y \to Y$ is finite. | |
It follows that for an object $M$ of $D_\QCoh(\mathcal{O}_{X \times Y})$ | |
with cohomology sheaves supported on $Z \times Y$ we have | |
$H^i(R\text{pr}_{2, *}(M)) = \text{pr}_{2, *}H^i(M)$ and the functor | |
$\text{pr}_{2, *}$ is faithful on quasi-coherent modules supported | |
on $Z \times Y$; details omitted. Hence we see that the objects | |
$$ | |
\text{pr}_1^*\mathcal{F} \otimes_{\mathcal{O}_{X \times Y}}^\mathbf{L} K_n | |
$$ | |
in $D_{perf}(\mathcal{O}_{X \times Y})$ have vanishing cohomology sheaves | |
outside $[-m, m] \cup [-m - n, m - n]$ and for $n > 2m$ the transition maps | |
induce isomorphisms on cohomology sheaves in $[-m, m]$. | |
Let $z \in X \times Y$ be a closed point mapping to the closed point | |
$x \in X$. Then we know that | |
$$ | |
K_{n, z} \otimes_{\mathcal{O}_{X \times Y, z}}^\mathbf{L} | |
\mathcal{O}_{X \times Y, z}/\mathfrak m_x^t\mathcal{O}_{X \times Y, z} | |
$$ | |
has nonzero cohomology only in the intervals | |
$[-m, m] \cup [-m - n, m - n]$. | |
We conclude by More on Algebra, Lemma | |
\ref{more-algebra-lemma-kollar-kovacs-pseudo-coherent} | |
that $K_{n, z}$ only has nonzero cohomology | |
in degrees $[-m, m] \cup [-m - n, m - n]$. Since this holds for all | |
closed points of $X \times Y$, we conclude $K_n$ only has nonzero | |
cohomology sheaves in degrees $[-m, m] \cup [-m - n, m - n]$. | |
In exactly the same way we see that the maps $K_n \to K_{n + 1}$ | |
are isomorphisms on cohomology sheaves in degrees $[-m, m]$ | |
for $n > 2m$. | |
\medskip\noindent | |
If $X$ and $Y$ are smooth over $k$, then $X \times Y$ is smooth | |
over $k$ and hence regular by | |
Varieties, Lemma \ref{varieties-lemma-smooth-regular}. | |
Thus we will obtain the direct sum decomposition of $K_n$ | |
as soon as $n > 2m + \dim(X \times Y)$ from | |
Lemma \ref{lemma-split-complex-regular}. The final statement | |
is clear from this. | |
\end{proof} | |
\section{Sibling functors} | |
\label{section-sibling} | |
\noindent | |
In this section we prove some categorical result on the following notion. | |
\begin{definition} | |
\label{definition-siblings} | |
Let $\mathcal{A}$ be an abelian category. Let $\mathcal{D}$ be a | |
triangulated category. We say two exact functors of triangulated categories | |
$$ | |
F, F' : D^b(\mathcal{A}) \longrightarrow \mathcal{D} | |
$$ | |
are {\it siblings}, or we say $F'$ is a {\it sibling} of $F$, | |
if the following two conditions are satisfied | |
\begin{enumerate} | |
\item the functors $F \circ i$ and $F' \circ i$ are isomorphic | |
where $i : \mathcal{A} \to D^b(\mathcal{A})$ is the inclusion functor, and | |
\item $F(K) \cong F'(K)$ for any $K$ in $D^b(\mathcal{A})$. | |
\end{enumerate} | |
\end{definition} | |
\noindent | |
Sometimes the second condition is a consequence of the first. | |
\begin{lemma} | |
\label{lemma-sibling-fully-faithful} | |
Let $\mathcal{A}$ be an abelian category. Let $\mathcal{D}$ be a | |
triangulated category. Let | |
$F, F' : D^b(\mathcal{A}) \longrightarrow \mathcal{D}$ | |
be exact functors of triangulated categories. Assume | |
\begin{enumerate} | |
\item the functors $F \circ i$ and $F' \circ i$ are isomorphic | |
where $i : \mathcal{A} \to D^b(\mathcal{A})$ is the inclusion functor, and | |
\item for all $X, Y \in \Ob(\mathcal{A})$ we have | |
$\Ext^q_\mathcal{D}(F(X), F(Y)) = 0$ for $q < 0$ (for example | |
if $F$ is fully faithful). | |
\end{enumerate} | |
Then $F$ and $F'$ are siblings. | |
\end{lemma} | |
\begin{proof} | |
Let $K \in D^b(\mathcal{A})$. We will show $F(K)$ is isomorphic to $F'(K)$. | |
We can represent $K$ by a bounded complex $A^\bullet$ of objects of | |
$\mathcal{A}$. After replacing $K$ by a translation we may | |
assume $A^i = 0$ for $i > 0$. Choose $n \geq 0$ such that $A^{-i} = 0$ | |
for $i > n$. The objects | |
$$ | |
M_i = (A^{-i} \to \ldots \to A^0)[-i],\quad i = 0, \ldots, n | |
$$ | |
form a Postnikov system in $D^b(\mathcal{A})$ for the complex | |
$A^\bullet = A^{-n} \to \ldots \to A^0$ in $D^b(\mathcal{A})$. | |
See Derived Categories, Example \ref{derived-example-key-postnikov}. | |
Since both $F$ and $F'$ are exact functors of triangulated categories both | |
$$ | |
F(M_i) | |
\quad\text{and}\quad | |
F'(M_i) | |
$$ | |
form a Postnikov system in $\mathcal{D}$ for the complex | |
$$ | |
F(A^{-n}) \to \ldots \to F(A^0) = | |
F'(A^{-n}) \to \ldots \to F'(A^0) | |
$$ | |
Since all negative $\Ext$s between these objects vanish by assumption | |
we conclude by uniqueness of Postnikov systems | |
(Derived Categories, Lemma \ref{derived-lemma-existence-postnikov-system}) | |
that $F(K) = F(M_n[n]) \cong F'(M_n[n]) = F'(K)$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-sibling-faithful} | |
Let $F$ and $F'$ be siblings as in Definition \ref{definition-siblings}. | |
Then | |
\begin{enumerate} | |
\item if $F$ is essentially surjective, then $F'$ is essentially | |
surjective, | |
\item if $F$ is fully faithful, then $F'$ is fully faithful. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Part (1) is immediate from property (2) for siblings. | |
\medskip\noindent | |
Assume $F$ is fully faithful. Denote $\mathcal{D}' \subset \mathcal{D}$ | |
the essential image of $F$ so that $F : D^b(\mathcal{A}) \to \mathcal{D}'$ | |
is an equivalence. Since the functor $F'$ factors through $\mathcal{D}'$ | |
by property (2) for siblings, we can consider the functor | |
$H = F^{-1} \circ F' : D^b(\mathcal{A}) \to D^b(\mathcal{A})$. | |
Observe that $H$ is a sibling of the identity functor. | |
Since it suffices to prove that $H$ is fully faithful, | |
we reduce to the problem discussed in the next paragraph. | |
\medskip\noindent | |
Set $\mathcal{D} = D^b(\mathcal{A})$. We have to show a sibling | |
$F : \mathcal{D} \to \mathcal{D}$ of the identity functor is fully faithful. | |
Denote $a_X : X \to F(X)$ the functorial isomorphism for | |
$X \in \Ob(\mathcal{A})$ given to us by Definition \ref{definition-siblings}. | |
For any $K$ in $\mathcal{D}$ and distinguished triangle | |
$K_1 \to K_2 \to K_3$ of $\mathcal{D}$ | |
if the maps | |
$$ | |
F : \Hom(K, K_i[n]) \to \Hom(F(K), F(K_i[n])) | |
$$ | |
are isomorphisms for all $n \in \mathbf{Z}$ and $i = 1, 3$, then the | |
same is true for $i = 2$ and all $n \in \mathbf{Z}$. This uses the | |
$5$-lemma Homology, Lemma \ref{homology-lemma-five-lemma} and | |
Derived Categories, Lemma \ref{derived-lemma-representable-homological}; | |
details omitted. Similarly, if the maps | |
$$ | |
F : \Hom(K_i[n], K) \to \Hom(F(K_i[n]), F(K)) | |
$$ | |
are isomorphisms for all $n \in \mathbf{Z}$ and $i = 1, 3$, then the | |
same is true for $i = 2$ and all $n \in \mathbf{Z}$. Using the canonical | |
truncations and induction on the number of nonzero cohomology objects, | |
we see that it is enough to show | |
$$ | |
F : \Ext^q(X, Y) \to \Ext^q(F(X), F(Y)) | |
$$ | |
is bijective for all $X, Y \in \Ob(\mathcal{A})$ and all $q \in \mathbf{Z}$. | |
Since $F$ is a sibling of $\text{id}$ we have $F(X) \cong X$ and | |
$F(Y) \cong Y$ hence the right hand side is zero for $q < 0$. | |
The case $q = 0$ is OK by our assumption that $F$ is a sibling of | |
the identity functor. It remains to prove the cases $q > 0$. | |
\medskip\noindent | |
The case $q = 1$: Injectivity. An element $\xi$ of $\Ext^1(X, Y)$ | |
gives rise to a distinguished triangle | |
$$ | |
Y \to E \to X \xrightarrow{\xi} Y[1] | |
$$ | |
Observe that $E \in \Ob(\mathcal{A})$. Since $F$ is a sibling of the | |
identity functor we obtain a commutative diagram | |
$$ | |
\xymatrix{ | |
E \ar[d] \ar[r] & X \ar[d] \\ | |
F(E) \ar[r] & F(X) | |
} | |
$$ | |
whose vertical arrows are the isomorphisms $a_E$ and $a_X$. | |
By TR3 the distinguished triangle associated to $\xi$ we started | |
with is isomorphic to the distinguished triangle | |
$$ | |
F(Y) \to F(E) \to F(X) \xrightarrow{F(\xi)} F(Y[1]) = F(Y)[1] | |
$$ | |
Thus $\xi = 0$ if and only if $F(\xi)$ is zero, i.e., we see that | |
$F : \Ext^1(X, Y) \to \Ext^1(F(X), F(Y))$ is injective. | |
\medskip\noindent | |
The case $q = 1$: Surjectivity. Let $\theta$ be an element of | |
$\Ext^1(F(X), F(Y))$. This defines an extension of $F(X)$ by $F(Y)$ | |
in $\mathcal{A}$ which we may write as $F(E)$ | |
as $F$ is a sibling of the identity functor. We thus get a distinguished | |
triangle | |
$$ | |
F(Y) \xrightarrow{F(\alpha)} F(E) | |
\xrightarrow{F(\beta)} F(X) | |
\xrightarrow{\theta} F(Y[1]) = F(Y)[1] | |
$$ | |
for some morphisms $\alpha : Y \to E$ and $\beta : E \to X$. | |
Since $F$ is a sibling of the identity functor, the sequence | |
$0 \to Y \to E \to X \to 0$ | |
is a short exact sequence in $\mathcal{A}$! Hence we obtain a | |
distinguished triangle | |
$$ | |
Y \xrightarrow{\alpha} E \xrightarrow{\beta} X \xrightarrow{\delta} Y[1] | |
$$ | |
for some morphism $\delta : X \to Y[1]$. Applying the exact functor | |
$F$ we obtain the distinguished triangle | |
$$ | |
F(Y) \xrightarrow{F(\alpha)} F(E) \xrightarrow{F(\beta)} F(X) | |
\xrightarrow{F(\delta)} F(Y)[1] | |
$$ | |
Arguing as above, we see that these triangles are isomorphic. | |
Hence there exists a commutative diagram | |
$$ | |
\xymatrix{ | |
F(X) \ar[d]^\gamma \ar[r]_{F(\delta)} & F(Y[1]) \ar[d]_\epsilon \\ | |
F(X) \ar[r]^\theta & F(Y[1]) | |
} | |
$$ | |
for some isomorphisms $\gamma$, $\epsilon$ (we can say more but we won't | |
need more information). We may write $\gamma = F(\gamma')$ and | |
$\epsilon = F(\epsilon')$. Then we have | |
$\theta = F(\epsilon' \circ \delta \circ (\gamma')^{-1})$ | |
and we see the surjectivity holds. | |
\medskip\noindent | |
The case $q > 1$: surjectivity. Using Yoneda extensions, see | |
Derived Categories, Section \ref{derived-section-ext}, we find that for any | |
element $\xi$ in $\Ext^q(F(X), F(Y))$ we can find | |
$F(X) = B_0, B_1, \ldots, B_{q - 1}, B_q = F(Y) \in \Ob(\mathcal{A})$ and | |
elements | |
$$ | |
\xi_i \in \Ext^1(B_{i - 1}, B_i) | |
$$ | |
such that $\xi$ is the composition $\xi_q \circ \ldots \circ \xi_1$. | |
Write $B_i = F(A_i)$ (of course we have $A_i = B_i$ but we don't | |
need to use this) so that | |
$$ | |
\xi_i = F(\eta_i) \in \Ext^1(F(A_{i - 1}), F(A_i)) | |
\quad\text{with}\quad | |
\eta_i \in \Ext^1(A_{i - 1}, A_i) | |
$$ | |
by surjectivity for $q = 1$. Then $\eta = \eta_q \circ \ldots \circ \eta_1$ | |
is an element of $\Ext^q(X, Y)$ with $F(\eta) = \xi$. | |
\medskip\noindent | |
The case $q > 1$: injectivity. An element $\xi$ of $\Ext^q(X, Y)$ | |
gives rise to a distinguished triangle | |
$$ | |
Y[q - 1] \to E \to X \xrightarrow{\xi} Y[q] | |
$$ | |
Applying $F$ we obtain a distinguished triangle | |
$$ | |
F(Y)[q - 1] \to F(E) \to F(X) \xrightarrow{F(\xi)} F(Y)[q] | |
$$ | |
If $F(\xi) = 0$, then $F(E) \cong F(Y)[q - 1] \oplus F(X)$ | |
in $\mathcal{D}$, see | |
Derived Categories, Lemma \ref{derived-lemma-split}. | |
Since $F$ is a sibling of the identity functor we have | |
$E \cong F(E)$ and hence | |
$$ | |
E \cong F(E) \cong F(Y)[q - 1] \oplus F(X) \cong Y[q - 1] \oplus X | |
$$ | |
In other words, $E$ is isomorphic to the | |
direct sum of its cohomology objects. This implies that the | |
initial distinguished triangle is split, i.e., $\xi = 0$. | |
\end{proof} | |
\noindent | |
Let us make a nonstandard definition. Let $\mathcal{A}$ be an abelian | |
category. Let us say $\mathcal{A}$ {\it has enough negative objects} | |
if given any $X \in \Ob(\mathcal{A})$ there exists an object $N$ such that | |
\begin{enumerate} | |
\item there is a surjection $N \to X$ and | |
\item $\Hom(X, N) = 0$. | |
\end{enumerate} | |
Let us prove a couple of lemmas about this notion in order to | |
help with the proof of Proposition \ref{proposition-siblings-isomorphic}. | |
\begin{lemma} | |
\label{lemma-good-map} | |
Let $\mathcal{A}$ be an abelian category with enough negative objects. | |
Let $X \in D^b(\mathcal{A})$. Let $b \in \mathbf{Z}$ with | |
$H^i(X) = 0$ for $i > b$. Then | |
there exists a map $N[-b] \to X$ such that the induced map | |
$N \to H^b(X)$ is surjective and $\Hom(H^b(X), N) = 0$. | |
\end{lemma} | |
\begin{proof} | |
Using the truncation functors we can represent $X$ by a complex | |
$A^a \to A^{a + 1} \to \ldots \to A^b$ of objects of $\mathcal{A}$. | |
Choose $N$ in $\mathcal{A}$ such that there exists a surjection | |
$t : N \to A^b$ and such that $\Hom(A^b, N) = 0$. Then the surjection $t$ | |
defines a map $N[-b] \to X$ as desired. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-good-map-zero} | |
Let $\mathcal{A}$ be an abelian category with enough negative objects. | |
Let $f : X \to X'$ be a morphism of $D^b(\mathcal{A})$. Let $b \in \mathbf{Z}$ | |
such that $H^i(X) = 0$ for $i > b$ and $H^i(X') = 0$ for $i \geq b$. | |
Then there exists a map $N[-b] \to X$ such that the induced map | |
$N \to H^b(X)$ is surjective, such that $\Hom(H^b(X), N) = 0$, and | |
such that the composition $N[-b] \to X \to X'$ is zero. | |
\end{lemma} | |
\begin{proof} | |
We can represent $f$ by a map $f^\bullet : A^\bullet \to B^\bullet$ | |
of bounded complexes of objects of $\mathcal{A}$, see for example | |
Derived Categories, Lemma \ref{derived-lemma-bounded-derived}. | |
Consider the object | |
$$ | |
C = \Ker(A^b \to A^{b + 1}) \times_{\Ker(B^b \to B^{b + 1})} B^{b - 1} | |
$$ | |
of $\mathcal{A}$. Since $H^b(B^\bullet) = 0$ we see that | |
$C \to H^b(A^\bullet)$ is surjective. On the other hand, the map | |
$C \to A^b \to B^b$ is the same as the map $C \to B^{b - 1} \to B^b$ | |
and hence the composition $C[-b] \to X \to X'$ is zero. | |
Since $\mathcal{A}$ has enough negative objects, we can find an object $N$ | |
which has a surjection $N \to C \oplus H^b(X)$ such that | |
$\Hom(C \oplus H^b(X), N) = 0$. Then $N$ together with the map | |
$N[-b] \to X$ is a solution to the problem posed by the lemma. | |
\end{proof} | |
\noindent | |
We encourage the reader to read the original | |
\cite[Proposition 2.16]{Orlov-K3} for the marvellous ideas | |
that go into the proof of the following proposition. | |
\begin{proposition} | |
\label{proposition-siblings-isomorphic} | |
\begin{reference} | |
\cite[Proposition 2.16]{Orlov-K3}; the fact that we do not need | |
to assume vanishing of $\Ext^q(N, X)$ for $q > 0$ in the definition | |
of negative objects above is due to \cite{Canonaco-Stellari}. | |
\end{reference} | |
Let $F$ and $F'$ be siblings as in Definition \ref{definition-siblings}. | |
Assume that $F$ is fully faithful and that $\mathcal{A}$ has enough | |
negative objects (see above). Then $F$ and $F'$ are isomorphic functors. | |
\end{proposition} | |
\begin{proof} | |
By part (2) of Definition \ref{definition-siblings} the image of the functor | |
$F'$ is contained in the essential image of the functor $F$. Hence | |
the functor $H = F^{-1} \circ F'$ is a sibling of the identity functor. | |
This reduces us to the case described in the next paragraph. | |
\medskip\noindent | |
Let $\mathcal{D} = D^b(\mathcal{A})$. We have to show a sibling | |
$F : \mathcal{D} \to \mathcal{D}$ of the identity functor is | |
isomorphic to the identity functor. Given an object $X$ of $\mathcal{D}$ | |
let us say $X$ has {\it width} $w = w(X)$ if $w \geq 0$ is minimal | |
such that there exists an integer $a \in \mathbf{Z}$ with $H^i(X) = 0$ | |
for $i \not \in [a, a + w - 1]$. Since $F$ is a sibling of the identity | |
and since $F \circ [n] = [n] \circ F$ we are aready given isomorphisms | |
$$ | |
c_X : X \to F(X) | |
$$ | |
for $w(X) \leq 1$ compatible with shifts. Moreover, if $X = A[-a]$ and | |
$X' = A'[-a]$ for some $A, A' \in \Ob(\mathcal{A})$ then for any morphism | |
$f : X \to X'$ the diagram | |
\begin{equation} | |
\label{equation-to-show} | |
\vcenter{ | |
\xymatrix{ | |
X \ar[d]_{c_X} \ar[r]_f & | |
X' \ar[d]^{c_{X'}} \\ | |
F(X) \ar[r]^{F(f)} & | |
F(X') | |
} | |
} | |
\end{equation} | |
is commutative. | |
\medskip\noindent | |
Next, let us show that for any morphism $f : X \to X'$ with | |
$w(X), w(X') \leq 1$ the diagram (\ref{equation-to-show}) commutes. | |
If $X$ or $X'$ is zero, this is clear. If not then we can write | |
$X = A[-a]$ and $X' = A'[-a']$ for unique $A, A'$ in $\mathcal{A}$ | |
and $a, a' \in \mathbf{Z}$. The case $a = a'$ was discussed above. | |
If $a' > a$, then $f = 0$ (Derived Categories, Lemma | |
\ref{derived-lemma-negative-exts}) and the result is clear. | |
If $a' < a$ then $f$ corresponds to an element | |
$\xi \in \Ext^q(A, A')$ with $q = a - a'$. Using Yoneda extensions, see | |
Derived Categories, Section \ref{derived-section-ext}, we can find | |
$A = A_0, A_1, \ldots, A_{q - 1}, A_q = A' \in \Ob(\mathcal{A})$ and | |
elements | |
$$ | |
\xi_i \in \Ext^1(A_{i - 1}, A_i) | |
$$ | |
such that $\xi$ is the composition $\xi_q \circ \ldots \circ \xi_1$. | |
In other words, setting $X_i = A_i[-a + i]$ | |
we obtain morphisms | |
$$ | |
X = X_0 \xrightarrow{f_1} X_1 \to \ldots \to X_{q - 1} | |
\xrightarrow{f_q} X_q = X' | |
$$ | |
whose compostion is $f$. Since the commutativity of (\ref{equation-to-show}) | |
for $f_1, \ldots, f_q$ implies it for $f$, this reduces us to the case $q = 1$. | |
In this case after shifting we may assume we have a distinguished triangle | |
$$ | |
A' \to E \to A \xrightarrow{f} A'[1] | |
$$ | |
Observe that $E$ is an object of $\mathcal{A}$. Consider the following | |
diagram | |
$$ | |
\xymatrix{ | |
E \ar[d]_{c_E} \ar[r] & | |
A \ar[d]_{c_A} \ar[r]_f & | |
A'[1] \ar[d]^{c_{A'}[1]} | |
\ar@{..>}@<-1ex>[d]_\gamma \ar@{..>}[ld]^\epsilon \ar[r] & | |
E[1] \ar[d]^{c_E[1]} \\ | |
F(E) \ar[r] & | |
F(A) \ar[r]^{F(f)} & | |
F(A')[1] \ar[r] & | |
F(E)[1] | |
} | |
$$ | |
whose rows are distinguished triangles. | |
The square on the right commutes already but we don't yet know that | |
the middle square does. By the axioms of a triangulated category | |
we can find a morphism $\gamma$ which does make the diagram commute. | |
Then $\gamma - c_{A'}[1]$ composed with | |
$F(A')[1] \to F(E)[1]$ is zero hence we | |
can find $\epsilon : A'[1] \to F(A)$ such that | |
$\gamma - c_{A'}[1] = F(f) \circ \epsilon$. However, any arrow | |
$A'[1] \to F(A)$ is zero as it is a negative ext class | |
between objects of $\mathcal{A}$. Hence $\gamma = c_{A'}[1]$ | |
and we conclude the middle square commutes too which is what we | |
wanted to show. | |
\medskip\noindent | |
To finish the proof we are going to argue by induction on $w$ | |
that there exist isomorphisms $c_X : X \to F(X)$ for all | |
$X$ with $w(X) \leq w$ compatible with all morphisms between | |
such objects. The base case $w = 1$ was shown above. Assume | |
we know the result for some $w \geq 1$. | |
\medskip\noindent | |
Let $X$ be an object with $w(X) = w + 1$. Pick $a \in \mathbf{Z}$ with | |
$H^i(X) = 0$ for $i \not \in [a, a + w]$. Set $b = a + w$ so that | |
$H^b(X)$ is nonzero. Choose $N[-b] \to X$ as in Lemma \ref{lemma-good-map}. | |
Choose a distinguished diagram | |
$$ | |
N[-b] \to X \to Y \to N[-b + 1] | |
$$ | |
Computing the long exact cohomology sequence we find | |
$w(Y) \leq w$. Hence by induction we find the solid arrows | |
in the following diagram | |
$$ | |
\xymatrix{ | |
N[-b] \ar[r] \ar[d]_{c_N[-b]} & | |
X \ar[r] \ar@{..>}[d]_{c_{N[-b] \to X}} & | |
Y \ar[r] \ar[d]^{c_Y} & | |
N[-b + 1] \ar[d]^{c_N[-b + 1]} \\ | |
F(N)[-b] \ar[r] & | |
F(X) \ar[r] & | |
F(Y) \ar[r] & | |
F(N)[-b + 1] | |
} | |
$$ | |
We obtain the dotted arrow $c_{N[-b] \to X}$. | |
By Derived Categories, Lemma \ref{derived-lemma-uniqueness-third-arrow} | |
the dotted arrow is unique because $\Hom(X, F(N)[-b]) \cong \Hom(X, N[-b]) = 0$ | |
by our choice of $N$. In fact, $c_{N[-b] \to X}$ is the unique dotted | |
arrow making the square with vertices $X, Y, F(X), F(Y)$ commute. | |
\medskip\noindent | |
Let $N'[-b] \to X$ be another map as in Lemma \ref{lemma-good-map} | |
and let us prove that $c_{N[-b] \to X} = c_{N'[-b] \to X}$. | |
Observe that the map $(N \oplus N')[-b] \to X$ also satisfies the | |
conditions of Lemma \ref{lemma-good-map}. | |
Thus we may assume $N'[-b] \to X$ factors | |
as $N'[-b] \to N[-b] \to X$ for some morphism $N' \to N$. | |
Choose distinguished triangles $N[-b] \to X \to Y \to N[-b + 1]$ and | |
$N'[-b] \to X \to Y' \to N'[-b + 1]$. By axiom TR3 we can find | |
a morphism $g : Y' \to Y$ which joint with $\text{id}_X$ and $N' \to N$ | |
forms a morphism of triangles. Since we have | |
(\ref{equation-to-show}) for $g$ we conclude that | |
$$ | |
(F(X) \to F(Y)) \circ c_{N'[-b] \to X} = (F(X) \to F(Y)) \circ c_{N[-b] \to X} | |
$$ | |
The uniqueness of $c_{N[-b] \to X}$ pointed out in the construction | |
above now shows that $c_{N'[-b] \to X} = c_{N[-b] \to X}$. | |
\medskip\noindent | |
Thus we can now define for $X$ of width $w + 1$ the isomorphism | |
$c_X : X \to F(X)$ as the common value of the maps $c_{N[-b] \to X}$ | |
where $N[-b] \to X$ is as in Lemma \ref{lemma-good-map}. To finish | |
the proof, we have to show that the diagrams (\ref{equation-to-show}) | |
commute for all morphisms $f : X \to X'$ between objects with $w(X) \leq w + 1$ | |
and $w(X') \leq w + 1$. Choose $a \leq b \leq a + w$ such that | |
$H^i(X) = 0$ for $i \not \in [a, b]$ and | |
$a' \leq b' \leq a' + w$ such that $H^i(X') = 0$ for | |
$i \not \in [a', b']$. We will use induction on | |
$(b' - a') + (b - a)$ to show the claim. (The base case | |
is when this number is zero which is OK because $w \geq 1$.) | |
We distinguish two cases. | |
\medskip\noindent | |
Case I: $b' < b$. In this case, by Lemma \ref{lemma-good-map-zero} | |
we may choose $N[-b] \to X$ as in Lemma \ref{lemma-good-map} | |
such that the composition $N[-b] \to X \to X'$ is zero. | |
Choose a distuiguished triangle $N[-b] \to X \to Y \to N[-b + 1]$. Since | |
$N[-b] \to X'$ is zero, we find that $f$ factors | |
as $X \to Y \to X'$. Since $H^i(Y)$ is nonzero only for $i \in [a, b - 1]$ | |
we see by induction that (\ref{equation-to-show}) commutes for | |
$Y \to X'$. The diagram (\ref{equation-to-show}) commutes for | |
$X \to Y$ by construction if $w(X) = w + 1$ and by our first | |
induction hypothesis if $w(X) \leq w$. | |
Hence (\ref{equation-to-show}) commutes for $f$. | |
\medskip\noindent | |
Case II: $b' \geq b$. In this case we choose $N'[-b'] \to X'$ | |
as in Lemma \ref{lemma-good-map}. | |
We may also assume that $\Hom(H^{b'}(X), N') = 0$ (this is | |
relevant only if $b' = b$), for example because we can | |
replace $N'$ by an object $N''$ which surjects onto $N' \oplus H^{b'}(X)$ | |
and such that $\Hom(N' \oplus H^{b'}(X), N'') = 0$. | |
We choose a distinguished triangle | |
$N'[-b'] \to X' \to Y' \to N'[-b' + 1]$. Since | |
$\Hom(X, X') \to \Hom(X, Y')$ is injective by our choice of $N'$ | |
(details omitted) the same is true for | |
$\Hom(X, F(X')) \to \Hom(X, F(Y'))$. | |
Hence it suffices in this case to check that | |
(\ref{equation-to-show}) commutes for the composition $X \to Y'$ | |
of the morphisms $X \to X' \to Y'$. | |
Since $H^i(Y')$ is nonzero only for $i \in [a', b' - 1]$ | |
we conclude by induction hypothesis. | |
\end{proof} | |
\section{Deducing fully faithfulness} | |
\label{section-get-fully-faithful} | |
\noindent | |
It will be useful for us to know when a functor is fully faithful | |
we offer the following variant of \cite[Lemma 2.15]{Orlov-K3}. | |
\begin{lemma} | |
\label{lemma-get-fully-faithful} | |
\begin{reference} | |
Variant of \cite[Lemma 2.15]{Orlov-K3} | |
\end{reference} | |
Let $F : \mathcal{D} \to \mathcal{D}'$ be an exact functor of | |
triangulated categories. Let $S \subset \Ob(\mathcal{D})$ be | |
a set of objects. Assume | |
\begin{enumerate} | |
\item $F$ has both right and left adjoints, | |
\item for $K \in \mathcal{D}$ if $\Hom(E, K[i]) = 0$ for all | |
$E \in S$ and $i \in \mathbf{Z}$ then $K = 0$, | |
\item for $K \in \mathcal{D}$ if $\Hom(K, E[i]) = 0$ for all | |
$E \in S$ and $i \in \mathbf{Z}$ then $K = 0$, | |
\item the map $\Hom(E, E'[i]) \to \Hom(F(E), F(E')[i])$ induced by $F$ | |
is bijective for all $E, E' \in S$ and $i \in \mathbf{Z}$. | |
\end{enumerate} | |
Then $F$ is fully faithful. | |
\end{lemma} | |
\begin{proof} | |
Denote $F_r$ and $F_l$ the right and left adjoints of $F$. For | |
$E \in S$ choose a distinguished triangle | |
$$ | |
E \to F_r(F(E)) \to C \to E[1] | |
$$ | |
where the first arrow is the unit of the adjunction. For $E' \in S$ we have | |
$$ | |
\Hom(E', F_r(F(E))[i]) = \Hom(F(E'), F(E)[i]) = \Hom(E', E[i]) | |
$$ | |
The last equality holds by assumption (4). | |
Hence applying the homological functor $\Hom(E', -)$ | |
(Derived Categories, Lemma \ref{derived-lemma-representable-homological}) | |
to the distinguished triangle above we conclude that $\Hom(E', C[i]) = 0$ | |
for all $i \in \mathbf{Z}$ and $E' \in S$. By assumption (2) we conclude | |
that $C = 0$ and $E = F_r(F(E))$. | |
\medskip\noindent | |
For $K \in \Ob(\mathcal{D})$ choose a distinguished triangle | |
$$ | |
F_l(F(K)) \to K \to C \to F_l(F(K))[1] | |
$$ | |
where the first arrow is the counit of the adjunction. For $E \in S$ | |
we have | |
$$ | |
\Hom(F_l(F(K)), E[i]) = \Hom(F(K), F(E)[i]) = | |
\Hom(K, F_r(F(E))[i]) = \Hom(K, E[i]) | |
$$ | |
where the last equality holds by the result of the first paragraph. | |
Thus we conclude as before that $\Hom(C, E[i]) = 0$ for all $E \in S$ | |
and $i \in \mathbf{Z}$. Hence $C = 0$ by assumption (3). | |
Thus $F$ is fully faithful by Categories, Lemma | |
\ref{categories-lemma-adjoint-fully-faithful}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-duality-at-point} | |
Let $k$ be a field. Let $X$ be a scheme of finite type over $k$ which | |
is regular. Let $x \in X$ be a closed point. For a coherent | |
$\mathcal{O}_X$-module $\mathcal{F}$ supported at $x$ choose | |
a coherent $\mathcal{O}_X$-module $\mathcal{F}'$ supported at $x$ | |
such that $\mathcal{F}_x$ and $\mathcal{F}'_x$ are Matlis dual. | |
Then there is an isomorphism | |
$$ | |
\Hom_X(\mathcal{F}, M) = | |
H^0(X, M \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{F}'[-d_x]) | |
$$ | |
where $d_x = \dim(\mathcal{O}_{X, x})$ | |
functorial in $M$ in $D_{perf}(\mathcal{O}_X)$. | |
\end{lemma} | |
\begin{proof} | |
Since $\mathcal{F}$ is supported at $x$ we have | |
$$ | |
\Hom_X(\mathcal{F}, M) = | |
\Hom_{\mathcal{O}_{X, x}}(\mathcal{F}_x, M_x) | |
$$ | |
and similarly we have | |
$$ | |
H^0(X, M \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{F}'[-d_x]) = | |
\text{Tor}^{\mathcal{O}_{X, x}}_{d_x}(M_x, \mathcal{F}'_x) | |
$$ | |
Thus it suffices to show that given a Noetherian regular local ring $A$ | |
of dimension $d$ and a finite length $A$-module $N$, if | |
$N'$ is the Matlis dual to $N$, then there exists a functorial isomorphism | |
$$ | |
\Hom_A(N, K) = \text{Tor}^A_d(K, N') | |
$$ | |
for $K$ in $D_{perf}(A)$. We can write the left hand side as | |
$H^0(R\Hom_A(N, A) \otimes_A^\mathbf{L} K)$ by | |
More on Algebra, Lemma \ref{more-algebra-lemma-dual-perfect-complex} | |
and the fact that $N$ determines a perfect object of $D(A)$. | |
Hence the formula holds because | |
$$ | |
R\Hom_A(N, A) = R\Hom_A(N, A[d])[-d] = N'[-d] | |
$$ | |
by Dualizing Complexes, Lemma \ref{dualizing-lemma-dualizing-finite-length} | |
and the fact that $A[d]$ is a normalized dualizing complex over $A$ | |
($A$ is Gorenstein by | |
Dualizing Complexes, Lemma \ref{dualizing-lemma-regular-gorenstein}). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-orthogonal-point-sheaf} | |
Let $k$ be a field. Let $X$ be a scheme of finite type over $k$ which | |
is regular. Let $x \in X$ be a closed point and denote $\mathcal{O}_x$ | |
the skyscraper sheaf at $x$ with value $\kappa(x)$. Let $K$ in | |
$D_{perf}(\mathcal{O}_X)$. | |
\begin{enumerate} | |
\item If $\Ext^i_X(\mathcal{O}_x, K) = 0$ then there exists an open | |
neighbourhood $U$ of $x$ such that $H^{i - d_x}(K)|_U = 0$ where | |
$d_x = \dim(\mathcal{O}_{X, x})$. | |
\item If $\Hom_X(\mathcal{O}_x, K[i]) = 0$ for all | |
$i \in \mathbf{Z}$, then $K$ is zero in an open neighbourhood of $x$. | |
\item If $\Ext^i_X(K, \mathcal{O}_x) = 0$ then there exists an open | |
neighbourhood $U$ of $x$ such that $H^i(K^\vee)|_U = 0$. | |
\item If $\Hom_X(K, \mathcal{O}_x[i]) = 0$ for all | |
$i \in \mathbf{Z}$, then $K$ is zero in an open neighbourhood of $x$. | |
\item If $H^i(X, K \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{O}_x) = 0$ | |
then there exists an open neighbourhood $U$ of $x$ such that | |
$H^i(K)|_U = 0$. | |
\item If $H^i(X, K \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{O}_x) = 0$ | |
for $i \in \mathbf{Z}$ then $K$ is zero in an | |
open neighbourhood of $x$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Observe that $H^i(X, K \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{O}_x)$ | |
is equal to $K_x \otimes_{\mathcal{O}_{X, x}}^\mathbf{L} \kappa(x)$. | |
Hence part (5) follows from More on Algebra, Lemma | |
\ref{more-algebra-lemma-cut-complex-in-two}. | |
Part (6) follows from part (5). | |
Part (1) follows from part (5), Lemma \ref{lemma-duality-at-point}, and the | |
fact that the Matlis dual of $\kappa(x)$ is $\kappa(x)$. | |
Part (2) follows from part (1). | |
Part (3) follows from part (5) and the fact that | |
$\Ext^i(K, \mathcal{O}_x) = | |
H^i(X, K^\vee \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{O}_x)$ by | |
Cohomology, Lemma \ref{cohomology-lemma-dual-perfect-complex}. | |
Part (4) follows from part (3) and the fact that $K \cong (K^\vee)^\vee$ | |
by the lemma just cited. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-hom-into-point-sheaf} | |
Let $X$ be a Noetherian scheme. Let $x \in X$ be a closed point and | |
denote $\mathcal{O}_x$ the skyscraper sheaf at $x$ with value $\kappa(x)$. | |
Let $K$ in $D^b_{\textit{Coh}}(\mathcal{O}_X)$. Let $b \in \mathbf{Z}$. | |
The following are equivalent | |
\begin{enumerate} | |
\item $H^i(K)_x = 0$ for all $i > b$ and | |
\item $\Hom_X(K, \mathcal{O}_x[-i]) = 0$ for all $i > b$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Consider the complex $K_x$ in $D^b_{\textit{Coh}}(\mathcal{O}_{X, x})$. | |
There exist an integer $b_x \in \mathbf{Z}$ such that $K_x$ | |
can be represented by a bounded above complex | |
$$ | |
\ldots \to | |
\mathcal{O}_{X, x}^{\oplus n_{b_x - 2}} \to | |
\mathcal{O}_{X, x}^{\oplus n_{b_x - 1}} \to | |
\mathcal{O}_{X, x}^{\oplus n_{b_x}} \to 0 \to \ldots | |
$$ | |
with $\mathcal{O}_{X, x}^{\oplus n_i}$ sitting in degree $i$ | |
where all the transition maps are given by matrices whose | |
coefficients are in $\mathfrak m_x$. See | |
More on Algebra, Lemma | |
\ref{more-algebra-lemma-lift-pseudo-coherent-from-residue-field}. | |
The result follows easily from this (and the equivalent | |
conditions hold if and only if $b \geq b_x$). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-get-fully-faithful-geometric} | |
Let $k$ be a field. Let $X$ and $Y$ be proper schemes over $k$. | |
Assume $X$ is regular. Then a $k$-linear exact functor | |
$F : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
is fully faithful if and only if | |
for any closed points $x, x' \in X$ the maps | |
$$ | |
F : \Ext^i_X(\mathcal{O}_x, \mathcal{O}_{x'}) | |
\longrightarrow | |
\Ext^i_Y(F(\mathcal{O}_x), F(\mathcal{O}_{x'})) | |
$$ | |
are isomorphisms for all $i \in \mathbf{Z}$. | |
Here $\mathcal{O}_x$ is the skyscraper sheaf at $x$ with value $\kappa(x)$. | |
\end{lemma} | |
\begin{proof} | |
By Lemma \ref{lemma-always-right-adjoints} the functor $F$ | |
has both a left and a right adjoint. Thus we may apply the criterion | |
of Lemma \ref{lemma-get-fully-faithful} | |
because assumptions (2) and (3) of that lemma | |
follow from Lemma \ref{lemma-orthogonal-point-sheaf}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-noah-pre} | |
\begin{reference} | |
Email from Noah Olander of Jun 9, 2020 | |
\end{reference} | |
Let $k$ be a field. Let $X$ be a proper scheme over $k$ which is regular. | |
Let $F : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_X)$ | |
be a $k$-linear exact functor. Assume for every coherent | |
$\mathcal{O}_X$-module $\mathcal{F}$ with $\dim(\text{Supp}(\mathcal{F})) = 0$ | |
there is an isomorphism $\mathcal{F} \cong F(\mathcal{F})$. | |
Then $F$ is fully faithful. | |
\end{lemma} | |
\begin{proof} | |
By Lemma \ref{lemma-get-fully-faithful-geometric} it suffices to show | |
that the maps | |
$$ | |
F : \Ext^i_X(\mathcal{O}_x, \mathcal{O}_{x'}) | |
\longrightarrow | |
\Ext^i_X(F(\mathcal{O}_x), F(\mathcal{O}_{x'})) | |
$$ | |
are isomorphisms for all $i \in \mathbf{Z}$ and all closed points | |
$x, x' \in X$. By assumption, the source and the target are isomorphic. | |
If $x \not = x'$, then both sides are zero and the result is true. | |
If $x = x'$, then it suffices to prove that the map is either injective | |
or surjective. For $i < 0$ both sides are zero and the result is true. | |
For $i = 0$ any nonzero map $\alpha : \mathcal{O}_x \to \mathcal{O}_x$ of | |
$\mathcal{O}_X$-modules is an isomorphism. Hence $F(\alpha)$ is an | |
isomorphism too and so $F(\alpha)$ is nonzero. Thus the result for $i = 0$. | |
For $i = 1$ a nonzero element $\xi$ in $\Ext^1(\mathcal{O}_x, \mathcal{O}_x)$ | |
corresponds to a nonsplit short exact sequence | |
$$ | |
0 \to \mathcal{O}_x \to \mathcal{F} \to \mathcal{O}_x \to 0 | |
$$ | |
Since $F(\mathcal{F}) \cong \mathcal{F}$ we see that $F(\mathcal{F})$ | |
is a nonsplit extension of $\mathcal{O}_x$ by $\mathcal{O}_x$ as well. | |
Since $\mathcal{O}_x \cong F(\mathcal{O}_x)$ is a simple | |
$\mathcal{O}_X$-module and $\mathcal{F} \cong F(\mathcal{F})$ has | |
length $2$, we see that in the distinguished triangle | |
$$ | |
F(\mathcal{O}_x) \to F(\mathcal{F}) \to F(\mathcal{O}_x) | |
\xrightarrow{F(\xi)} F(\mathcal{O}_x)[1] | |
$$ | |
the first two arrows must form a short exact sequence which must be | |
isomorphic to the above short exact sequence and hence is nonsplit. | |
It follows that $F(\xi)$ is nonzero and we conclude for $i = 1$. | |
For $i > 1$ composition of ext classes defines a surjection | |
$$ | |
\Ext^1(F(\mathcal{O}_x), F(\mathcal{O}_x)) \otimes \ldots \otimes | |
\Ext^1(F(\mathcal{O}_x), F(\mathcal{O}_x)) | |
\longrightarrow | |
\Ext^i(F(\mathcal{O}_x), F(\mathcal{O}_x)) | |
$$ | |
See Duality for Schemes, Lemma \ref{duality-lemma-regular-ideal-ext}. | |
Hence surjectivity in degree $1$ implies surjectivity for $i > 0$. | |
This finishes the proof. | |
\end{proof} | |
\section{Special functors} | |
\label{section-special-functors} | |
\noindent | |
In this section we prove some results on functors of a special type | |
that we will use later in this chapter. | |
\begin{definition} | |
\label{definition-siblings-geometric} | |
Let $k$ be a field. Let $X$, $Y$ be finite type schemes over $k$. | |
Recall that | |
$D^b_{\textit{Coh}}(\mathcal{O}_X) = D^b(\textit{Coh}(\mathcal{O}_X))$ | |
by Derived Categories of Schemes, Proposition \ref{perfect-proposition-DCoh}. | |
We say two $k$-linear exact functors | |
$$ | |
F, F' : | |
D^b_{\textit{Coh}}(\mathcal{O}_X) = D^b(\textit{Coh}(\mathcal{O}_X)) | |
\longrightarrow | |
D^b_{\textit{Coh}}(\mathcal{O}_Y) | |
$$ | |
are {\it siblings}, or we say $F'$ is a {\it sibling} of $F$ if $F$ and $F'$ | |
are siblings in the sense of Definition \ref{definition-siblings} | |
with abelian category being $\textit{Coh}(\mathcal{O}_X)$. | |
If $X$ is regular then | |
$D_{perf}(\mathcal{O}_X) = D^b_{\textit{Coh}}(\mathcal{O}_X)$ by | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-perfect-on-noetherian} | |
and we use the same terminology for $k$-linear exact functors | |
$F, F' : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$. | |
\end{definition} | |
\begin{lemma} | |
\label{lemma-exact-functor-preserving-Coh} | |
Let $k$ be a field. Let $X$, $Y$ be finite type schemes over $k$ with | |
$X$ separated. Let | |
$F : D^b_{\textit{Coh}}(\mathcal{O}_X) \to D^b_{\textit{Coh}}(\mathcal{O}_Y)$ | |
be a $k$-linear exact functor sending | |
$\textit{Coh}(\mathcal{O}_X) \subset D^b_{\textit{Coh}}(\mathcal{O}_X)$ | |
into | |
$\textit{Coh}(\mathcal{O}_Y) \subset D^b_{\textit{Coh}}(\mathcal{O}_Y)$. | |
Then there exists a Fourier-Mukai functor | |
$F' : D^b_{\textit{Coh}}(\mathcal{O}_X) \to D^b_{\textit{Coh}}(\mathcal{O}_Y)$ | |
whose kernel is a coherent $\mathcal{O}_{X \times Y}$-module $\mathcal{K}$ | |
flat over $X$ and with support finite over $Y$ which is a sibling of $F$. | |
\end{lemma} | |
\begin{proof} | |
Denote $H : \textit{Coh}(\mathcal{O}_X) \to \textit{Coh}(\mathcal{O}_Y)$ | |
the restriction of $F$. Since $F$ is an exact functor of triangulated | |
categories, we see that $H$ is an exact functor of abelian categories. | |
Of course $H$ is $k$-linear as $F$ is. By | |
Functors and Morphisms, Lemma \ref{functors-lemma-functor-coherent-over-field} | |
we obtain a coherent $\mathcal{O}_{X \times Y}$-module | |
$\mathcal{K}$ which is flat over $X$ and has support finite over $Y$. | |
Let $F'$ be the Fourier-Mukai functor defined using $\mathcal{K}$ | |
so that $F'$ restricts to $H$ on $ \textit{Coh}(\mathcal{O}_X)$. | |
The functor $F'$ sends $D^b_{\textit{Coh}}(\mathcal{O}_X)$ | |
into $D^b_{\textit{Coh}}(\mathcal{O}_Y)$ by | |
Lemma \ref{lemma-fourier-mukai-Coh}. | |
Observe that $F$ and $F'$ satisfy the first and second | |
condition of Lemma \ref{lemma-sibling-fully-faithful} and hence are siblings. | |
\end{proof} | |
\begin{remark} | |
\label{remark-difficult} | |
If $F, F' : D^b_{\textit{Coh}}(\mathcal{O}_X) \to \mathcal{D}$ are siblings, $F$ | |
is fully faithful, and $X$ is reduced and projective over $k$ then | |
$F \cong F'$; this follows from | |
Proposition \ref{proposition-siblings-isomorphic} via the argument | |
given in the proof of Theorem \ref{theorem-fully-faithful}. | |
However, in general we do not know whether siblings are isomorphic. | |
Even in the situation of Lemma \ref{lemma-exact-functor-preserving-Coh} | |
it seems difficult to prove that the siblings $F$ and $F'$ | |
are isomorphic functors. If $X$ is smooth and proper over $k$ | |
and $F$ is fully faithful, then $F \cong F'$ as is shown in | |
\cite{Noah}. | |
If you have a proof or a counter example in more general situations, | |
please email | |
\href{mailto:[email protected]}{[email protected]}. | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-two-functors-pre} | |
Let $k$ be a field. Let $X$, $Y$ be proper schemes over $k$. Assume | |
$X$ is regular. Let | |
$F, G : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
be $k$-linear exact functors such that | |
\begin{enumerate} | |
\item $F(\mathcal{F}) \cong G(\mathcal{F})$ for any coherent | |
$\mathcal{O}_X$-module $\mathcal{F}$ with $\dim(\text{Supp}(\mathcal{F})) = 0$, | |
\item $F$ is fully faithful. | |
\end{enumerate} | |
Then the essential image of $G$ is contained in the essential | |
image of $F$. | |
\end{lemma} | |
\begin{proof} | |
Recall that $F$ and $G$ have both adjoints, see | |
Lemma \ref{lemma-always-right-adjoints}. In particular | |
the essential image $\mathcal{A} \subset D_{perf}(\mathcal{O}_Y)$ of $F$ | |
satisfies the equivalent conditions of | |
Derived Categories, Lemma \ref{derived-lemma-right-adjoint}. | |
We claim that $G$ factors through $\mathcal{A}$. | |
Since $\mathcal{A} = {}^\perp(\mathcal{A}^\perp)$ by | |
Derived Categories, Lemma \ref{derived-lemma-right-adjoint} | |
it suffices to show that $\Hom_Y(G(M), N) = 0$ for | |
all $M$ in $D_{perf}(\mathcal{O}_X)$ and $N \in \mathcal{A}^\perp$. | |
We have | |
$$ | |
\Hom_Y(G(M), N) = \Hom_X(M, G_r(N)) | |
$$ | |
where $G_r$ is the right adjoint to $G$. Thus it suffices to prove | |
that $G_r(N) = 0$. Since | |
$G(\mathcal{F}) \cong F(\mathcal{F})$ for $\mathcal{F}$ as in (1) | |
we see that | |
$$ | |
\Hom_X(\mathcal{F}, G_r(N)) = | |
\Hom_Y(G(\mathcal{F}), N) = | |
\Hom_Y(F(\mathcal{F}), N) = 0 | |
$$ | |
as $N$ is in the right orthogonal to the essential image $\mathcal{A}$ of $F$. | |
Of course, the same vanishing holds for $\Hom_X(\mathcal{F}, G_r(N)[i])$ | |
for any $i \in \mathbf{Z}$. Thus $G_r(N) = 0$ by | |
Lemma \ref{lemma-orthogonal-point-sheaf} and we win. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-noah} | |
\begin{reference} | |
Email from Noah Olander of Jun 8, 2020 | |
\end{reference} | |
Let $k$ be a field. Let $X$ be a proper scheme over $k$ which is regular. | |
Let $F : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_X)$ | |
be a $k$-linear exact functor. Assume for every coherent | |
$\mathcal{O}_X$-module $\mathcal{F}$ with $\dim(\text{Supp}(\mathcal{F})) = 0$ | |
there is an isomorphism $\mathcal{F} \cong F(\mathcal{F})$. | |
Then there exists an automorphism $f : X \to X$ over $k$ | |
which induces the identity on the | |
underlying topological space\footnote{This often forces $f$ | |
to be the identity, see Varieties, Lemma \ref{varieties-lemma-automorphism}.} | |
and an invertible $\mathcal{O}_X$-module $\mathcal{L}$ | |
such that $F$ and $F'(M) = f^*M \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{L}$ | |
are siblings. | |
\end{lemma} | |
\begin{proof} | |
By Lemma \ref{lemma-noah-pre} the functor $F$ is fully faithful. | |
By Lemma \ref{lemma-two-functors-pre} the essential image of | |
the identity functor is contained in the essential image of $F$, i.e., | |
we see that $F$ is essentially surjective. Thus $F$ is an equivalence. | |
Observe that the quasi-inverse $F^{-1}$ satisfies the same assumptions | |
as $F$. | |
\medskip\noindent | |
Let $M \in D_{perf}(\mathcal{O}_X)$ and say $H^i(M) = 0$ for $i > b$. | |
Since $F$ is fully faithful, we see that | |
$$ | |
\Hom_X(M, \mathcal{O}_x[-i]) = | |
\Hom_X(F(M), F(\mathcal{O}_x)[-i]) \cong | |
\Hom_X(F(M), \mathcal{O}_x[-i]) | |
$$ | |
for any $i \in \mathbf{Z}$ for any closed point $x$ of $X$. | |
Thus by Lemma \ref{lemma-hom-into-point-sheaf} we see that $F(M)$ | |
has vanishing cohomology sheaves in degrees $> b$. | |
\medskip\noindent | |
Let $\mathcal{F}$ be a coherent $\mathcal{O}_X$-module. By | |
the above $F(\mathcal{F})$ has nonzero cohomology sheaves | |
only in degrees $\leq 0$. | |
Set $\mathcal{G} = H^0(F(\mathcal{F}))$. Choose a distinguished | |
triangle | |
$$ | |
K \to F(\mathcal{F}) \to \mathcal{G} \to K[1] | |
$$ | |
Then $K$ has nonvanishing cohomology sheaves only in | |
degrees $\leq -1$. | |
Applying $F^{-1}$ we obtain a distinguished triangle | |
$$ | |
F^{-1}(K) \to \mathcal{F} \to F^{-1}(\mathcal{G}) \to F^{-1}(K')[1] | |
$$ | |
Since $F^{-1}(K)$ has nonvanishing cohomology sheaves only | |
in degrees $\leq -1$ (by the previous paragraph applied to $F^{-1}$) | |
we see that the arrow $F^{-1}(K) \to \mathcal{F}$ is zero | |
(Derived Categories, Lemma \ref{derived-lemma-negative-exts}). | |
Hence $K \to F(\mathcal{F})$ is zero, which implies | |
that $F(\mathcal{F}) = \mathcal{G}$ by our choice of the | |
first distinguished triangle. | |
\medskip\noindent | |
From the preceding paragraph, we deduce that $F$ preserves | |
$\textit{Coh}(\mathcal{O}_X)$ and indeed defines an equivalence | |
$H : \textit{Coh}(\mathcal{O}_X) \to \textit{Coh}(\mathcal{O}_X)$. | |
By Functors and Morphisms, Lemma | |
\ref{functors-lemma-equivalence-coherent-over-field} | |
we get an automorphism $f : X \to X$ over $k$ | |
and an invertible $\mathcal{O}_X$-module $\mathcal{L}$ | |
such that $H(\mathcal{F}) = f^*\mathcal{F} \otimes \mathcal{L}$. | |
Set $F'(M) = f^*M \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{L}$. | |
Using Lemma \ref{lemma-sibling-fully-faithful} | |
we see that $F$ and $F'$ are siblings. | |
To see that $f$ is the identity on the underlying topological | |
space of $X$, we use that $F(\mathcal{O}_x) \cong \mathcal{O}_x$ | |
and that the support of $\mathcal{O}_x$ is $\{x\}$. | |
This finishes the proof. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-two-functors} | |
Let $k$ be a field. Let $X$, $Y$ be proper schemes over $k$. | |
Assume $X$ regular. | |
Let $F, G : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
be $k$-linear exact functors such that | |
\begin{enumerate} | |
\item $F(\mathcal{F}) \cong G(\mathcal{F})$ for any coherent | |
$\mathcal{O}_X$-module $\mathcal{F}$ with $\dim(\text{Supp}(\mathcal{F})) = 0$, | |
\item $F$ is fully faithful, and | |
\item $G$ is a Fourier-Mukai functor whose kernel is in | |
$D_{perf}(\mathcal{O}_{X \times Y})$. | |
\end{enumerate} | |
Then there exists a Fourier-Mukai functor | |
$F' : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
whose kernel is in $D_{perf}(\mathcal{O}_{X \times Y})$ | |
such that $F$ and $F'$ are siblings. | |
\end{lemma} | |
\begin{proof} | |
The essential image of $G$ is contained in the essential | |
image of $F$ by Lemma \ref{lemma-two-functors-pre}. | |
Consider the functor $H = F^{-1} \circ G$ | |
which makes sense as $F$ is fully faithful. | |
By Lemma \ref{lemma-noah} we obtain an automorphism $f : X \to X$ | |
and an invertible $\mathcal{O}_X$-module $\mathcal{L}$ such that | |
the functor $H' : K \mapsto f^*K \otimes \mathcal{L}$ | |
is a sibling of $H$. In particular | |
$H$ is an auto-equivalence by Lemma \ref{lemma-sibling-faithful} | |
and $H$ induces an auto-equivalence of | |
$\textit{Coh}(\mathcal{O}_X)$ (as this is true for its sibling functor $H'$). | |
Thus the quasi-inverses $H^{-1}$ and $(H')^{-1}$ exist, are siblings | |
(small detail omitted), and $(H')^{-1}$ sends $M$ to | |
$(f^{-1})^*(M \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{L}^{\otimes -1})$ | |
which is a Fourier-Mukai functor (details omitted). | |
Then of course $F = G \circ H^{-1}$ is a sibling of | |
$G \circ (H')^{-1}$. Since compositions of Fourier-Mukai | |
functors are Fourier-Mukai by | |
Lemma \ref{lemma-compose-fourier-mukai} | |
we conclude. | |
\end{proof} | |
\section{Fully faithful functors} | |
\label{section-fully-faithful} | |
\noindent | |
Our goal is to prove fully faithful functors between derived categories | |
are siblings of Fourier-Mukai functors, following | |
\cite{Orlov-K3} and \cite{Ballard}. | |
\begin{situation} | |
\label{situation-fully-faithful} | |
Here $k$ is a field. We have proper smooth schemes $X$ and $Y$ over $k$. | |
We have a $k$-linear, exact, fully faithful functor | |
$F : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$. | |
\end{situation} | |
\noindent | |
Before reading on, it makes sense to read at least some of | |
Derived Categories, Section \ref{derived-section-postnikov}. | |
\medskip\noindent | |
Recall that $X$ is regular and hence has the resolution property | |
(Varieties, Lemma \ref{varieties-lemma-smooth-regular} and | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-regular-resolution-property}). Thus | |
on $X \times X$ we may choose a resolution | |
$$ | |
\ldots \to | |
\mathcal{E}_2 \boxtimes \mathcal{G}_2 \to | |
\mathcal{E}_1 \boxtimes \mathcal{G}_1 \to | |
\mathcal{E}_0 \boxtimes \mathcal{G}_0 \to | |
\mathcal{O}_\Delta \to 0 | |
$$ | |
where each $\mathcal{E}_i$ and $\mathcal{G}_i$ is a finite locally | |
free $\mathcal{O}_X$-module, see Lemma \ref{lemma-diagonal-resolution}. | |
Using the complex | |
\begin{equation} | |
\label{equation-original-complex} | |
\ldots \to | |
\mathcal{E}_2 \boxtimes \mathcal{G}_2 \to | |
\mathcal{E}_1 \boxtimes \mathcal{G}_1 \to | |
\mathcal{E}_0 \boxtimes \mathcal{G}_0 | |
\end{equation} | |
in $D_{perf}(\mathcal{O}_{X \times X})$ as in | |
Derived Categories, Example \ref{derived-example-key-postnikov} | |
if for each $n$ we denote | |
$$ | |
M_n = (\mathcal{E}_n \boxtimes \mathcal{G}_n \to \ldots \to | |
\mathcal{E}_0 \boxtimes \mathcal{G}_0)[-n] | |
$$ | |
we obtain an infinite Postnikov system for the complex | |
(\ref{equation-original-complex}). This means | |
the morphisms $M_0 \to M_1[1] \to M_2[2] \to \ldots$ and | |
$M_n \to \mathcal{E}_n \boxtimes \mathcal{G}_n$ and | |
$\mathcal{E}_n \boxtimes \mathcal{G}_n \to M_{n - 1}$ | |
satisfy certain conditions documented in | |
Derived Categories, Definition \ref{derived-definition-postnikov-system}. | |
Set | |
$$ | |
\mathcal{F}_n = \Ker(\mathcal{E}_n \boxtimes \mathcal{G}_n \to | |
\mathcal{E}_{n - 1} \boxtimes \mathcal{G}_{n - 1}) | |
$$ | |
Observe that since $\mathcal{O}_\Delta$ is flat over $X$ via $\text{pr}_1$ | |
the same is true for $\mathcal{F}_n$ for all $n$ (this is a convenient though | |
not essential observation). We have | |
$$ | |
H^q(M_n[n]) = \left\{ | |
\begin{matrix} | |
\mathcal{O}_\Delta & \text{if} & q = 0 \\ | |
\mathcal{F}_n & \text{if} & q = -n \\ | |
0 & \text{if} & q \not = 0, -n | |
\end{matrix} | |
\right. | |
$$ | |
Thus for $n \geq \dim(X \times X)$ we have | |
$$ | |
M_n[n] \cong \mathcal{O}_\Delta \oplus \mathcal{F}_n[n] | |
$$ | |
in $D_{perf}(\mathcal{O}_{X \times X})$ by | |
Lemma \ref{lemma-split-complex-regular}. | |
\medskip\noindent | |
We are interested in the complex | |
\begin{equation} | |
\label{equation-complex} | |
\ldots \to | |
\mathcal{E}_2 \boxtimes F(\mathcal{G}_2) \to | |
\mathcal{E}_1 \boxtimes F(\mathcal{G}_1) \to | |
\mathcal{E}_0 \boxtimes F(\mathcal{G}_0) | |
\end{equation} | |
in $D_{perf}(\mathcal{O}_{X \times Y})$ | |
as the ``totalization'' of this complex should | |
give us the kernel of the Fourier-Mukai functor we are trying to construct. | |
For all $i, j \geq 0$ we have | |
\begin{align*} | |
\Ext^q_{X \times Y}(\mathcal{E}_i \boxtimes F(\mathcal{G}_i), | |
\mathcal{E}_j \boxtimes F(\mathcal{G}_j)) | |
& = | |
\bigoplus\nolimits_p | |
\Ext^{q + p}_X(\mathcal{E}_i, \mathcal{E}_j) \otimes_k | |
\Ext^{-p}_Y(F(\mathcal{G}_i), F(\mathcal{G}_j)) \\ | |
& = | |
\bigoplus\nolimits_p | |
\Ext^{q + p}_X(\mathcal{E}_i, \mathcal{E}_j) \otimes_k | |
\Ext^{-p}_X(\mathcal{G}_i, \mathcal{G}_j) | |
\end{align*} | |
The second equality holds because $F$ is | |
fully faithful and the first by | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-kunneth-Ext}. | |
We find these $\Ext^q$ are zero for $q < 0$. | |
Hence by | |
Derived Categories, Lemma \ref{derived-lemma-existence-postnikov-system} | |
we can build an infinite Postnikov system $K_0, K_1, K_2, \ldots$ | |
in $D_{perf}(\mathcal{O}_{X \times Y})$ for the complex | |
(\ref{equation-complex}). | |
Parallel to what happens with $M_0, M_1, M_2, \ldots$ this means we | |
obtain morphisms | |
$K_0 \to K_1[1] \to K_2[2] \to \ldots$ and | |
$K_n \to \mathcal{E}_n \boxtimes F(\mathcal{G}_n)$ and | |
$\mathcal{E}_n \boxtimes F(\mathcal{G}_n) \to K_{n - 1}$ | |
in $D_{perf}(\mathcal{O}_{X \times Y})$ | |
satisfying certain conditions documented in | |
Derived Categories, Definition \ref{derived-definition-postnikov-system}. | |
\medskip\noindent | |
Let $\mathcal{F}$ be a coherent $\mathcal{O}_X$-module whose support | |
has a finite number of points, i.e., with $\dim(\text{Supp}(\mathcal{F})) = 0$. | |
Consider the exact functor of triangulated categories | |
$$ | |
D_{perf}(\mathcal{O}_{X \times Y}) | |
\longrightarrow | |
D_{perf}(\mathcal{O}_Y),\quad | |
N \longmapsto R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} | |
\otimes^\mathbf{L}_{\mathcal{O}_{X \times Y}} N) | |
$$ | |
It follows that the objects $R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} | |
\otimes^\mathbf{L}_{\mathcal{O}_{X \times Y}} K_i)$ | |
form a Postnikov system for the complex in | |
$D_{perf}(\mathcal{O}_Y)$ with terms | |
$$ | |
R\text{pr}_{2, *}( | |
(\mathcal{F} \otimes \mathcal{E}_i) \boxtimes F(\mathcal{G}_i)) = | |
\Gamma(X, \mathcal{F} \otimes \mathcal{E}_i) \otimes_k F(\mathcal{G}_i) = | |
F(\Gamma(X, \mathcal{F} \otimes \mathcal{E}_i) \otimes_k \mathcal{G}_i) | |
$$ | |
Here we have used that $\mathcal{F} \otimes \mathcal{E}_i$ has | |
vanishing higher cohomology as its support has dimension $0$. | |
On the other hand, applying the exact functor | |
$$ | |
D_{perf}(\mathcal{O}_{X \times X}) | |
\longrightarrow | |
D_{perf}(\mathcal{O}_Y),\quad | |
N \longmapsto F(R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} | |
\otimes^\mathbf{L}_{\mathcal{O}_{X \times X}} N)) | |
$$ | |
we find that the objects | |
$F(R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} | |
\otimes^\mathbf{L}_{\mathcal{O}_{X \times X}} M_n))$ | |
form a second infinite Postnikov system | |
for the complex in $D_{perf}(\mathcal{O}_Y)$ with terms | |
$$ | |
F(R\text{pr}_{2, *}( | |
(\mathcal{F} \otimes \mathcal{E}_i) \boxtimes \mathcal{G}_i)) = | |
F(\Gamma(X, \mathcal{F} \otimes \mathcal{E}_i) \otimes_k \mathcal{G}_i) | |
$$ | |
This is the same as before! By uniqueness of Postnikov systems | |
(Derived Categories, Lemma \ref{derived-lemma-existence-postnikov-system}) | |
which applies because | |
$$ | |
\Ext^q_Y( | |
F(\Gamma(X, \mathcal{F} \otimes \mathcal{E}_i) \otimes_k \mathcal{G}_i), | |
F(\Gamma(X, \mathcal{F} \otimes \mathcal{E}_j) \otimes_k \mathcal{G}_j)) = 0, | |
\quad q < 0 | |
$$ | |
as $F$ is fully faithful, we find a system of isomorphisms | |
$$ | |
F(R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} | |
\otimes^\mathbf{L}_{\mathcal{O}_{X \times X}} M_n[n])) | |
\cong | |
R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} | |
\otimes^\mathbf{L}_{\mathcal{O}_{X \times Y}} K_n[n]) | |
$$ | |
in $D_{perf}(\mathcal{O}_Y)$ compatible with the morphisms in | |
$D_{perf}(\mathcal{O}_Y)$ induced by the morphisms | |
$$ | |
M_{n - 1}[n - 1] \to M_n[n] | |
\quad\text{and}\quad | |
K_{n - 1}[n - 1] \to K_n[n] | |
$$ | |
$$ | |
M_n \to \mathcal{E}_n \boxtimes \mathcal{G}_n | |
\quad\text{and}\quad | |
K_n \to \mathcal{E}_n \boxtimes F(\mathcal{G}_n) | |
$$ | |
$$ | |
\mathcal{E}_n \boxtimes \mathcal{G}_n \to M_{n - 1} | |
\quad\text{and}\quad | |
\mathcal{E}_n \boxtimes F(\mathcal{G}_n) \to K_{n - 1} | |
$$ | |
which are part of the structure of Postnikov systems. | |
For $n$ sufficiently large we obtain a direct sum decomposition | |
$$ | |
F(R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} | |
\otimes^\mathbf{L}_{\mathcal{O}_{X \times X}} M_n[n])) | |
= | |
F(\mathcal{F}) \oplus | |
F(R\text{pr}_{2, *}( | |
\text{pr}_1^*\mathcal{F} \otimes_{\mathcal{O}_{X \times Y}} \mathcal{F}_n | |
))[n] | |
$$ | |
corresponding to the direct sum decomposition of $M_n$ constructed above | |
(we are using the flatness of $\mathcal{F}_n$ over $X$ via $\text{pr}_1$ | |
to write a usual tensor product in the formula above, but this isn't | |
essential for the argument). | |
By Lemma \ref{lemma-boundedness} we find there exists an integer $m \geq 0$ | |
such that the first summand in this direct sum decomposition has nonzero | |
cohomology sheaves only in the interval $[-m, m]$ and the | |
second summand in this direct sum decomposition has nonzero cohomology | |
sheaves only in the interval $[-m - n, m + \dim(X) - n]$. | |
We conclude the system $K_0 \to K_1[1] \to K_2[2] \to \ldots$ | |
in $D_{perf}(\mathcal{O}_{X \times Y})$ satisfies the assumptions of | |
Lemma \ref{lemma-bounded-fibres} after possibly replacing $m$ by | |
a larger integer. We conclude we can write | |
$$ | |
K_n[n] = K \oplus C_n | |
$$ | |
for $n \gg 0$ compatible with transition maps and with $C_n$ | |
having nonzero cohomology sheaves only in the range $[-m - n, m - n]$. | |
Denote $G$ the Fourier-Mukai functor corresponding to $K$. | |
Putting everything together we find | |
$$ | |
\begin{matrix} | |
G(\mathcal{F}) \oplus | |
R\text{pr}_{2, *}( | |
\text{pr}_1^*\mathcal{F} \otimes_{\mathcal{O}_{X \times Y}}^\mathbf{L} C_n) | |
\cong \\ | |
R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} | |
\otimes^\mathbf{L}_{\mathcal{O}_{X \times Y}} K_n[n]) \cong \\ | |
F(R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} | |
\otimes^\mathbf{L}_{\mathcal{O}_{X \times X}} M_n[n])) | |
\cong \\ | |
F(\mathcal{F}) \oplus | |
F(R\text{pr}_{2, *}( | |
\text{pr}_1^*\mathcal{F} \otimes_{\mathcal{O}_{X \times Y}} \mathcal{F}_n | |
))[n] | |
\end{matrix} | |
$$ | |
Looking at the degrees that objects live in we conclude that for $n \gg m$ | |
we obtain an isomorphism | |
$$ | |
F(\mathcal{F}) \cong G(\mathcal{F}) | |
$$ | |
Moreover, recall that this holds for every coherent $\mathcal{F}$ on $X$ | |
whose support has dimension $0$. | |
\begin{lemma} | |
\label{lemma-fully-faithful} | |
Let $k$ be a field. Let $X$ and $Y$ be smooth proper schemes over $k$. | |
Given a $k$-linear, exact, fully faithful functor | |
$F : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
there exists a Fourier-Mukai functor | |
$F' : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ whose kernel | |
is in $D_{perf}(\mathcal{O}_{X \times Y})$ which is a sibling to $F$. | |
\end{lemma} | |
\begin{proof} | |
Apply Lemma \ref{lemma-two-functors} to $F$ and the functor | |
$G$ constructed above. | |
\end{proof} | |
\noindent | |
The following theorem is also true without assuming $X$ is projective, | |
see \cite{Noah}. | |
\begin{theorem}[Orlov] | |
\label{theorem-fully-faithful} | |
\begin{reference} | |
\cite[Theorem 2.2]{Orlov-K3}; this is shown in \cite{Noah} | |
without the assumption that $X$ be projective | |
\end{reference} | |
Let $k$ be a field. Let $X$ and $Y$ be smooth proper schemes over $k$ | |
with $X$ projective over $k$. Any $k$-linear fully faithful exact | |
functor $F : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
is a Fourier-Mukai functor for some kernel in | |
$D_{perf}(\mathcal{O}_{X \times Y})$. | |
\end{theorem} | |
\begin{proof} | |
Let $F'$ be the Fourier-Mukai functor which is a sibling of $F$ | |
as in Lemma \ref{lemma-fully-faithful}. | |
By Proposition \ref{proposition-siblings-isomorphic} we have $F \cong F'$ | |
provided we can show that $\textit{Coh}(\mathcal{O}_X)$ has enough | |
negative objects. However, if $X = \Spec(k)$ for example, then | |
this isn't true. Thus we first decompose $X = \coprod X_i$ | |
into its connected (and irreducible) components and we | |
argue that it suffices to prove the result for each of the | |
(fully faithful) composition functors | |
$$ | |
F_i : | |
D_{perf}(\mathcal{O}_{X_i}) \to | |
D_{perf}(\mathcal{O}_X) \to | |
D_{perf}(\mathcal{O}_Y) | |
$$ | |
Details omitted. Thus we may assume $X$ is irreducible. | |
\medskip\noindent | |
The case $\dim(X) = 0$. Here $X$ is the spectrum of a finite (separable) | |
extension $k'/k$ and hence $D_{perf}(\mathcal{O}_X)$ | |
is equivalent to the category | |
of graded $k'$-vector spaces such that $\mathcal{O}_X$ corresponds to the | |
trivial $1$-dimensional vector space in degree $0$. | |
It is straightforward to see that any two | |
siblings $F, F' : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
are isomorphic. Namely, we are given an isomorphism | |
$F(\mathcal{O}_X) \cong F'(\mathcal{O}_X)$ | |
compatible the action of the $k$-algebra | |
$k' = \text{End}_{D_{perf}(\mathcal{O}_X)}(\mathcal{O}_X)$ | |
which extends canonically to an isomorphism on any graded $k'$-vector space. | |
\medskip\noindent | |
The case $\dim(X) > 0$. Here $X$ is a projective smooth | |
variety of dimension $> 1$. Let $\mathcal{F}$ be a coherent | |
$\mathcal{O}_X$-module. We have to show there exists a | |
coherent module $\mathcal{N}$ such that | |
\begin{enumerate} | |
\item there is a surjection $\mathcal{N} \to \mathcal{F}$ and | |
\item $\Hom(\mathcal{F}, \mathcal{N}) = 0$. | |
\end{enumerate} | |
Choose an ample invertible $\mathcal{O}_X$-module $\mathcal{L}$. | |
We claim that $\mathcal{N} = (\mathcal{L}^{\otimes n})^{\oplus r}$ | |
will work for $n \ll 0$ and $r$ large enough. | |
Condition (1) follows from | |
Properties, Proposition \ref{properties-proposition-characterize-ample}. | |
Finally, we have | |
$$ | |
\Hom(\mathcal{F}, \mathcal{L}^{\otimes n}) = | |
H^0(X, \SheafHom(\mathcal{F}, \mathcal{L}^{\otimes n})) = | |
H^0(X, \SheafHom(\mathcal{F}, \mathcal{O}_X) \otimes \mathcal{L}^{\otimes n}) | |
$$ | |
Since the dual $\SheafHom(\mathcal{F}, \mathcal{O}_X)$ is torsion free, this | |
vanishes for $n \ll 0$ by Varieties, Lemma | |
\ref{varieties-lemma-vanishin-h0-negative}. This finishes the proof. | |
\end{proof} | |
\begin{proposition} | |
\label{proposition-equivalence} | |
Let $k$ be a field. Let $X$ and $Y$ be smooth proper schemes over $k$. | |
If $F : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
is a $k$-linear exact equivalence of triangulated categories then | |
there exists a Fourier-Mukai functor | |
$F' : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ whose | |
kernel is in $D_{perf}(\mathcal{O}_{X \times Y})$ | |
which is an equivalence and a sibling of $F$. | |
\end{proposition} | |
\begin{proof} | |
The functor $F'$ of Lemma \ref{lemma-fully-faithful} | |
is an equivalence by Lemma \ref{lemma-sibling-faithful}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-uniqueness} | |
Let $k$ be a field. Let $X$ be a smooth proper scheme over $k$. | |
Let $K \in D_{perf}(\mathcal{O}_{X \times X})$. If the Fourier-Mukai | |
functor $\Phi_K : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_X)$ | |
is isomorphic to the identity functor, then | |
$K \cong \Delta_*\mathcal{O}_X$ in $_{perf}(\mathcal{O}_{X \times X})$. | |
\end{lemma} | |
\begin{proof} | |
Let $i$ be the minimal integer such that the cohomology sheaf $H^i(K)$ is | |
nonzero. Let $\mathcal{E}$ and $\mathcal{G}$ be finite locally free | |
$\mathcal{O}_X$-modules. Then | |
\begin{align*} | |
H^i(X \times X, K \otimes_{\mathcal{O}_{X \times X}}^\mathbf{L} | |
(\mathcal{E} \boxtimes \mathcal{G})) | |
& = | |
H^i(X, R\text{pr}_{2, *}(K \otimes_{\mathcal{O}_{X \times X}}^\mathbf{L} | |
(\mathcal{E} \boxtimes \mathcal{G}))) \\ | |
& = | |
H^i(X, \Phi_K(\mathcal{E}) \otimes_{\mathcal{O}_X}^\mathbf{L} \mathcal{G}) \\ | |
& \cong | |
H^i(X, \mathcal{E} \otimes \mathcal{G}) | |
\end{align*} | |
which is zero if $i < 0$. On the other hand, we can choose | |
$\mathcal{E}$ and $\mathcal{G}$ such that there is a surjection | |
$\mathcal{E}^\vee \boxtimes \mathcal{G}^\vee \to H^i(K)$ | |
by Lemma \ref{lemma-on-product}. | |
In this case the left hand side of the equalities is nonzero. | |
Hence we conclude that $H^i(K) = 0$ for $i < 0$. | |
\medskip\noindent | |
Let $i$ be the maximal integer such that $H^i(K)$ is nonzero. | |
The same argument with $\mathcal{E}$ and $\mathcal{G}$ | |
support of dimension $0$ shows that $i \leq 0$. | |
Hence we conclude that $K$ is given by a single coherent | |
$\mathcal{O}_{X \times X}$-module $\mathcal{K}$ sitting in degree $0$. | |
\medskip\noindent | |
Since $R\text{pr}_{2, *}(\text{pr}_1^*\mathcal{F} \otimes \mathcal{K})$ | |
is $\mathcal{F}$, by taking $\mathcal{F}$ supported at closed points | |
we see that the support of $\mathcal{K}$ is finite over $X$ via | |
$\text{pr}_2$. Since $R\text{pr}_{2, *}(\mathcal{K}) \cong \mathcal{O}_X$ | |
we conclude by Functors and Morphisms, Lemma | |
\ref{functors-lemma-pushforward-invertible-pre} | |
that $\mathcal{K} = s_*\mathcal{O}_X$ for some section $s : X \to X \times X$ | |
of the second projection. Then $\Phi_K(M) = f^*M$ where | |
$f = \text{pr}_1 \circ s$ and this can happen only if $s$ | |
is the diagonal morphism as desired. | |
\end{proof} | |
\section{A category of Fourier-Mukai kernels} | |
\label{section-category-Fourier-Mukai-kernels} | |
\noindent | |
Let $S$ be a scheme. We claim there is a category | |
with | |
\begin{enumerate} | |
\item Objects are proper smooth schemes over $S$. | |
\item Morphisms from $X$ to $Y$ are isomorphism classes | |
of objects of $D_{perf}(\mathcal{O}_{X \times_S Y})$. | |
\item Composition of the isomorphism class of | |
$K \in D_{perf}(\mathcal{O}_{X \times_S Y})$ | |
and the isomorphism class of $K'$ in $D_{perf}(\mathcal{O}_{Y \times_S Z})$ | |
is the isomorphism class of | |
$$ | |
R\text{pr}_{13, *}( | |
L\text{pr}_{12}^*K | |
\otimes_{\mathcal{O}_{X \times_S Y \times_S Z}}^\mathbf{L} | |
L\text{pr}_{23}^*K') | |
$$ | |
which is in $D_{perf}(\mathcal{O}_{X \times_S Z})$ by | |
Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-flat-proper-perfect-direct-image-general}. | |
\item The identity morphism from $X$ to $X$ is the | |
isomorphism class of $\Delta_{X/S, *}\mathcal{O}_X$ | |
which is in $D_{perf}(\mathcal{O}_{X \times_S X})$ | |
by More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-perfect-closed-immersion-perfect-direct-image} | |
and the fact that $\Delta_{X/S}$ is a perfect morphism by | |
Divisors, Lemma | |
\ref{divisors-lemma-immersion-smooth-into-smooth-regular-immersion} and | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-regular-immersion-perfect}. | |
\end{enumerate} | |
Let us check that associativity of composition | |
of morphisms holds; we omit verifying that the identity | |
morphisms are indeed identities. To see this suppose we have | |
$X, Y, Z, W$ and | |
$c \in D_{perf}(\mathcal{O}_{X \times_S Y})$, | |
$c' \in D_{perf}(\mathcal{O}_{Y \times_S Z})$, and | |
$c'' \in D_{perf}(\mathcal{O}_{Z \times_S W})$. Then we have | |
\begin{align*} | |
c'' \circ (c' \circ c) | |
& \cong | |
\text{pr}^{134}_{14, *}( | |
\text{pr}^{134, *}_{13} | |
\text{pr}^{123}_{13, *}(\text{pr}^{123, *}_{12}c \otimes | |
\text{pr}^{123, *}_{23}c') | |
\otimes \text{pr}^{134, *}_{34}c'') \\ | |
& \cong | |
\text{pr}^{134}_{14, *}( | |
\text{pr}^{1234}_{134, *} | |
\text{pr}^{1234, *}_{123}(\text{pr}^{123, *}_{12}c \otimes | |
\text{pr}^{123, *}_{23}c') | |
\otimes \text{pr}^{134, *}_{34}c'') \\ | |
& \cong | |
\text{pr}^{134}_{14, *}( | |
\text{pr}^{1234}_{134, *} | |
(\text{pr}^{1234, *}_{12}c \otimes | |
\text{pr}^{1234, *}_{23}c') | |
\otimes \text{pr}^{134, *}_{34}c'') \\ | |
& \cong | |
\text{pr}^{134}_{14, *} | |
\text{pr}^{1234}_{134, *} | |
((\text{pr}^{1234, *}_{12}c \otimes | |
\text{pr}^{1234, *}_{23}c') | |
\otimes \text{pr}^{1234, *}_{34}c'') \\ | |
& \cong | |
\text{pr}^{1234}_{14, *}( | |
(\text{pr}^{1234, *}_{12}c \otimes | |
\text{pr}^{1234, *}_{23}c') \otimes | |
\text{pr}^{1234, *}_{34}c'') | |
\end{align*} | |
Here we use the notation | |
$$ | |
p^{1234}_{134} : X \times_S Y \times_S Z \times_S W | |
\to X \times_S Z \times_S W | |
\quad\text{and}\quad | |
p^{134}_{14} : X \times_S Z \times_S W \to X \times_S W | |
$$ | |
the projections and similarly for other indices. | |
We also write $\text{pr}_*$ instead of $R\text{pr}_*$ and | |
$\text{pr}^*$ instead of $L\text{pr}^*$ and we drop | |
all super and sub scripts on $\otimes$. | |
The first equality is the definition of the composition. | |
The second equality holds because | |
$\text{pr}^{134, *}_{13} \text{pr}^{123}_{13, *} = | |
\text{pr}^{1234}_{134, *} \text{pr}^{1234, *}_{123}$ | |
by base change (Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-compare-base-change}). | |
The third equality holds because pullbacks compose | |
correctly and pass through tensor products, see | |
Cohomology, Lemmas \ref{cohomology-lemma-derived-pullback-composition} and | |
\ref{cohomology-lemma-pullback-tensor-product}. | |
The fourth equality follows from the ``projection formula'' for | |
$p^{1234}_{134}$, see Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-cohomology-base-change}. | |
The fifth equality is that proper pushforward is compatible | |
with composition, see | |
Cohomology, Lemma \ref{cohomology-lemma-derived-pushforward-composition}. | |
Since tensor product is associative | |
this concludes the proof of associativity of composition. | |
\begin{lemma} | |
\label{lemma-base-change-is-functor} | |
Let $S' \to S$ be a morphism of schemes. | |
The rule which sends | |
\begin{enumerate} | |
\item a smooth proper scheme $X$ over $S$ to $X' = S' \times_S X$, and | |
\item the isomorphism class of an object $K$ | |
of $D_{perf}(\mathcal{O}_{X \times_S Y})$ to the isomorphism class of | |
$L(X' \times_{S'} Y' \to X \times_S Y)^*K$ | |
in $D_{perf}(\mathcal{O}_{X' \times_{S'} Y'})$ | |
\end{enumerate} | |
is a functor from the category defined for $S$ to the category | |
defined for $S'$. | |
\end{lemma} | |
\begin{proof} | |
To see this suppose we have $X, Y, Z$ and | |
$K \in D_{perf}(\mathcal{O}_{X \times_S Y})$ and | |
$M \in D_{perf}(\mathcal{O}_{Y \times_S Z})$. | |
Denote | |
$K' \in D_{perf}(\mathcal{O}_{X' \times_{S'} Y'})$ and | |
$M' \in D_{perf}(\mathcal{O}_{Y' \times_{S'} Z'})$ | |
their pullbacks as in the statement of the lemma. | |
The diagram | |
$$ | |
\xymatrix{ | |
X' \times_{S'} Y' \times_{S'} Z' \ar[r] \ar[d]_{\text{pr}'_{13}} & | |
X \times_S Y \times_S Z \ar[d]^{\text{pr}_{13}} \\ | |
X' \times_{S'} Z' \ar[r] & | |
X \times_S Z | |
} | |
$$ | |
is cartesian and $\text{pr}_{13}$ is proper and smooth. | |
By Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-flat-proper-perfect-direct-image-general} | |
we see that the derived pullback by the lower horizontal | |
arrow of the composition | |
$$ | |
R\text{pr}_{13, *}( | |
L\text{pr}_{12}^*K | |
\otimes_{\mathcal{O}_{X \times_S Y \times_S Z}}^\mathbf{L} | |
L\text{pr}_{23}^*M) | |
$$ | |
indeed is (canonically) isomorphic to | |
$$ | |
R\text{pr}'_{13, *}( | |
L(\text{pr}'_{12})^*K' | |
\otimes_{\mathcal{O}_{X' \times_{S'} Y' \times_{S'} Z'}}^\mathbf{L} | |
L(\text{pr}'_{23})^*M') | |
$$ | |
as desired. Some details omitted. | |
\end{proof} | |
\section{Relative equivalences} | |
\label{section-relative-equivalences} | |
\noindent | |
In this section we prove some lemmas about the following concept. | |
\begin{definition} | |
\label{definition-relative-equivalence-kernel} | |
Let $S$ be a scheme. Let $X \to S$ and $Y \to S$ be smooth proper morphisms. | |
An object $K \in D_{perf}(\mathcal{O}_{X \times_S Y})$ | |
is said to be {\it the Fourier-Mukai kernel of a relative equivalence | |
from $X$ to $Y$ over $S$} | |
if there exist an object $K' \in D_{perf}(\mathcal{O}_{X \times_S Y})$ | |
such that | |
$$ | |
\Delta_{X/S, *}\mathcal{O}_X \cong | |
R\text{pr}_{13, *}(L\text{pr}_{12}^*K | |
\otimes_{\mathcal{O}_{X \times_S Y \times_S X}}^\mathbf{L} | |
L\text{pr}_{23}^*K') | |
$$ | |
in $D(\mathcal{O}_{X \times_S X})$ and | |
$$ | |
\Delta_{Y/S, *}\mathcal{O}_Y \cong | |
R\text{pr}_{13, *}(L\text{pr}_{12}^*K' | |
\otimes_{\mathcal{O}_{Y \times_S X \times_S Y}}^\mathbf{L} | |
L\text{pr}_{23}^*K) | |
$$ | |
in $D(\mathcal{O}_{Y \times_S Y})$. In other words, the isomorphism class | |
of $K$ defines an invertible arrow in the category defined in | |
Section \ref{section-category-Fourier-Mukai-kernels}. | |
\end{definition} | |
\noindent | |
The language is intentionally cumbersome. | |
\begin{lemma} | |
\label{lemma-equivalences-rek} | |
With notation as in Definition \ref{definition-relative-equivalence-kernel} | |
let $K$ be the Fourier-Mukai kernel of a relative equivalence from $X$ | |
to $Y$ over $S$. Then the corresponding Fourier-Mukai functors | |
$\Phi_K : D_\QCoh(\mathcal{O}_X) \to D_\QCoh(\mathcal{O}_Y)$ | |
(Lemma \ref{lemma-fourier-Mukai-QCoh}) | |
and $\Phi_K : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
(Lemma \ref{lemma-fourier-mukai}) | |
are equivalences. | |
\end{lemma} | |
\begin{proof} | |
Immediate from Lemma \ref{lemma-compose-fourier-mukai} and | |
Example \ref{example-diagonal-fourier-mukai}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-base-change-rek} | |
With notation as in Definition \ref{definition-relative-equivalence-kernel} | |
let $K$ be the Fourier-Mukai kernel of a relative equivalence from $X$ | |
to $Y$ over $S$. Let $S_1 \to S$ be a morphism of schemes. Let | |
$X_1 = S_1 \times_S X$ and $Y_1 = S_1 \times_S Y$. Then the pullback | |
$K_1 = L(X_1 \times_{S_1} Y_1 \to X \times_S Y)^*K$ is | |
the Fourier-Mukai kernel of a relative equivalence from $X_1$ | |
to $Y_1$ over $S_1$. | |
\end{lemma} | |
\begin{proof} | |
Let $K' \in D_{perf}(\mathcal{O}_{Y \times_S X})$ be the object assumed to | |
exist in Definition \ref{definition-relative-equivalence-kernel}. | |
Denote $K'_1$ the pullback of $K'$ by | |
$Y_1 \times_{S_1} X_1 \to Y \times_S X$. | |
Then it suffices to prove that we have | |
$$ | |
\Delta_{X_1/S_1, *}\mathcal{O}_X \cong | |
R\text{pr}_{13, *}(L\text{pr}_{12}^*K_1 | |
\otimes_{\mathcal{O}_{X_1 \times_{S_1} Y_1 \times_{S_1} X_1}}^\mathbf{L} | |
L\text{pr}_{23}^*K_1') | |
$$ | |
in $D(\mathcal{O}_{X_1 \times_{S_1} X_1})$ and similarly for the other | |
condition. Since | |
$$ | |
\xymatrix{ | |
X_1 \times_{S_1} Y_1 \times_{S_1} X_1 \ar[r] \ar[d]_{\text{pr}_{13}} & | |
X \times_S Y \times_S X \ar[d]^{\text{pr}_{13}} \\ | |
X_1 \times_{S_1} X_1 \ar[r] & | |
X \times_S X | |
} | |
$$ | |
is cartesian it suffices by Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-flat-proper-perfect-direct-image-general} | |
to prove that | |
$$ | |
\Delta_{X_1/S_1, *}\mathcal{O}_{X_1} | |
\cong | |
L(X_1 \times_{S_1} X_1 \to X \times_S X)^*\Delta_{X/S, *}\mathcal{O}_X | |
$$ | |
This in turn will be true if $X$ and $X_1 \times_{S_1} X_1$ are tor | |
independent over $X \times_S X$, see | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-compare-base-change}. | |
This tor independence can be seen directly but also follows from | |
the more general More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-case-of-tor-independence} applied to the square | |
with corners $X, X, X, S$ and its base change by $S_1 \to S$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-descend-rek} | |
Let $S = \lim_{i \in I} S_i$ be a limit of a directed system of schemes | |
with affine transition morphisms $g_{i'i} : S_{i'} \to S_i$. | |
We assume that $S_i$ is quasi-compact and quasi-separated for all $i \in I$. | |
Let $0 \in I$. Let $X_0 \to S_0$ and $Y_0 \to S_0$ be smooth proper morphisms. | |
We set $X_i = S_i \times_{S_0} X_0$ for $i \geq 0$ | |
and $X = S \times_{S_0} X_0$ and similarly for $Y_0$. If $K$ is the | |
Fourier-Mukai kernel of a relative equivalence from $X$ to $Y$ over $S$ | |
then for some $i \geq 0$ there exists a | |
Fourier-Mukai kernel of a relative equivalence from $X_i$ to $Y_i$ over $S_i$. | |
\end{lemma} | |
\begin{proof} | |
Let $K' \in D_{perf}(\mathcal{O}_{Y \times_S X})$ be the object assumed to | |
exist in Definition \ref{definition-relative-equivalence-kernel}. | |
Since $X \times_S Y = \lim X_i \times_{S_i} Y_i$ there exists an | |
$i$ and objects $K_i$ and $K'_i$ in | |
$D_{perf}(\mathcal{O}_{Y_i \times_{S_i} X_i})$ | |
whose pullbacks to $Y \times_S X$ give $K$ and $K'$. | |
See Derived Categories of Schemes, Lemma \ref{perfect-lemma-descend-perfect}. | |
By Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-flat-proper-perfect-direct-image-general} | |
the object | |
$$ | |
R\text{pr}_{13, *}(L\text{pr}_{12}^*K_i | |
\otimes_{\mathcal{O}_{X_i \times_{S_i} Y_i \times_{S_i} X_i}}^\mathbf{L} | |
L\text{pr}_{23}^*K_i') | |
$$ | |
is perfect and its pullback to $X \times_S X$ is equal to | |
$$ | |
R\text{pr}_{13, *}(L\text{pr}_{12}^*K | |
\otimes_{\mathcal{O}_{X \times_S Y \times_S X}}^\mathbf{L} | |
L\text{pr}_{23}^*K') \cong \Delta_{X/S, *}\mathcal{O}_X | |
$$ | |
See proof of Lemma \ref{lemma-base-change-rek}. | |
On the other hand, since $X_i \to S$ is smooth and separated the | |
object | |
$$ | |
\Delta_{i, *}\mathcal{O}_{X_i} | |
$$ | |
of $D(\mathcal{O}_{X_i \times_{S_i} X_i})$ is also perfect | |
(by More on Morphisms, Lemmas | |
\ref{more-morphisms-lemma-smooth-diagonal-perfect} and | |
\ref{more-morphisms-lemma-perfect-proper-perfect-direct-image}) and | |
its pullback to $X \times_S X$ is equal to | |
$$ | |
\Delta_{X/S, *}\mathcal{O}_X | |
$$ | |
See proof of Lemma \ref{lemma-base-change-rek}. Thus by | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-descend-perfect} | |
after increasing $i$ we may assume that | |
$$ | |
\Delta_{i, *}\mathcal{O}_{X_i} \cong | |
R\text{pr}_{13, *}(L\text{pr}_{12}^*K_i | |
\otimes_{\mathcal{O}_{X_i \times_{S_i} Y_i \times_{S_i} X_i}}^\mathbf{L} | |
L\text{pr}_{23}^*K_i') | |
$$ | |
as desired. The same works for the roles of $K$ and $K'$ reversed. | |
\end{proof} | |
\section{No deformations} | |
\label{section-no-deformations} | |
\noindent | |
The title of this section refers to Lemma \ref{lemma-no-deformations} | |
\begin{lemma} | |
\label{lemma-deform-koszul} | |
Let $(R, \mathfrak m, \kappa) \to (A, \mathfrak n, \lambda)$ | |
be a flat local ring homorphism of local rings | |
which is essentially of finite presentation. | |
Let $\overline{f}_1, \ldots, \overline{f}_r \in \mathfrak n/\mathfrak m A | |
\subset A/\mathfrak m A$ be a regular sequence. Let $K \in D(A)$. Assume | |
\begin{enumerate} | |
\item $K$ is perfect, | |
\item $K \otimes_A^\mathbf{L} A/\mathfrak m A$ is isomorphic in | |
$D(A/\mathfrak m A)$ to the | |
Koszul complex on $\overline{f}_1, \ldots, \overline{f}_r$. | |
\end{enumerate} | |
Then $K$ is isomorphic in $D(A)$ to a Koszul complex on a regular sequence | |
$f_1, \ldots, f_r \in A$ lifting the given elements | |
$\overline{f}_1, \ldots, \overline{f}_r$. Moreover, $A/(f_1, \ldots, f_r)$ | |
is flat over $R$. | |
\end{lemma} | |
\begin{proof} | |
Let us use chain complexes in the proof of this lemma. | |
The Koszul complex $K_\bullet(\overline{f}_1, \ldots, \overline{f}_r)$ | |
is defined in More on Algebra, Definition | |
\ref{more-algebra-definition-koszul-complex}. | |
By More on Algebra, Lemma \ref{more-algebra-lemma-lift-complex-stably-frees} | |
we can represent $K$ by a complex | |
$$ | |
K_\bullet : | |
A \to A^{\oplus r} \to \ldots \to A^{\oplus r} \to A | |
$$ | |
whose tensor product with $A/\mathfrak mA$ is equal (!) | |
to $K_\bullet(\overline{f}_1, \ldots, \overline{f}_r)$. | |
Denote $f_1, \ldots, f_r \in A$ the components of the | |
arrow $A^{\oplus r} \to A$. These $f_i$ are lifts of the | |
$\overline{f}_i$. By Algebra, Lemma | |
\ref{algebra-lemma-grothendieck-regular-sequence-general} | |
$f_1, \ldots, f_r$ form a regular sequence in $A$ and $A/(f_1, \ldots, f_r)$ | |
is flat over $R$. Let $J = (f_1, \ldots, f_r) \subset A$. | |
Consider the diagram | |
$$ | |
\xymatrix{ | |
K_\bullet \ar[rd] \ar@{..>}[rr]_{\varphi_\bullet} & & | |
K_\bullet(f_1, \ldots, f_r) \ar[ld] \\ | |
& A/J | |
} | |
$$ | |
Since $f_1, \ldots, f_r$ is a regular sequence the south-west arrow | |
is a quasi-isomorphism (see | |
More on Algebra, Lemma \ref{more-algebra-lemma-regular-koszul-regular}). | |
Hence we can find the dotted arrow making the | |
diagram commute for example by | |
Algebra, Lemma \ref{algebra-lemma-compare-resolutions}. | |
Reducing modulo $\mathfrak m$ we obtain a commutative diagram | |
$$ | |
\xymatrix{ | |
K_\bullet(\overline{f}_1, \ldots, \overline{f}_r) | |
\ar[rd] \ar[rr]_{\overline{\varphi}_\bullet} & & | |
K_\bullet(\overline{f}_1, \ldots, \overline{f}_r) \ar[ld] \\ | |
& (A/\mathfrak m A)/(\overline{f}_1, \ldots, \overline{f}_r) | |
} | |
$$ | |
by our choice of $K_\bullet$. Thus $\overline{\varphi}$ is an isomorphism | |
in the derived category $D(A/\mathfrak m A)$. It follows that | |
$\overline{\varphi} \otimes_{A/\mathfrak m A}^\mathbf{L} \lambda$ | |
is an isomorphism. Since $\overline{f}_i \in \mathfrak n / \mathfrak m A$ | |
we see that | |
$$ | |
\text{Tor}_i^{A/\mathfrak m A}( | |
K_\bullet(\overline{f}_1, \ldots, \overline{f}_r), \lambda) | |
= | |
K_i(\overline{f}_1, \ldots, \overline{f}_r) \otimes_{A/\mathfrak m A} \lambda | |
$$ | |
Hence $\varphi_i \bmod \mathfrak n$ is invertible. | |
Since $A$ is local this means that $\varphi_i$ is an | |
isomorphism and the proof is complete. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-limit-arguments} | |
Let $R \to S$ be a finite type flat ring map of Noetherian rings. | |
Let $\mathfrak q \subset S$ be a prime ideal lying over | |
$\mathfrak p \subset R$. Let $K \in D(S)$ be perfect. | |
Let $f_1, \ldots, f_r \in \mathfrak q S_\mathfrak q$ | |
be a regular sequence such that $S_\mathfrak q/(f_1, \ldots, f_r)$ | |
is flat over $R$ and such that | |
$K \otimes_S^\mathbf{L} S_\mathfrak q$ is isomorphic to the | |
Koszul complex on $f_1, \ldots, f_r$. Then there exists a | |
$g \in S$, $g \not \in \mathfrak q$ such that | |
\begin{enumerate} | |
\item $f_1, \ldots, f_r$ are the images of | |
$f'_1, \ldots, f'_r \in S_g$, | |
\item $f'_1, \ldots, f'_r$ form a regular sequence in $S_g$, | |
\item $S_g/(f'_1, \ldots, f'_r)$ is flat over $R$, | |
\item $K \otimes_S^\mathbf{L} S_g$ is isomorphic to the | |
Koszul complex on $f_1, \ldots, f_r$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
We can find $g \in S$, $g \not \in \mathfrak q$ with property (1) by | |
the definition of localizations. After replacing $g$ by | |
$gg'$ for some $g' \in S$, $g' \not \in \mathfrak q$ | |
we may assume (2) holds, see | |
Algebra, Lemma \ref{algebra-lemma-regular-sequence-in-neighbourhood}. | |
By Algebra, Theorem \ref{algebra-theorem-openness-flatness} | |
we find that $S_g/(f'_1, \ldots, f'_r)$ is flat over $R$ | |
in an open neighbourhood of $\mathfrak q$. | |
Hence after once more replacing $g$ by $gg'$ for some | |
$g' \in S$, $g' \not \in \mathfrak q$ we may assume (3) holds as well. | |
Finally, we get (4) for a further replacement by | |
More on Algebra, Lemma \ref{more-algebra-lemma-colimit-perfect-complexes}. | |
\end{proof} | |
\noindent | |
For a generalization of the following lemma, please see | |
More on Morphisms of Spaces, Lemma | |
\ref{spaces-more-morphisms-lemma-where-isomorphism}. | |
\begin{lemma} | |
\label{lemma-isomorphism-in-neighbourhood} | |
Let $S$ be a Noetherian scheme. Let $s \in S$. | |
Let $p : X \to Y$ be a morphism of schemes over $S$. | |
Assume | |
\begin{enumerate} | |
\item $Y \to S$ and $X \to S$ proper, | |
\item $X$ is flat over $S$, | |
\item $X_s \to Y_s$ an isomorphism. | |
\end{enumerate} | |
Then there exists an open neighbourhood $U \subset S$ of $s$ | |
such that the base change $X_U \to Y_U$ is an isomorphism. | |
\end{lemma} | |
\begin{proof} | |
The morphism $p$ is proper by Morphisms, Lemma | |
\ref{morphisms-lemma-closed-immersion-proper}. | |
By Cohomology of Schemes, Lemma | |
\ref{coherent-lemma-proper-finite-fibre-finite-in-neighbourhood} | |
there is an open $Y_s \subset V \subset Y$ such that | |
$p|_{p^{-1}(V)} : p^{-1}(V) \to V$ is finite. | |
By More on Morphisms, Theorem | |
\ref{more-morphisms-theorem-criterion-flatness-fibre-Noetherian} | |
there is an open $X_s \subset U \subset X$ such that | |
$p|_U : U \to Y$ is flat. After removing the images of | |
$X \setminus U$ and $Y \setminus V$ (which are closed subsets | |
not containing $s$) we may assume $p$ is flat and finite. | |
Then $p$ is open (Morphisms, Lemma \ref{morphisms-lemma-fppf-open}) | |
and $Y_s \subset p(X) \subset Y$ hence after shrinking $S$ | |
we may assume $p$ is surjective. | |
As $p_s : X_s \to Y_s$ is an isomorphism, the map | |
$$ | |
p^\sharp : \mathcal{O}_Y \longrightarrow p_*\mathcal{O}_X | |
$$ | |
of coherent $\mathcal{O}_Y$-modules ($p$ is finite) | |
becomes an isomorphism after pullback by $i : Y_s \to Y$ | |
(by Cohomology of Schemes, Lemma | |
\ref{coherent-lemma-affine-base-change} for example). | |
By Nakayama's lemma, this implies that | |
$\mathcal{O}_{Y, y} \to (p_*\mathcal{O}_X)_y$ is surjective | |
for all $y \in Y_s$. Hence there is an open $Y_s \subset V \subset Y$ | |
such that $p^\sharp|_V$ is surjective | |
(Modules, Lemma \ref{modules-lemma-finite-type-surjective-on-stalk}). | |
Hence after shrinking $S$ once more we may assume | |
$p^\sharp$ is surjective which means that $p$ is a closed | |
immersion (as $p$ is already finite). | |
Thus now $p$ is a surjective flat closed immersion | |
of Noetherian schemes and hence an isomorphism, see | |
Morphisms, Section \ref{morphisms-section-flat-closed-immersions}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-no-deformations} | |
Let $k$ be a field. Let $S$ be a finite type scheme over $k$ | |
with $k$-rational point $s$. Let $Y \to S$ be a smooth proper morphism. | |
Let $X = Y_s \times S \to S$ be the constant family with fibre | |
$Y_s$. Let $K$ be the Fourier-Mukai kernel of a relative equivalence | |
from $X$ to $Y$ over $S$. Assume the restriction | |
$$ | |
L(Y_s \times_S Y_s \to X \times_S Y)^*K \cong | |
\Delta_{Y_s/k, *} \mathcal{O}_{Y_s} | |
$$ | |
in $D(\mathcal{O}_{Y_s \times Y_s})$. Then there is an open neighbourhood | |
$s \in U \subset S$ such that $Y|_U$ is isomorphic to $Y_s \times U$ over $U$. | |
\end{lemma} | |
\begin{proof} | |
Denote $i : Y_s \times Y_s = X_s \times Y_s \to X \times_S Y$ | |
the natural closed immersion. (We will write $Y_s$ and not $X_s$ | |
for the fibre of $X$ over $s$ from now on.) Let | |
$z \in Y_s \times Y_s = (X \times_S Y)_s \subset X \times_S Y$ | |
be a closed point. As indicated we think of $z$ both as a closed point | |
of $Y_s \times Y_s$ as well as a closed point of $X \times_S Y$. | |
\medskip\noindent | |
Case I: $z \not \in \Delta_{Y_s/k}(Y_s)$. Denote $\mathcal{O}_z$ | |
the coherent $\mathcal{O}_{Y_s \times Y_s}$-module supported at $z$ | |
whose value is $\kappa(z)$. Then $i_*\mathcal{O}_z$ is the | |
coherent $\mathcal{O}_{X \times_S Y}$-module supported at $z$ | |
whose value is $\kappa(z)$. Our assumption means that | |
$$ | |
K \otimes_{\mathcal{O}_{X \times_S Y}}^\mathbf{L} i_*\mathcal{O}_z = | |
Li^*K \otimes_{\mathcal{O}_{Y_s \times Y_s}}^\mathbf{L} \mathcal{O}_z = 0 | |
$$ | |
Hence by Lemma \ref{lemma-orthogonal-point-sheaf} | |
we find an open neighbourhood $U(z) \subset X \times_S Y$ of $z$ | |
such that $K|_{U(z)} = 0$. In this case we set $Z(z) = \emptyset$ | |
as closed subscheme of $U(z)$. | |
\medskip\noindent | |
Case II: $z \in \Delta_{Y_s/k}(Y_s)$. Since $Y_s$ is smooth over $k$ | |
we know that $\Delta_{Y_s/k} : Y_s \to Y_s \times Y_s$ is a | |
regular immersion, see More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-smooth-diagonal-perfect}. | |
Choose a regular sequence $\overline{f}_1, \ldots, \overline{f}_r \in | |
\mathcal{O}_{Y_s \times Y_s, z}$ cutting out the ideal sheaf of | |
$\Delta_{Y_s/k}(Y_s)$. Since a regular sequence is Koszul-regular | |
(More on Algebra, Lemma \ref{more-algebra-lemma-regular-koszul-regular}) | |
our assumption means that | |
$$ | |
K_z \otimes_{\mathcal{O}_{X \times_S Y, z}}^\mathbf{L} | |
\mathcal{O}_{Y_s \times Y_s, z} | |
\in D(\mathcal{O}_{Y_s \times Y_s, z}) | |
$$ | |
is represented by the Koszul complex on | |
$\overline{f}_1, \ldots, \overline{f}_r$ over | |
$\mathcal{O}_{Y_s \times Y_s, z}$. | |
By Lemma \ref{lemma-deform-koszul} applied to | |
$\mathcal{O}_{S, s} \to \mathcal{O}_{X \times_S Y, z}$ | |
we conclude that $K_z \in D(\mathcal{O}_{X \times_S Y, z})$ is | |
represented by the Koszul complex on a regular sequence | |
$f_1, \ldots, f_r \in \mathcal{O}_{X \times_S Y, z}$ | |
lifting the regular sequence | |
$\overline{f}_1, \ldots, \overline{f}_r$ | |
such that moreover $\mathcal{O}_{X \times_S Y}/(f_1, \ldots, f_r)$ | |
is flat over $\mathcal{O}_{S, s}$. | |
By some limit arguments (Lemma \ref{lemma-limit-arguments}) | |
we conclude that there exists an affine open neighbourhood | |
$U(z) \subset X \times_S Y$ of $z$ and a closed subscheme | |
$Z(z) \subset U(z)$ such that | |
\begin{enumerate} | |
\item $Z(z) \to U(z)$ is a regular closed immersion, | |
\item $K|_{U(z)}$ is quasi-isomorphic to $\mathcal{O}_{Z(z)}$, | |
\item $Z(z) \to S$ is flat, | |
\item $Z(z)_s = \Delta_{Y_s/k}(Y_s) \cap U(z)_s$ | |
as closed subschemes of $U(z)_s$. | |
\end{enumerate} | |
\noindent | |
By property (2), for $z, z' \in Y_s \times Y_s$, we | |
find that $Z(z) \cap U(z') = Z(z') \cap U(z)$ as closed subschemes. | |
Hence we obtain an open neighbourhood | |
$$ | |
U = \bigcup\nolimits_{z \in Y_s \times Y_s\text{ closed}} U(z) | |
$$ | |
of $Y_s \times Y_s$ in $X \times_S Y$ and a closed subscheme $Z \subset U$ | |
such that (1) $Z \to U$ is a regular closed immersion, | |
(2) $Z \to S$ is flat, and (3) $Z_s = \Delta_{Y_s/k}(Y_s)$. | |
Since $X \times_S Y \to S$ is proper, after replacing $S$ | |
by an open neighbourhood of $s$ we may assume $U = X \times_S Y$. | |
Since the projections $Z_s \to Y_s$ and $Z_s \to X_s$ | |
are isomorphisms, we conclude that after shrinking $S$ | |
we may assume $Z \to Y$ and $Z \to X$ are isomorphisms, see | |
Lemma \ref{lemma-isomorphism-in-neighbourhood}. | |
This finishes the proof. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-no-deformations-better} | |
Let $k$ be an algebraically closed field. Let $X$ | |
be a smooth proper scheme over $k$. | |
Let $f : Y \to S$ be a smooth proper morphism with $S$ of finite type over $k$. | |
Let $K$ be the Fourier-Mukai kernel of a relative equivalence | |
from $X \times S$ to $Y$ over $S$. Then $S$ can be covered by | |
open subschemes $U$ such that there is a $U$-isomorphism | |
$f^{-1}(U) \cong Y_0 \times U$ for some $Y_0$ proper and smooth over $k$. | |
\end{lemma} | |
\begin{proof} | |
Choose a closed point $s \in S$. Since $k$ is algebraically closed | |
this is a $k$-rational point. Set $Y_0 = Y_s$. The restriction | |
$K_0$ of $K$ to $X \times Y_0$ is the Fourier-Mukai kernel of a | |
relative equivalence from $X$ to $Y_0$ over $\Spec(k)$ by | |
Lemma \ref{lemma-base-change-rek}. Let $K'_0$ in | |
$D_{perf}(\mathcal{O}_{Y_0 \times X})$ be the | |
object assumed to | |
exist in Definition \ref{definition-relative-equivalence-kernel}. | |
Then $K'_0$ is the Fourier-Mukai kernel of a | |
relative equivalence from $Y_0$ to $X$ over $\Spec(k)$ | |
by the symmetry inherent in | |
Definition \ref{definition-relative-equivalence-kernel}. | |
Hence by | |
Lemma \ref{lemma-base-change-rek} | |
we see that the pullback | |
$$ | |
M = (Y_0 \times X \times S \to Y_0 \times X)^*K'_0 | |
$$ | |
on $(Y_0 \times S) \times_S (X \times S) = Y_0 \times X \times S$ | |
is the Fourier-Mukai kernel of a | |
relative equivalence from $Y_0 \times S$ to $X \times S$ over $S$. | |
Now consider the kernel | |
$$ | |
K_{new} = | |
R\text{pr}_{13, *}(L\text{pr}_{12}^*M | |
\otimes_{\mathcal{O}_{(Y_0 \times S) \times_S (X \times S) | |
\times_S Y}}^\mathbf{L} | |
L\text{pr}_{23}^*K) | |
$$ | |
on $(Y_0 \times S) \times_S Y$. This is the Fourier-Mukai kernel of a | |
relative equivalence from $Y_0 \times S$ to $Y$ over $S$ since it is | |
the composition of two invertible arrows in | |
the category constructed in | |
Section \ref{section-category-Fourier-Mukai-kernels}. | |
Moreover, this composition passes through base change | |
(Lemma \ref{lemma-base-change-is-functor}). | |
Hence we see that the pullback of $K_{new}$ to | |
$((Y_0 \times S) \times_S Y)_s = Y_0 \times Y_0$ | |
is equal to the composition of $K_0$ and $K'_0$ | |
and hence equal to the identity in this category. | |
In other words, we have | |
$$ | |
L(Y_0 \times Y_0 \to (Y_0 \times S) \times_S Y)^*K_{new} | |
\cong | |
\Delta_{Y_0/k, *}\mathcal{O}_{Y_0} | |
$$ | |
Thus by Lemma \ref{lemma-no-deformations} we conclude that $Y \to S$ | |
is isomorphic to $Y_0 \times S$ in an open neighbourhood of $s$. | |
This finishes the proof. | |
\end{proof} | |
\section{Countability} | |
\label{section-countability} | |
\noindent | |
In this section we prove some elementary lemmas about countability | |
of certain sets. Let $\mathcal{C}$ be a category. In this section | |
we will say that $\mathcal{C}$ is {\it countable} if | |
\begin{enumerate} | |
\item for any $X, Y \in \Ob(\mathcal{C})$ the set | |
$\Mor_\mathcal{C}(X, Y)$ is countable, and | |
\item the set of isomorphism classes of objects of $\mathcal{C}$ | |
is countable. | |
\end{enumerate} | |
\begin{lemma} | |
\label{lemma-countable-finite-type} | |
Let $R$ be a countable Noetherian ring. Then the category of schemes of finite | |
type over $R$ is countable. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-countable-abelian} | |
Let $\mathcal{A}$ be a countable abelian category. | |
Then $D^b(\mathcal{A})$ is countable. | |
\end{lemma} | |
\begin{proof} | |
It suffices to prove the statement for $D(\mathcal{A})$ as the others | |
are full subcategories of this one. Since every object in $D(\mathcal{A})$ | |
is a complex of objects of $\mathcal{A}$ it is immediate that the set of | |
isomorphism classes of objects of $D^b(\mathcal{A})$ is countable. | |
Moreover, for bounded complexes $A^\bullet$ and $B^\bullet$ of $\mathcal{A}$ | |
it is clear that $\Hom_{K^b(\mathcal{A})}(A^\bullet, B^\bullet)$ is countable. | |
We have | |
$$ | |
\Hom_{D^b(\mathcal{A})}(A^\bullet, B^\bullet) = | |
\colim_{s : (A')^\bullet \to A^\bullet | |
\text{ qis and }(A')^\bullet\text{ bounded}} | |
\Hom_{K^b(\mathcal{A})}((A')^\bullet, B^\bullet) | |
$$ | |
by Derived Categories, Lemma \ref{derived-lemma-bounded-derived}. | |
Thus this is a countable set as a countable colimit of | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-countable-perfect} | |
Let $X$ be a scheme of finite type over a countable Noetherian ring. | |
Then the categories $D_{perf}(\mathcal{O}_X)$ and | |
$D^b_{\textit{Coh}}(\mathcal{O}_X)$ are countable. | |
\end{lemma} | |
\begin{proof} | |
Observe that $X$ is Noetherian by | |
Morphisms, Lemma \ref{morphisms-lemma-finite-type-noetherian}. | |
Hence $D_{perf}(\mathcal{O}_X)$ is a full subcategory of | |
$D^b_{\textit{Coh}}(\mathcal{O}_X)$ by | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-perfect-on-noetherian}. | |
Thus it suffices to prove | |
the result for $D^b_{\textit{Coh}}(\mathcal{O}_X)$. | |
Recall that | |
$D^b_{\textit{Coh}}(\mathcal{O}_X) = D^b(\textit{Coh}(\mathcal{O}_X))$ | |
by | |
Derived Categories of Schemes, Proposition \ref{perfect-proposition-DCoh}. | |
Hence by Lemma \ref{lemma-countable-abelian} | |
it suffices to prove that $\textit{Coh}(\mathcal{O}_X)$ is | |
countable. This we omit. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-countable-isos} | |
Let $K$ be an algebraically closed field. | |
Let $S$ be a finite type scheme over $K$. | |
Let $X \to S$ and $Y \to S$ be finite type morphisms. | |
There exists a countable set $I$ and for $i \in I$ a pair | |
$(S_i \to S, h_i)$ with the following properties | |
\begin{enumerate} | |
\item $S_i \to S$ is a morphism of finite type, set | |
$X_i = X \times_S S_i$ and $Y_i = Y \times_S S_i$, | |
\item $h_i : X_i \to Y_i$ is an isomorphism over $S_i$, and | |
\item for any closed point $s \in S(K)$ if $X_s \cong Y_s$ | |
over $K = \kappa(s)$ then $s$ is in the image of $S_i \to S$ | |
for some $i$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
The field $K$ is the filtered union of its countable subfields. | |
Dually, $\Spec(K)$ is the cofiltered limit of the spectra | |
of the countable subfields of $K$. | |
Hence Limits, Lemma \ref{limits-lemma-descend-finite-presentation} | |
guarantees that we can find a countable subfield | |
$k$ and morphisms $X_0 \to S_0$ and $Y_0 \to S_0$ | |
of schemes of finite type over $k$ such that | |
$X \to S$ and $Y \to S$ are the base changes of these. | |
\medskip\noindent | |
By Lemma \ref{lemma-countable-finite-type} there is a countable set $I$ and | |
pairs $(S_{0, i} \to S_0, h_{0, i})$ such that | |
\begin{enumerate} | |
\item $S_{0, i} \to S_0$ is a morphism of finite type, set | |
$X_{0, i} = X_0 \times_{S_0} S_{0, i}$ and | |
$Y_{0, i} = Y_0 \times_{S_0} S_{0, i}$, | |
\item $h_{0, i} : X_{0, i} \to Y_{0, i}$ is an isomorphism over $S_{0, i}$. | |
\end{enumerate} | |
such that every pair $(T \to S_0, h_T)$ with $T \to S_0$ of finite type | |
and $h_T : X_0 \times_{S_0} T \to Y_0 \times_{S_0} T$ an isomorphism | |
is isomorphic to one of these. | |
Denote $(S_i \to S, h_i)$ the base change of $(S_{0, i} \to S_0, h_{0, i})$ | |
by $\Spec(K) \to \Spec(k)$. | |
We claim this works. | |
\medskip\noindent | |
Let $s \in S(K)$ and let $h_s : X_s \to Y_s$ be an isomorphism over | |
$K = \kappa(s)$. We can write $K$ as the filtered union of its | |
finitely generated $k$-subalgebras. Hence by | |
Limits, Proposition | |
\ref{limits-proposition-characterize-locally-finite-presentation} and | |
Lemma \ref{limits-lemma-descend-finite-presentation} | |
we can find such a finitely generated $k$-subalgebra | |
$K \supset A \supset k$ such that | |
\begin{enumerate} | |
\item there is a commutative diagram | |
$$ | |
\xymatrix{ | |
\Spec(K) \ar[d]_s \ar[r] & | |
\Spec(A) \ar[d]^{s'} \\ | |
S \ar[r] & | |
S_0} | |
$$ | |
for some morphism $s' : \Spec(A) \to S_0$ over $k$, | |
\item $h_s$ is the base change of an isomorphism | |
$h_{s'} : X_0 \times_{S_0, s'} \Spec(A) \to | |
X_0 \times_{S_0, s'} \Spec(A)$ over $A$. | |
\end{enumerate} | |
Of course, then $(s' : \Spec(A) \to S_0, h_{s'})$ is isomorphic | |
to the pair $(S_{0, i} \to S_0, h_{0, i})$ for some $i \in I$. | |
This concludes the proof because the commutative diagram | |
in (1) shows that $s$ is in the image of | |
the base change of $s'$ to $\Spec(K)$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-countable-equivs} | |
Let $K$ be an algebraically closed field. There exists a countable set $I$ | |
and for $i \in I$ a pair $(S_i/K, X_i \to S_i, Y_i \to S_i, M_i)$ | |
with the following properties | |
\begin{enumerate} | |
\item $S_i$ is a scheme of finite type over $K$, | |
\item $X_i \to S_i$ and $Y_i \to S_i$ are proper smooth | |
morphisms of schemes, | |
\item $M_i \in D_{perf}(\mathcal{O}_{X_i \times_{S_i} Y_i})$ | |
is the Fourier-Mukai kernel of a relative equivalence from | |
$X_i$ to $Y_i$ over $S_i$, and | |
\item for any smooth proper schemes $X$ and $Y$ over $K$ | |
such that there is a $K$-linear exact equivalence | |
$D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$ | |
there exists an $i \in I$ and a $s \in S_i(K)$ | |
such that $X \cong (X_i)_s$ and $Y \cong (Y_i)_s$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Choose a countable subfield $k \subset K$ for example the prime field. | |
By Lemmas \ref{lemma-countable-finite-type} and \ref{lemma-countable-perfect} | |
there exists a countable set of isomorphism classes of systems | |
over $k$ satisfying parts (1), (2), (3) of the lemma. | |
Thus we can choose a countable set | |
$I$ and for each $i \in I$ such a system | |
$$ | |
(S_{0, i}/k, X_{0, i} \to S_{0, i}, Y_{0, i} \to S_{0, i}, M_{0, i}) | |
$$ | |
over $k$ such that each isomorphism class occurs at least once. | |
Denote $(S_i/K, X_i \to S_i, Y_i \to S_i, M_i)$ the base change | |
of the displayed system to $K$. This system has properties (1), (2), (3), | |
see Lemma \ref{lemma-base-change-rek}. Let us prove property (4). | |
\medskip\noindent | |
Consider smooth proper schemes $X$ and $Y$ over $K$ | |
such that there is a $K$-linear exact equivalence | |
$F : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$. | |
By Proposition \ref{proposition-equivalence} | |
we may assume that there exists an object | |
$M \in D_{perf}(\mathcal{O}_{X \times Y})$ | |
such that $F = \Phi_M$ is the corresponding Fourier-Mukai functor. | |
By Lemma \ref{lemma-fourier-mukai-flat-proper-over-noetherian} | |
there is an $M'$ in $D_{perf}(\mathcal{O}_{Y \times X})$ | |
such that $\Phi_{M'}$ is the right adjoint to $\Phi_M$. | |
Since $\Phi_M$ is an equivalence, this means that | |
$\Phi_{M'}$ is the quasi-inverse to $\Phi_M$. | |
By Lemma \ref{lemma-fourier-mukai-flat-proper-over-noetherian} | |
we see that the Fourier-Mukai functors defined by the objects | |
$$ | |
A = R\text{pr}_{13, *}( | |
L\text{pr}_{12}^*M | |
\otimes_{\mathcal{O}_{X \times Y \times X}}^\mathbf{L} | |
L\text{pr}_{23}^*M') | |
$$ | |
in $D_{perf}(\mathcal{O}_{X \times X})$ and | |
$$ | |
B = R\text{pr}_{13, *}( | |
L\text{pr}_{12}^*M' | |
\otimes_{\mathcal{O}_{Y \times X \times Y}}^\mathbf{L} | |
L\text{pr}_{23}^*M) | |
$$ | |
in $D_{perf}(\mathcal{O}_{Y \times Y})$ | |
are isomorphic to | |
$\text{id} : D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_X)$ | |
and | |
$\text{id} : D_{perf}(\mathcal{O}_Y) \to D_{perf}(\mathcal{O}_Y)$ | |
Hence | |
$A \cong \Delta_{X/K, *}\mathcal{O}_X$ and | |
$B \cong \Delta_{Y/K, *}\mathcal{O}_Y$ | |
by Lemma \ref{lemma-uniqueness}. Hence we see that $M$ is the | |
Fourier-Mukai kernel of a relative equivalence from $X$ to $Y$ | |
over $K$ by definition. | |
\medskip\noindent | |
We can write $K$ as the filtered colimit of its finite type | |
$k$-subalgebras $A \subset K$. By | |
Limits, Lemma \ref{limits-lemma-descend-finite-presentation} | |
we can find $X_0, Y_0$ of finite type over $A$ whose | |
base changes to $K$ produces $X$ and $Y$. | |
By Limits, Lemmas | |
\ref{limits-lemma-eventually-proper} and \ref{limits-lemma-descend-smooth} | |
after enlarging $A$ we may assume $X_0$ and $Y_0$ | |
are smooth and proper over $A$. | |
By Lemma \ref{lemma-descend-rek} | |
after enlarging $A$ we may assume $M$ is the pullback of | |
some $M_0 \in D_{perf}(\mathcal{O}_{X_0 \times_{\Spec(A)} Y_0})$ | |
which is the Fourier-Mukai kernel of a relative equivalence | |
from $X_0$ to $Y_0$ over $\Spec(A)$. | |
Thus we see that $(S_0/k, X_0 \to S_0, Y_0 \to S_0, M_0)$ | |
is isomorphic to | |
$(S_{0, i}/k, X_{0, i} \to S_{0, i}, Y_{0, i} \to S_{0, i}, M_{0, i})$ | |
for some $i \in I$. | |
Since $S_i = S_{0, i} \times_{\Spec(k)} \Spec(K)$ | |
we conclude that (4) is true with $s : \Spec(K) \to S_i$ | |
induced by the morphism $\Spec(K) \to \Spec(A) \cong S_{0, i}$ | |
we get from $A \subset K$. | |
\end{proof} | |
\section{Countability of derived equivalent varieties} | |
\label{section-countable-derived-equivalent} | |
\noindent | |
In this section we prove a result of Anel and To\"en, see \cite{AT}. | |
\begin{definition} | |
\label{definition-derived-equivalent} | |
Let $k$ be a field. Let $X$ and $Y$ be smooth projective schemes over $k$. | |
We say $X$ and $Y$ are {\it derived equivalent} if there exists a $k$-linear | |
exact equivalence | |
$D_{perf}(\mathcal{O}_X) \to D_{perf}(\mathcal{O}_Y)$. | |
\end{definition} | |
\noindent | |
Here is the result | |
\begin{theorem} | |
\label{theorem-countable} | |
\begin{reference} | |
Slight improvement of \cite{AT} | |
\end{reference} | |
Let $K$ be an algebraically closed field. Let $\mathbf{X}$ be a smooth proper | |
scheme over $K$. There are at most countably many isomorphism classes | |
of smooth proper schemes $\mathbf{Y}$ over $K$ which are derived | |
equivalent to $\mathbf{X}$. | |
\end{theorem} | |
\begin{proof} | |
Choose a countable set $I$ and for $i \in I$ systems | |
$(S_i/K, X_i \to S_i, Y_i \to S_i, M_i)$ satisfying properties | |
(1), (2), (3), and (4) of Lemma \ref{lemma-countable-equivs}. | |
Pick $i \in I$ and set $S = S_i$, $X = X_i$, $Y = Y_i$, and | |
$M = M_i$. Clearly it suffice to show that | |
the set of isomorphism classes of fibres $Y_s$ for $s \in S(K)$ | |
such that $X_s \cong \mathbf{X}$ is countable. | |
This we prove in the next paragraph. | |
\medskip\noindent | |
Let $S$ be a finite type scheme over $K$, let $X \to S$ and $Y \to S$ | |
be proper smooth morphisms, and let $M \in D_{perf}(\mathcal{O}_{X \times_S Y})$ | |
be the Fourier-Mukai kernel of a relative equivalence from $X$ | |
to $Y$ over $S$. We will show | |
the set of isomorphism classes of fibres $Y_s$ for $s \in S(K)$ | |
such that $X_s \cong \mathbf{X}$ is countable. | |
By Lemma \ref{lemma-countable-isos} applied | |
to the families $\mathbf{X} \times S \to S$ and $X \to S$ | |
there exists a countable set $I$ and for $i \in I$ a pair | |
$(S_i \to S, h_i)$ with the following properties | |
\begin{enumerate} | |
\item $S_i \to S$ is a morphism of finite type, set | |
$X_i = X \times_S S_i$, | |
\item $h_i : \mathbf{X} \times S_i \to X_i$ | |
is an isomorphism over $S_i$, and | |
\item for any closed point $s \in S(K)$ if $\mathbf{X} \cong X_s$ | |
over $K = \kappa(s)$ then $s$ is in the image of $S_i \to S$ | |
for some $i$. | |
\end{enumerate} | |
Set $Y_i = Y \times_S S_i$. Denote | |
$M_i \in D_{perf}(\mathcal{O}_{X_i \times_{S_i} Y_i})$ | |
the pullback of $M$. By Lemma \ref{lemma-base-change-rek} | |
$M_i$ is the Fourier-Mukai kernel of a relative equivalence from | |
$X_i$ to $Y_i$ over $S_i$. Since $I$ is countable, by | |
property (3) it suffices to prove that | |
the set of isomorphism classes of fibres $Y_{i, s}$ for $s \in S_i(K)$ | |
is countable. | |
In fact, this number is finite by | |
Lemma \ref{lemma-no-deformations-better} | |
and the proof is complete. | |
\end{proof} | |
\input{chapters} | |
\bibliography{my} | |
\bibliographystyle{amsalpha} | |
\end{document} | |