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\input{preamble} | |
% OK, start here. | |
% | |
\begin{document} | |
\title{Groupoid Schemes} | |
\maketitle | |
\phantomsection | |
\label{section-phantom} | |
\tableofcontents | |
\section{Introduction} | |
\label{section-introduction} | |
\noindent | |
This chapter is devoted to generalities concerning groupoid schemes. | |
See for example the beautiful paper \cite{K-M} by Keel and Mori. | |
\section{Notation} | |
\label{section-notation} | |
\noindent | |
Let $S$ be a scheme. If $U$, $T$ are schemes over $S$ we denote | |
$U(T)$ for the set of $T$-valued points of $U$ {\it over} $S$. In a formula: | |
$U(T) = \Mor_S(T, U)$. We try to reserve the letter $T$ to denote | |
a ``test scheme'' over $S$, as in the discussion that follows. | |
Suppose we are given schemes $X$, $Y$ over | |
$S$ and a morphism of schemes $f : X \to Y$ over $S$. | |
For any scheme $T$ over $S$ we get an induced map of sets | |
$$ | |
f : X(T) \longrightarrow Y(T) | |
$$ | |
which as indicated we denote by $f$ also. In fact this construction | |
is functorial in the scheme $T/S$. Yoneda's Lemma, see Categories, | |
Lemma \ref{categories-lemma-yoneda}, says that $f$ determines and is | |
determined by this transformation of functors $f : h_X \to h_Y$. | |
More generally, we use the same notation for maps between fibre | |
products. For example, if | |
$X$, $Y$, $Z$ are schemes over $S$, and if | |
$m : X \times_S Y \to Z \times_S Z$ is | |
a morphism of schemes over $S$, then we think of $m$ as corresponding | |
to a collection of maps between $T$-valued points | |
$$ | |
X(T) \times Y(T) \longrightarrow Z(T) \times Z(T). | |
$$ | |
And so on and so forth. | |
\medskip\noindent | |
We continue our convention to label projection maps starting with | |
index $0$, so we have $\text{pr}_0 : X \times_S Y \to X$ and | |
$\text{pr}_1 : X \times_S Y \to Y$. | |
\section{Equivalence relations} | |
\label{section-equivalence-relations} | |
\noindent | |
Recall that a {\it relation} $R$ on a set $A$ is just a subset | |
of $R \subset A \times A$. We usually write $a R b$ to indicate | |
$(a, b) \in R$. We say the relation is {\it transitive} if | |
$a R b, b R c \Rightarrow a R c$. We say the relation is | |
{\it reflexive} if $a R a$ for all $a \in A$. We say the relation is | |
{\it symmetric} if $a R b \Rightarrow b R a$. | |
A relation is called an {\it equivalence relation} if | |
it is transitive, reflexive and symmetric. | |
\medskip\noindent | |
In the setting of schemes we are going to relax the notion of a | |
relation a little bit and just require $R \to A \times A$ to | |
be a map. Here is the definition. | |
\begin{definition} | |
\label{definition-equivalence-relation} | |
Let $S$ be a scheme. Let $U$ be a scheme over $S$. | |
\begin{enumerate} | |
\item A {\it pre-relation} on $U$ over $S$ is any morphism | |
of schemes $j : R \to U \times_S U$. In this case we set | |
$t = \text{pr}_0 \circ j$ and $s = \text{pr}_1 \circ j$, so | |
that $j = (t, s)$. | |
\item A {\it relation} on $U$ over $S$ is a monomorphism | |
of schemes $j : R \to U \times_S U$. | |
\item A {\it pre-equivalence relation} is a pre-relation | |
$j : R \to U \times_S U$ such that the image of | |
$j : R(T) \to U(T) \times U(T)$ is an equivalence relation for | |
all $T/S$. | |
\item We say a morphism $R \to U \times_S U$ of schemes is | |
an {\it equivalence relation on $U$ over $S$} | |
if and only if for every scheme $T$ over $S$ the $T$-valued | |
points of $R$ define an equivalence relation | |
on the set of $T$-valued points of $U$. | |
\end{enumerate} | |
\end{definition} | |
\noindent | |
In other words, an equivalence relation is a pre-equivalence relation | |
such that $j$ is a relation. | |
\begin{lemma} | |
\label{lemma-restrict-relation} | |
Let $S$ be a scheme. | |
Let $U$ be a scheme over $S$. | |
Let $j : R \to U \times_S U$ be a pre-relation. | |
Let $g : U' \to U$ be a morphism of schemes. | |
Finally, set | |
$$ | |
R' = (U' \times_S U')\times_{U \times_S U} R | |
\xrightarrow{j'} | |
U' \times_S U' | |
$$ | |
Then $j'$ is a pre-relation on $U'$ over $S$. | |
If $j$ is a relation, then $j'$ is a relation. | |
If $j$ is a pre-equivalence relation, then $j'$ is a pre-equivalence relation. | |
If $j$ is an equivalence relation, then $j'$ is an equivalence relation. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\begin{definition} | |
\label{definition-restrict-relation} | |
Let $S$ be a scheme. | |
Let $U$ be a scheme over $S$. | |
Let $j : R \to U \times_S U$ be a pre-relation. | |
Let $g : U' \to U$ be a morphism of schemes. | |
The pre-relation $j' : R' \to U' \times_S U'$ is called | |
the {\it restriction}, or {\it pullback} of the pre-relation $j$ to $U'$. | |
In this situation we sometimes write $R' = R|_{U'}$. | |
\end{definition} | |
\begin{lemma} | |
\label{lemma-pre-equivalence-equivalence-relation-points} | |
Let $j : R \to U \times_S U$ be a pre-relation. | |
Consider the relation on points of the scheme $U$ defined by | |
the rule | |
$$ | |
x \sim y | |
\Leftrightarrow | |
\exists\ r \in R : | |
t(r) = x, | |
s(r) = y. | |
$$ | |
If $j$ is a pre-equivalence relation then this is an | |
equivalence relation. | |
\end{lemma} | |
\begin{proof} | |
Suppose that $x \sim y$ and $y \sim z$. | |
Pick $r \in R$ with $t(r) = x$, $s(r) = y$ and | |
pick $r' \in R$ with $t(r') = y$, $s(r') = z$. | |
Pick a field $K$ fitting into the following commutative | |
diagram | |
$$ | |
\xymatrix{ | |
\kappa(r) \ar[r] & K \\ | |
\kappa(y) \ar[u] \ar[r] & \kappa(r') \ar[u] | |
} | |
$$ | |
Denote $x_K, y_K, z_K : \Spec(K) \to U$ | |
the morphisms | |
$$ | |
\begin{matrix} | |
\Spec(K) \to \Spec(\kappa(r)) | |
\to | |
\Spec(\kappa(x)) \to U \\ | |
\Spec(K) \to \Spec(\kappa(r)) | |
\to | |
\Spec(\kappa(y)) \to U \\ | |
\Spec(K) \to \Spec(\kappa(r')) | |
\to | |
\Spec(\kappa(z)) \to U | |
\end{matrix} | |
$$ | |
By construction $(x_K, y_K) \in j(R(K))$ and | |
$(y_K, z_K) \in j(R(K))$. Since $j$ is a pre-equivalence relation | |
we see that also $(x_K, z_K) \in j(R(K))$. | |
This clearly implies that $x \sim z$. | |
\medskip\noindent | |
The proof that $\sim$ is reflexive and symmetric is omitted. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-etale-equivalence-relation} | |
Let $j : R \to U \times_S U$ be a pre-relation. Assume | |
\begin{enumerate} | |
\item $s, t$ are unramified, | |
\item for any algebraically closed field $k$ over $S$ | |
the map $R(k) \to U(k) \times U(k)$ is an equivalence relation, | |
\item there are morphisms $e : U \to R$, $i : R \to R$, | |
$c : R \times_{s, U, t} R \to R$ such that | |
$$ | |
\xymatrix{ | |
U \ar[r]_e \ar[d]_\Delta & | |
R \ar[d]_j & | |
R \ar[d]^j \ar[r]_i & | |
R \ar[d]^j & | |
R \times_{s, U, t} R \ar[d]^{j \times j} \ar[r]_c & | |
R \ar[d]^j \\ | |
U \times_S U \ar[r] & | |
U \times_S U & | |
U \times_S U \ar[r]^{flip} & | |
U \times_S U & | |
U \times_S U \times_S U \ar[r]^{\text{pr}_{02}} & | |
U \times_S U | |
} | |
$$ | |
are commutative. | |
\end{enumerate} | |
Then $j$ is an equivalence relation. | |
\end{lemma} | |
\begin{proof} | |
By condition (1) and | |
Morphisms, Lemma \ref{morphisms-lemma-unramified-permanence} | |
we see that $j$ is a unramified. Then | |
$\Delta_j : R \to R \times_{U \times_S U} R$ is an open immersion by | |
Morphisms, Lemma \ref{morphisms-lemma-diagonal-unramified-morphism}. | |
However, then condition (2) says $\Delta_j$ is bijective on | |
$k$-valued points, hence $\Delta_j$ is an isomorphism, hence $j$ | |
is a monomorphism. Then it easily follows from the commutative | |
diagrams that $R(T) \subset U(T) \times U(T)$ is an equivalence | |
relation for all schemes $T$ over $S$. | |
\end{proof} | |
\section{Group schemes} | |
\label{section-group-schemes} | |
\noindent | |
Let us recall that a {\it group} is a pair | |
$(G, m)$ where $G$ is a set, and $m : G \times G \to G$ is | |
a map of sets with the following properties: | |
\begin{enumerate} | |
\item (associativity) $m(g, m(g', g'')) = m(m(g, g'), g'')$ | |
for all $g, g', g'' \in G$, | |
\item (identity) there exists a unique element $e \in G$ | |
(called the {\it identity}, {\it unit}, or $1$ of $G$) such that | |
$m(g, e) = m(e, g) = g$ for all $g \in G$, and | |
\item (inverse) for all $g \in G$ there exists a $i(g) \in G$ | |
such that $m(g, i(g)) = m(i(g), g) = e$, where $e$ is the | |
identity. | |
\end{enumerate} | |
Thus we obtain a map $e : \{*\} \to G$ and a map | |
$i : G \to G$ so that the quadruple $(G, m, e, i)$ | |
satisfies the axioms listed above. | |
\medskip\noindent | |
A {\it homomorphism of groups} $\psi : (G, m) \to (G', m')$ | |
is a map of sets $\psi : G \to G'$ such that | |
$m'(\psi(g), \psi(g')) = \psi(m(g, g'))$. This automatically | |
insures that $\psi(e) = e'$ and $i'(\psi(g)) = \psi(i(g))$. | |
(Obvious notation.) We will use this below. | |
\begin{definition} | |
\label{definition-group-scheme} | |
Let $S$ be a scheme. | |
\begin{enumerate} | |
\item A {\it group scheme over $S$} is a pair $(G, m)$, where | |
$G$ is a scheme over $S$ and $m : G \times_S G \to G$ is | |
a morphism of schemes over $S$ with the following property: | |
For every scheme $T$ over $S$ the pair $(G(T), m)$ | |
is a group. | |
\item A {\it morphism $\psi : (G, m) \to (G', m')$ of group schemes over $S$} | |
is a morphism $\psi : G \to G'$ of schemes over $S$ such that for | |
every $T/S$ the induced map $\psi : G(T) \to G'(T)$ is a homomorphism | |
of groups. | |
\end{enumerate} | |
\end{definition} | |
\noindent | |
Let $(G, m)$ be a group scheme over the scheme $S$. | |
By the discussion above (and the discussion in Section \ref{section-notation}) | |
we obtain morphisms of schemes over $S$: | |
(identity) $e : S \to G$ and (inverse) $i : G \to G$ such that | |
for every $T$ the quadruple $(G(T), m, e, i)$ satisfies the | |
axioms of a group listed above. | |
\medskip\noindent | |
Let $(G, m)$, $(G', m')$ be group schemes over $S$. | |
Let $f : G \to G'$ be a morphism of schemes over $S$. | |
It follows from the definition that $f$ is a morphism | |
of group schemes over $S$ if and only if the following diagram | |
is commutative: | |
$$ | |
\xymatrix{ | |
G \times_S G \ar[r]_-{f \times f} \ar[d]_m & | |
G' \times_S G' \ar[d]^m \\ | |
G \ar[r]^f & G' | |
} | |
$$ | |
\begin{lemma} | |
\label{lemma-base-change-group-scheme} | |
Let $(G, m)$ be a group scheme over $S$. | |
Let $S' \to S$ be a morphism of schemes. | |
The pullback $(G_{S'}, m_{S'})$ is a group scheme over $S'$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\begin{definition} | |
\label{definition-closed-subgroup-scheme} | |
Let $S$ be a scheme. Let $(G, m)$ be a group scheme over $S$. | |
\begin{enumerate} | |
\item A {\it closed subgroup scheme} of $G$ is a closed subscheme | |
$H \subset G$ such that $m|_{H \times_S H}$ factors through $H$ and induces a | |
group scheme structure on $H$ over $S$. | |
\item An {\it open subgroup scheme} of $G$ is an open subscheme | |
$G' \subset G$ such that $m|_{G' \times_S G'}$ factors through $G'$ | |
and induces a group scheme structure on $G'$ over $S$. | |
\end{enumerate} | |
\end{definition} | |
\noindent | |
Alternatively, we could say that $H$ is a closed subgroup scheme of $G$ | |
if it is a group scheme over $S$ endowed with a morphism of group schemes | |
$i : H \to G$ over $S$ which identifies $H$ with a closed subscheme of $G$. | |
\begin{lemma} | |
\label{lemma-closed-subgroup-scheme} | |
Let $S$ be a scheme. Let $(G, m, e, i)$ be a group scheme over $S$. | |
\begin{enumerate} | |
\item A closed subscheme $H \subset G$ is a closed subgroup scheme | |
if and only if $e : S \to G$, $m|_{H \times_S H} : H \times_S H \to G$, | |
and $i|_H : H \to G$ factor through $H$. | |
\item An open subscheme $H \subset G$ is an open subgroup scheme | |
if and only if $e : S \to G$, $m|_{H \times_S H} : H \times_S H \to G$, | |
and $i|_H : H \to G$ factor through $H$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Looking at $T$-valued points this translates into the well known | |
conditions characterizing subsets of groups as subgroups. | |
\end{proof} | |
\begin{definition} | |
\label{definition-smooth-group-scheme} | |
Let $S$ be a scheme. Let $(G, m)$ be a group scheme over $S$. | |
\begin{enumerate} | |
\item We say $G$ is a {\it smooth group scheme} if the structure | |
morphism $G \to S$ is smooth. | |
\item We say $G$ is a {\it flat group scheme} if the structure | |
morphism $G \to S$ is flat. | |
\item We say $G$ is a {\it separated group scheme} if the structure | |
morphism $G \to S$ is separated. | |
\end{enumerate} | |
Add more as needed. | |
\end{definition} | |
\section{Examples of group schemes} | |
\label{section-examples-group-schemes} | |
\begin{example}[Multiplicative group scheme] | |
\label{example-multiplicative-group} | |
Consider the functor which associates | |
to any scheme $T$ the group $\Gamma(T, \mathcal{O}_T^*)$ | |
of units in the global sections of the structure sheaf. | |
This is representable by the scheme | |
$$ | |
\mathbf{G}_m = \Spec(\mathbf{Z}[x, x^{-1}]) | |
$$ | |
The morphism giving the group structure is the morphism | |
\begin{eqnarray*} | |
\mathbf{G}_m \times \mathbf{G}_m & \to & \mathbf{G}_m \\ | |
\Spec(\mathbf{Z}[x, x^{-1}] \otimes_{\mathbf{Z}} \mathbf{Z}[x, x^{-1}]) | |
& \to & | |
\Spec(\mathbf{Z}[x, x^{-1}]) \\ | |
\mathbf{Z}[x, x^{-1}] \otimes_{\mathbf{Z}} \mathbf{Z}[x, x^{-1}] | |
& \leftarrow & | |
\mathbf{Z}[x, x^{-1}] \\ | |
x \otimes x & \leftarrow & x | |
\end{eqnarray*} | |
Hence we see that $\mathbf{G}_m$ is a group scheme over $\mathbf{Z}$. | |
For any scheme $S$ the base change $\mathbf{G}_{m, S}$ is a | |
group scheme over $S$ whose functor of points is | |
$$ | |
T/S | |
\longmapsto | |
\mathbf{G}_{m, S}(T) = \mathbf{G}_m(T) = \Gamma(T, \mathcal{O}_T^*) | |
$$ | |
as before. | |
\end{example} | |
\begin{example}[Roots of unity] | |
\label{example-roots-of-unity} | |
Let $n \in \mathbf{N}$. | |
Consider the functor which associates | |
to any scheme $T$ the subgroup of $\Gamma(T, \mathcal{O}_T^*)$ | |
consisting of $n$th roots of unity. | |
This is representable by the scheme | |
$$ | |
\mu_n = \Spec(\mathbf{Z}[x]/(x^n - 1)). | |
$$ | |
The morphism giving the group structure is the morphism | |
\begin{eqnarray*} | |
\mu_n \times \mu_n & \to & \mu_n \\ | |
\Spec( | |
\mathbf{Z}[x]/(x^n - 1) | |
\otimes_{\mathbf{Z}} | |
\mathbf{Z}[x]/(x^n - 1)) | |
& \to & | |
\Spec(\mathbf{Z}[x]/(x^n - 1)) \\ | |
\mathbf{Z}[x]/(x^n - 1) \otimes_{\mathbf{Z}} \mathbf{Z}[x]/(x^n - 1) | |
& \leftarrow & | |
\mathbf{Z}[x]/(x^n - 1) \\ | |
x \otimes x & \leftarrow & x | |
\end{eqnarray*} | |
Hence we see that $\mu_n$ is a group scheme over $\mathbf{Z}$. | |
For any scheme $S$ the base change $\mu_{n, S}$ is a | |
group scheme over $S$ whose functor of points is | |
$$ | |
T/S | |
\longmapsto | |
\mu_{n, S}(T) = \mu_n(T) = \{f \in \Gamma(T, \mathcal{O}_T^*) \mid f^n = 1\} | |
$$ | |
as before. | |
\end{example} | |
\begin{example}[Additive group scheme] | |
\label{example-additive-group} | |
Consider the functor which associates | |
to any scheme $T$ the group $\Gamma(T, \mathcal{O}_T)$ | |
of global sections of the structure sheaf. | |
This is representable by the scheme | |
$$ | |
\mathbf{G}_a = \Spec(\mathbf{Z}[x]) | |
$$ | |
The morphism giving the group structure is the morphism | |
\begin{eqnarray*} | |
\mathbf{G}_a \times \mathbf{G}_a & \to & \mathbf{G}_a \\ | |
\Spec(\mathbf{Z}[x] \otimes_{\mathbf{Z}} \mathbf{Z}[x]) | |
& \to & | |
\Spec(\mathbf{Z}[x]) \\ | |
\mathbf{Z}[x] \otimes_{\mathbf{Z}} \mathbf{Z}[x] | |
& \leftarrow & | |
\mathbf{Z}[x] \\ | |
x \otimes 1 + 1 \otimes x & \leftarrow & x | |
\end{eqnarray*} | |
Hence we see that $\mathbf{G}_a$ is a group scheme over $\mathbf{Z}$. | |
For any scheme $S$ the base change $\mathbf{G}_{a, S}$ is a | |
group scheme over $S$ whose functor of points is | |
$$ | |
T/S | |
\longmapsto | |
\mathbf{G}_{a, S}(T) = \mathbf{G}_a(T) = \Gamma(T, \mathcal{O}_T) | |
$$ | |
as before. | |
\end{example} | |
\begin{example}[General linear group scheme] | |
\label{example-general-linear-group} | |
Let $n \geq 1$. | |
Consider the functor which associates | |
to any scheme $T$ the group | |
$$ | |
\text{GL}_n(\Gamma(T, \mathcal{O}_T)) | |
$$ | |
of invertible $n \times n$ matrices over | |
the global sections of the structure sheaf. | |
This is representable by the scheme | |
$$ | |
\text{GL}_n = \Spec(\mathbf{Z}[\{x_{ij}\}_{1 \leq i, j \leq n}][1/d]) | |
$$ | |
where $d = \det((x_{ij}))$ with $(x_{ij})$ the $n \times n$ matrix | |
with entry $x_{ij}$ in the $(i, j)$-spot. | |
The morphism giving the group structure is the morphism | |
\begin{eqnarray*} | |
\text{GL}_n \times \text{GL}_n & \to & \text{GL}_n \\ | |
\Spec(\mathbf{Z}[x_{ij}, 1/d] \otimes_{\mathbf{Z}} | |
\mathbf{Z}[x_{ij}, 1/d]) | |
& \to & | |
\Spec(\mathbf{Z}[x_{ij}, 1/d]) \\ | |
\mathbf{Z}[x_{ij}, 1/d] \otimes_{\mathbf{Z}} \mathbf{Z}[x_{ij}, 1/d] | |
& \leftarrow & | |
\mathbf{Z}[x_{ij}, 1/d] \\ | |
\sum x_{ik} \otimes x_{kj} & \leftarrow & x_{ij} | |
\end{eqnarray*} | |
Hence we see that $\text{GL}_n$ is a group scheme over $\mathbf{Z}$. | |
For any scheme $S$ the base change $\text{GL}_{n, S}$ is a | |
group scheme over $S$ whose functor of points is | |
$$ | |
T/S | |
\longmapsto | |
\text{GL}_{n, S}(T) = \text{GL}_n(T) =\text{GL}_n(\Gamma(T, \mathcal{O}_T)) | |
$$ | |
as before. | |
\end{example} | |
\begin{example} | |
\label{example-determinant} | |
The determinant defines a morphism of group schemes | |
$$ | |
\det : \text{GL}_n \longrightarrow \mathbf{G}_m | |
$$ | |
over $\mathbf{Z}$. By base change it gives a morphism | |
of group schemes $\text{GL}_{n, S} \to \mathbf{G}_{m, S}$ | |
over any base scheme $S$. | |
\end{example} | |
\begin{example}[Constant group] | |
\label{example-constant-group} | |
Let $G$ be an abstract group. Consider the functor | |
which associates to any scheme $T$ the group | |
of locally constant maps $T \to G$ (where $T$ has the Zariski topology | |
and $G$ the discrete topology). This is representable by the scheme | |
$$ | |
G_{\Spec(\mathbf{Z})} = | |
\coprod\nolimits_{g \in G} \Spec(\mathbf{Z}). | |
$$ | |
The morphism giving the group structure is the morphism | |
$$ | |
G_{\Spec(\mathbf{Z})} | |
\times_{\Spec(\mathbf{Z})} | |
G_{\Spec(\mathbf{Z})} | |
\longrightarrow | |
G_{\Spec(\mathbf{Z})} | |
$$ | |
which maps the component corresponding to the pair $(g, g')$ to the | |
component corresponding to $gg'$. For any scheme $S$ the base change | |
$G_S$ is a group scheme over $S$ whose functor of points is | |
$$ | |
T/S | |
\longmapsto | |
G_S(T) = \{f : T \to G \text{ locally constant}\} | |
$$ | |
as before. | |
\end{example} | |
\section{Properties of group schemes} | |
\label{section-properties-group-schemes} | |
\noindent | |
In this section we collect some simple properties of group schemes which | |
hold over any base. | |
\begin{lemma} | |
\label{lemma-group-scheme-separated} | |
Let $S$ be a scheme. | |
Let $G$ be a group scheme over $S$. | |
Then $G \to S$ is separated (resp.\ quasi-separated) if and only if | |
the identity morphism $e : S \to G$ is a closed immersion | |
(resp.\ quasi-compact). | |
\end{lemma} | |
\begin{proof} | |
We recall that by | |
Schemes, Lemma \ref{schemes-lemma-section-immersion} | |
we have that $e$ is an immersion which is a closed immersion | |
(resp.\ quasi-compact) if $G \to S$ is separated (resp.\ quasi-separated). | |
For the converse, consider the diagram | |
$$ | |
\xymatrix{ | |
G \ar[r]_-{\Delta_{G/S}} \ar[d] & | |
G \times_S G \ar[d]^{(g, g') \mapsto m(i(g), g')} \\ | |
S \ar[r]^e & G | |
} | |
$$ | |
It is an exercise in the functorial point of view in algebraic geometry | |
to show that this diagram is cartesian. In other words, we see that | |
$\Delta_{G/S}$ is a base change of $e$. Hence if $e$ is a | |
closed immersion (resp.\ quasi-compact) so is $\Delta_{G/S}$, see | |
Schemes, Lemma \ref{schemes-lemma-base-change-immersion} | |
(resp.\ Schemes, Lemma | |
\ref{schemes-lemma-quasi-compact-preserved-base-change}). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-flat-action-on-group-scheme} | |
Let $S$ be a scheme. | |
Let $G$ be a group scheme over $S$. | |
Let $T$ be a scheme over $S$ and let $\psi : T \to G$ be a morphism over $S$. | |
If $T$ is flat over $S$, then the morphism | |
$$ | |
T \times_S G \longrightarrow G, \quad | |
(t, g) \longmapsto m(\psi(t), g) | |
$$ | |
is flat. In particular, if $G$ is flat over $S$, then | |
$m : G \times_S G \to G$ is flat. | |
\end{lemma} | |
\begin{proof} | |
Consider the diagram | |
$$ | |
\xymatrix{ | |
T \times_S G \ar[rrr]_{(t, g) \mapsto (t, m(\psi(t), g))} & & & | |
T \times_S G \ar[r]_{\text{pr}} \ar[d] & | |
G \ar[d] \\ | |
& & & | |
T \ar[r] & | |
S | |
} | |
$$ | |
The left top horizontal arrow is an isomorphism and the | |
square is cartesian. Hence the lemma follows from | |
Morphisms, Lemma \ref{morphisms-lemma-base-change-flat}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-group-scheme-module-differentials} | |
\begin{reference} | |
\cite[Proposition 3.15]{BookAV} | |
\end{reference} | |
Let $(G, m, e, i)$ be a group scheme over the scheme $S$. | |
Denote $f : G \to S$ the structure morphism. | |
Then there exist canonical isomorphisms | |
$$ | |
\Omega_{G/S} \cong f^*\mathcal{C}_{S/G} \cong f^*e^*\Omega_{G/S} | |
$$ | |
where $\mathcal{C}_{S/G}$ denotes the conormal sheaf of the | |
immersion $e$. In particular, if $S$ is the spectrum of a field, then | |
$\Omega_{G/S}$ is a free $\mathcal{O}_G$-module. | |
\end{lemma} | |
\begin{proof} | |
By Morphisms, Lemma \ref{morphisms-lemma-base-change-differentials} we have | |
$$ | |
\Omega_{G \times_S G/G} = \text{pr}_0^*\Omega_{G/S} | |
$$ | |
where on the left hand side we view $G \times_S G$ as a scheme over $G$ | |
using $\text{pr}_1$. | |
Let $\tau : G \times_S G \to G \times_S G$ be the ``shearing map'' | |
given by $(g, h) \mapsto (m(g, h), h)$ on points. This map is an automorphism | |
of $G \times_S G$ viewed as a scheme over $G$ via the projection $\text{pr}_1$. | |
Combining these two remarks we obtain an isomorphism | |
$$ | |
\tau^*\text{pr}_0^*\Omega_{G/S} \to \text{pr}_0^*\Omega_{G/S} | |
$$ | |
Since $\text{pr}_0 \circ \tau = m$ this can be rewritten as an isomorphism | |
$$ | |
m^*\Omega_{G/S} \to \text{pr}_0^*\Omega_{G/S} | |
$$ | |
Pulling back this isomorphism by | |
$(e \circ f, \text{id}_G) : G \to G \times_S G$ | |
and using that $m \circ (e \circ f, \text{id}_G) = \text{id}_G$ | |
and $\text{pr}_0 \circ (e \circ f, \text{id}_G) = e \circ f$ | |
we obtain an isomorphism | |
$$ | |
\Omega_{G/S} \to f^*e^*\Omega_{G/S} | |
$$ | |
as desired. By | |
Morphisms, Lemma \ref{morphisms-lemma-differentials-relative-immersion-section} | |
we have $\mathcal{C}_{S/G} \cong e^*\Omega_{G/S}$. | |
If $S$ is the spectrum of a field, then | |
any $\mathcal{O}_S$-module on $S$ is free | |
and the final statement follows. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-group-scheme-addition-tangent-vectors} | |
Let $S$ be a scheme. Let $G$ be a group scheme over $S$. | |
Let $s \in S$. Then the composition | |
$$ | |
T_{G/S, e(s)} \oplus T_{G/S, e(s)} = T_{G \times_S G/S, (e(s), e(s))} | |
\rightarrow T_{G/S, e(s)} | |
$$ | |
is addition of tangent vectors. Here the $=$ comes from | |
Varieties, Lemma \ref{varieties-lemma-tangent-space-product} | |
and the right arrow is induced from $m : G \times_S G \to G$ via | |
Varieties, Lemma \ref{varieties-lemma-map-tangent-spaces}. | |
\end{lemma} | |
\begin{proof} | |
We will use Varieties, Equation (\ref{varieties-equation-tangent-space-fibre}) | |
and work with tangent vectors in fibres. | |
An element $\theta$ in the first factor $T_{G_s/s, e(s)}$ | |
is the image of $\theta$ via the map | |
$T_{G_s/s, e(s)} \to T_{G_s \times G_s/s, (e(s), e(s))}$ | |
coming from $(1, e) : G_s \to G_s \times G_s$. | |
Since $m \circ (1, e) = 1$ we see that $\theta$ maps to $\theta$ | |
by functoriality. Since the map is linear we see that | |
$(\theta_1, \theta_2)$ maps to $\theta_1 + \theta_2$. | |
\end{proof} | |
\section{Properties of group schemes over a field} | |
\label{section-properties-group-schemes-field} | |
\noindent | |
In this section we collect some properties of group schemes over a | |
field. In the case of group schemes which are (locally) algebraic | |
over a field we can say a lot more, see | |
Section \ref{section-algebraic-group-schemes}. | |
\begin{lemma} | |
\label{lemma-group-scheme-over-field-open-multiplication} | |
If $(G, m)$ is a group scheme over a field $k$, then the | |
multiplication map $m : G \times_k G \to G$ is open. | |
\end{lemma} | |
\begin{proof} | |
The multiplication map is isomorphic to the projection map | |
$\text{pr}_0 : G \times_k G \to G$ | |
because the diagram | |
$$ | |
\xymatrix{ | |
G \times_k G \ar[d]^m \ar[rrr]_{(g, g') \mapsto (m(g, g'), g')} & & & | |
G \times_k G \ar[d]^{(g, g') \mapsto g} \\ | |
G \ar[rrr]^{\text{id}} & & & G | |
} | |
$$ | |
is commutative with isomorphisms as horizontal arrows. The projection | |
is open by | |
Morphisms, Lemma \ref{morphisms-lemma-scheme-over-field-universally-open}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-group-scheme-over-field-translate-open} | |
If $(G, m)$ is a group scheme over a field $k$. Let $U \subset G$ | |
open and $T \to G$ a morphism of schemes. Then the image of the | |
composition $T \times_k U \to G \times_k G \to G$ is open. | |
\end{lemma} | |
\begin{proof} | |
For any field extension $K/k$ the morphism $G_K \to G$ is open | |
(Morphisms, Lemma \ref{morphisms-lemma-scheme-over-field-universally-open}). | |
Every point $\xi$ of $T \times_k U$ is the image of a morphism | |
$(t, u) : \Spec(K) \to T \times_k U$ for some $K$. Then the image of | |
$T_K \times_K U_K = (T \times_k U)_K \to G_K$ contains the translate | |
$t \cdot U_K$ which is open. Combining these facts we see that the | |
image of $T \times_k U \to G$ contains an open neighbourhood of | |
the image of $\xi$. Since $\xi$ was arbitrary we win. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-group-scheme-over-field-separated} | |
Let $G$ be a group scheme over a field. | |
Then $G$ is a separated scheme. | |
\end{lemma} | |
\begin{proof} | |
Say $S = \Spec(k)$ with $k$ a field, and let $G$ be a group scheme | |
over $S$. By | |
Lemma \ref{lemma-group-scheme-separated} | |
we have to show that $e : S \to G$ is a closed immersion. By | |
Morphisms, Lemma | |
\ref{morphisms-lemma-algebraic-residue-field-extension-closed-point-fibre} | |
the image of $e : S \to G$ is a closed point of $G$. | |
It is clear that $\mathcal{O}_G \to e_*\mathcal{O}_S$ is surjective, | |
since $e_*\mathcal{O}_S$ is a skyscraper sheaf supported at the neutral | |
element of $G$ with value $k$. We conclude that $e$ is a closed immersion by | |
Schemes, Lemma \ref{schemes-lemma-characterize-closed-immersions}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-group-scheme-field-geometrically-irreducible} | |
Let $G$ be a group scheme over a field $k$. | |
Then | |
\begin{enumerate} | |
\item every local ring $\mathcal{O}_{G, g}$ of $G$ has a unique | |
minimal prime ideal, | |
\item there is exactly one irreducible component $Z$ of $G$ | |
passing through $e$, and | |
\item $Z$ is geometrically irreducible over $k$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
For any point $g \in G$ there exists a field extension | |
$K/k$ and a $K$-valued point $g' \in G(K)$ mapping to | |
$g$. If we think of $g'$ as a $K$-rational point of the | |
group scheme $G_K$, then we see that | |
$\mathcal{O}_{G, g} \to \mathcal{O}_{G_K, g'}$ is a faithfully flat | |
local ring map (as $G_K \to G$ is flat, and a local flat ring map | |
is faithfully flat, see | |
Algebra, Lemma \ref{algebra-lemma-local-flat-ff}). | |
The result for $\mathcal{O}_{G_K, g'}$ implies the | |
result for $\mathcal{O}_{G, g}$, see | |
Algebra, Lemma \ref{algebra-lemma-injective-minimal-primes-in-image}. | |
Hence in order to prove (1) it suffices to | |
prove it for $k$-rational points $g$ of $G$. In this case | |
translation by $g$ defines an automorphism $G \to G$ | |
which maps $e$ to $g$. Hence $\mathcal{O}_{G, g} \cong \mathcal{O}_{G, e}$. | |
In this way we see that (2) implies (1), since irreducible components | |
passing through $e$ correspond one to one with minimal prime ideals | |
of $\mathcal{O}_{G, e}$. | |
\medskip\noindent | |
In order to prove (2) and (3) it suffices to prove (2) when $k$ | |
is algebraically closed. In this case, let $Z_1$, $Z_2$ be two | |
irreducible components of $G$ passing through $e$. | |
Since $k$ is algebraically closed the closed subscheme | |
$Z_1 \times_k Z_2 \subset G \times_k G$ is irreducible too, see | |
Varieties, Lemma \ref{varieties-lemma-bijection-irreducible-components}. | |
Hence $m(Z_1 \times_k Z_2)$ is contained in an irreducible | |
component of $G$. On the other hand it contains | |
$Z_1$ and $Z_2$ since $m|_{e \times G} = \text{id}_G$ and | |
$m|_{G \times e} = \text{id}_G$. We conclude $Z_1 = Z_2$ as desired. | |
\end{proof} | |
\begin{remark} | |
\label{remark-warning-group-scheme-geometrically-irreducible} | |
Warning: The result of | |
Lemma \ref{lemma-group-scheme-field-geometrically-irreducible} | |
does not mean that every irreducible component of $G/k$ is | |
geometrically irreducible. For example the group scheme | |
$\mu_{3, \mathbf{Q}} = \Spec(\mathbf{Q}[x]/(x^3 - 1))$ | |
over $\mathbf{Q}$ has two irreducible components corresponding | |
to the factorization $x^3 - 1 = (x - 1)(x^2 + x + 1)$. | |
The first factor corresponds to the irreducible component | |
passing through the identity, and the second irreducible component | |
is not geometrically irreducible over $\Spec(\mathbf{Q})$. | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-reduced-subgroup-scheme-perfect} | |
Let $G$ be a group scheme over a perfect field $k$. | |
Then the reduction $G_{red}$ of $G$ is a closed subgroup scheme of $G$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. Hint: Use that $G_{red} \times_k G_{red}$ is reduced by | |
Varieties, Lemmas \ref{varieties-lemma-perfect-reduced} and | |
\ref{varieties-lemma-geometrically-reduced-any-base-change}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-open-subgroup-closed-over-field} | |
Let $k$ be a field. Let $\psi : G' \to G$ be a morphism of group schemes | |
over $k$. If $\psi(G')$ is open in $G$, then $\psi(G')$ is closed in $G$. | |
\end{lemma} | |
\begin{proof} | |
Let $U = \psi(G') \subset G$. Let $Z = G \setminus \psi(G') = G \setminus U$ | |
with the reduced induced closed subscheme structure. By | |
Lemma \ref{lemma-group-scheme-over-field-translate-open} | |
the image of | |
$$ | |
Z \times_k G' \longrightarrow | |
Z \times_k U \longrightarrow G | |
$$ | |
is open (the first arrow is surjective). On the other hand, since $\psi$ | |
is a homomorphism of group schemes, the image of $Z \times_k G' \to G$ | |
is contained in $Z$ (because translation by $\psi(g')$ preserves | |
$U$ for all points $g'$ of $G'$; small detail omitted). | |
Hence $Z \subset G$ is an open subset (although not | |
necessarily an open subscheme). Thus $U = \psi(G')$ is closed. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-immersion-group-schemes-closed-over-field} | |
Let $i : G' \to G$ be an immersion of group schemes over a field $k$. | |
Then $i$ is a closed immersion, i.e., $i(G')$ is a closed subgroup scheme | |
of $G$. | |
\end{lemma} | |
\begin{proof} | |
To show that $i$ is a closed immersion it suffices to show that | |
$i(G')$ is a closed subset of $G$. Let $k \subset k'$ be a perfect | |
extension of $k$. If $i(G'_{k'}) \subset G_{k'}$ is closed, then | |
$i(G') \subset G$ is closed by | |
Morphisms, Lemma \ref{morphisms-lemma-fpqc-quotient-topology} | |
(as $G_{k'} \to G$ is flat, quasi-compact and surjective). | |
Hence we may and do assume $k$ is perfect. We will use without further | |
mention that products of reduced schemes over $k$ are reduced. | |
We may replace $G'$ and $G$ by their reductions, see | |
Lemma \ref{lemma-reduced-subgroup-scheme-perfect}. | |
Let $\overline{G'} \subset G$ be the closure of $i(G')$ viewed | |
as a reduced closed subscheme. By | |
Varieties, Lemma \ref{varieties-lemma-closure-of-product} | |
we conclude that $\overline{G'} \times_k \overline{G'}$ | |
is the closure of the image of $G' \times_k G' \to G \times_k G$. Hence | |
$$ | |
m\Big(\overline{G'} \times_k \overline{G'}\Big) | |
\subset \overline{G'} | |
$$ | |
as $m$ is continuous. It follows that $\overline{G'} \subset G$ | |
is a (reduced) closed subgroup scheme. By | |
Lemma \ref{lemma-open-subgroup-closed-over-field} | |
we see that $i(G') \subset \overline{G'}$ is also closed | |
which implies that $i(G') = \overline{G'}$ as desired. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-irreducible-group-scheme-over-field-qc} | |
Let $G$ be a group scheme over a field $k$. If $G$ is irreducible, | |
then $G$ is quasi-compact. | |
\end{lemma} | |
\begin{proof} | |
Suppose that $K/k$ is a field extension. If $G_K$ | |
is quasi-compact, then $G$ is too as $G_K \to G$ is surjective. | |
By Lemma \ref{lemma-group-scheme-field-geometrically-irreducible} | |
we see that $G_K$ is irreducible. Hence it suffices to prove the lemma | |
after replacing $k$ by some extension. Choose $K$ to be an algebraically | |
closed field extension of very large cardinality. Then by | |
Varieties, Lemma \ref{varieties-lemma-make-Jacobson}, | |
we see that $G_K$ is a Jacobson scheme all of whose closed points have residue | |
field equal to $K$. In other words we may assume $G$ is a Jacobson | |
scheme all of whose closed points have residue field $k$. | |
\medskip\noindent | |
Let $U \subset G$ be a nonempty affine open. Let $g \in G(k)$. Then | |
$gU \cap U \not = \emptyset$. Hence we see that $g$ is in the image | |
of the morphism | |
$$ | |
U \times_{\Spec(k)} U \longrightarrow G, \quad | |
(u_1, u_2) \longmapsto u_1u_2^{-1} | |
$$ | |
Since the image of this morphism is open | |
(Lemma \ref{lemma-group-scheme-over-field-open-multiplication}) | |
we see that the image is all of $G$ (because $G$ is Jacobson | |
and closed points are $k$-rational). | |
Since $U$ is affine, so is $U \times_{\Spec(k)} U$. Hence $G$ is the | |
image of a quasi-compact scheme, hence quasi-compact. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-connected-group-scheme-over-field-irreducible} | |
Let $G$ be a group scheme over a field $k$. If $G$ is connected, | |
then $G$ is irreducible. | |
\end{lemma} | |
\begin{proof} | |
By Varieties, Lemma | |
\ref{varieties-lemma-geometrically-connected-if-connected-and-point} | |
we see that $G$ is geometrically connected. If we show that $G_K$ | |
is irreducible for some field extension $K/k$, then | |
the lemma follows. Hence we may apply | |
Varieties, Lemma \ref{varieties-lemma-make-Jacobson} | |
to reduce to the case where $k$ is algebraically closed, | |
$G$ is a Jacobson scheme, and all the closed points are $k$-rational. | |
\medskip\noindent | |
Let $Z \subset G$ be the unique irreducible component of $G$ passing | |
through the neutral element, see | |
Lemma \ref{lemma-group-scheme-field-geometrically-irreducible}. | |
Endowing $Z$ with the reduced induced closed subscheme structure, | |
we see that $Z \times_k Z$ is reduced and irreducible | |
(Varieties, Lemmas | |
\ref{varieties-lemma-geometrically-reduced-any-base-change} and | |
\ref{varieties-lemma-bijection-irreducible-components}). | |
We conclude that $m|_{Z \times_k Z} : Z \times_k Z \to G$ factors | |
through $Z$. Hence $Z$ becomes a closed subgroup scheme of $G$. | |
\medskip\noindent | |
To get a contradiction, assume there exists another irreducible | |
component $Z' \subset G$. Then $Z \cap Z' = \emptyset$ by | |
Lemma \ref{lemma-group-scheme-field-geometrically-irreducible}. | |
By Lemma \ref{lemma-irreducible-group-scheme-over-field-qc} | |
we see that $Z$ is quasi-compact. Thus we may choose a quasi-compact open | |
$U \subset G$ with $Z \subset U$ and $U \cap Z' = \emptyset$. | |
The image $W$ of $Z \times_k U \to G$ is open in $G$ by | |
Lemma \ref{lemma-group-scheme-over-field-translate-open}. | |
On the other hand, $W$ is quasi-compact as the image of a | |
quasi-compact space. We claim that $W$ is closed. | |
\medskip\noindent | |
Proof of the claim. Since $W$ is quasi-compact, we see that | |
points in the closure of $W$ are specializations of points of $W$ | |
(Morphisms, Lemma \ref{morphisms-lemma-reach-points-scheme-theoretic-image}). | |
Thus we have to show that any irreducible | |
component $Z'' \subset G$ of $G$ which meets $W$ is contained in $W$. | |
As $G$ is Jacobson and closed points are rational, | |
$Z'' \cap W$ has a rational point | |
$g \in Z''(k) \cap W(k)$ and hence $Z'' = Zg$. But $W = m(Z \times_k W)$ | |
by construction, so $Z'' \cap W \not = \emptyset$ implies | |
$Z'' \subset W$. | |
\medskip\noindent | |
By the claim $W \subset G$ is an open and closed subset of $G$. | |
Now $W \cap Z' = \emptyset$ since otherwise by the argument given in | |
the precending paragraph we would get $Z' = Zg$ for some $g \in W(k)$. | |
Then as $Z$ is a subgroup we could even pick $g \in U(k)$ which would | |
contradict $Z' \cap U = \emptyset$. Hence $W \subset G$ is a proper open | |
and closed subset which contradicts the assumption that $G$ is connected. | |
\end{proof} | |
\begin{proposition} | |
\label{proposition-connected-component} | |
Let $G$ be a group scheme over a field $k$. There exists a canonical closed | |
subgroup scheme $G^0 \subset G$ with the following properties | |
\begin{enumerate} | |
\item $G^0 \to G$ is a flat closed immersion, | |
\item $G^0 \subset G$ is the connected component of the identity, | |
\item $G^0$ is geometrically irreducible, and | |
\item $G^0$ is quasi-compact. | |
\end{enumerate} | |
\end{proposition} | |
\begin{proof} | |
Let $G^0$ be the connected component of the identity with its canonical | |
scheme structure (Morphisms, Definition | |
\ref{morphisms-definition-scheme-structure-connected-component}). | |
To show that $G^0$ is a closed subsgroup scheme we will use the | |
criterion of Lemma \ref{lemma-closed-subgroup-scheme}. | |
The morphism $e : \Spec(k) \to G$ factors through $G^0$ as we chose | |
$G^0$ to be the connected component of $G$ containing $e$. | |
Since $i : G \to G$ is an automorphism fixing $e$, we see that | |
$i$ sends $G^0$ into itself. | |
By Varieties, Lemma \ref{varieties-lemma-geometrically-connected-criterion} | |
the scheme $G^0$ is geometrically connected over $k$. | |
Thus $G^0 \times_k G^0$ is connected | |
(Varieties, Lemma \ref{varieties-lemma-bijection-connected-components}). | |
Thus $m(G^0 \times_k G^0) \subset G^0$ set theoretically. | |
Thus $m|_{G^0 \times_k G^0} : G^0 \times_k G^0 \to G$ | |
factors through $G^0$ by | |
Morphisms, Lemma \ref{morphisms-lemma-characterize-flat-closed-immersions}. | |
Hence $G^0$ is a closed subgroup scheme of $G$. | |
By Lemma \ref{lemma-connected-group-scheme-over-field-irreducible} | |
we see that $G^0$ is irreducible. By | |
Lemma \ref{lemma-group-scheme-field-geometrically-irreducible} | |
we see that $G^0$ is geometrically irreducible. By | |
Lemma \ref{lemma-irreducible-group-scheme-over-field-qc} | |
we see that $G^0$ is quasi-compact. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-profinite-product-over-field} | |
Let $k$ be a field. Let $T = \Spec(A)$ where $A$ is a directed colimit of | |
algebras which are finite products of copies of $k$. For any scheme $X$ | |
over $k$ we have $|T \times_k X| = |T| \times |X|$ as topological spaces. | |
\end{lemma} | |
\begin{proof} | |
By taking an affine open covering we reduce to the case of an affine $X$. | |
Say $X = \Spec(B)$. | |
Write $A = \colim A_i$ with $A_i = \prod_{t \in T_i} k$ and $T_i$ finite. | |
Then $T_i = |\Spec(A_i)|$ with the discrete topology and the transition | |
morphisms $A_i \to A_{i'}$ are given by set maps $T_{i'} \to T_i$. Thus | |
$|T| = \lim T_i$ as a topological space, see | |
Limits, Lemma \ref{limits-lemma-topology-limit}. Similarly we have | |
\begin{align*} | |
|T \times_k X| & = | |
|\Spec(A \otimes_k B)| \\ | |
& = | |
|\Spec(\colim A_i \otimes_k B)| \\ | |
& = | |
\lim |\Spec(A_i \otimes_k B)| \\ | |
& = | |
\lim |\Spec(\prod\nolimits_{t \in T_i} B)| \\ | |
& = | |
\lim T_i \times |X| \\ | |
& = | |
(\lim T_i) \times |X| \\ | |
& = | |
|T| \times |X| | |
\end{align*} | |
by the lemma above and the fact that limits commute with limits. | |
\end{proof} | |
\noindent | |
The following lemma says that in fact we can put a | |
``algebraic profinite family of points'' in an affine open. | |
We urge the reader to read Lemma \ref{lemma-points-in-affine} first. | |
\begin{lemma} | |
\label{lemma-compact-set-in-affine} | |
Let $k$ be an algebraically closed field. Let $G$ be a group scheme over $k$. | |
Assume that $G$ is Jacobson and that all closed points are $k$-rational. | |
Let $T = \Spec(A)$ where $A$ is a directed colimit of algebras which | |
are finite products of copies of $k$. For any morphism $f : T \to G$ | |
there exists an affine open $U \subset G$ containing $f(T)$. | |
\end{lemma} | |
\begin{proof} | |
Let $G^0 \subset G$ be the closed subgroup scheme found in | |
Proposition \ref{proposition-connected-component}. The first two paragraphs | |
serve to reduce to the case $G = G^0$. | |
\medskip\noindent | |
Observe that $T$ is a directed inverse limit of finite topological spaces | |
(Limits, Lemma \ref{limits-lemma-topology-limit}), hence profinite as a | |
topological space (Topology, Definition \ref{topology-definition-profinite}). | |
Let $W \subset G$ be a quasi-compact open containing the image of $T \to G$. | |
After replacing $W$ by the image of $G^0 \times W \to G \times G \to G$ we may | |
assume that $W$ is invariant under the action of left translation by $G^0$, see | |
Lemma \ref{lemma-group-scheme-over-field-translate-open}. | |
Consider the composition | |
$$ | |
\psi = \pi \circ f : T \xrightarrow{f} W \xrightarrow{\pi} \pi_0(W) | |
$$ | |
The space $\pi_0(W)$ is profinite | |
(Topology, Lemma \ref{topology-lemma-spectral-pi0} and | |
Properties, Lemma | |
\ref{properties-lemma-quasi-compact-quasi-separated-spectral}). | |
Let $F_\xi \subset T$ be the fibre of $T \to \pi_0(W)$ over $\xi \in \pi_0(W)$. | |
Assume that for all $\xi$ we can find an affine open $U_\xi \subset W$ with | |
$F \subset U$. Since $\psi : T \to \pi_0(W)$ is universally closed as a map of | |
topological spaces (Topology, Lemma \ref{topology-lemma-closed-map}), | |
we can find a quasi-compact open $V_\xi \subset \pi_0(W)$ such that | |
$\psi^{-1}(V_\xi) \subset f^{-1}(U_\xi)$ (easy topological argument omitted). | |
After replacing $U_\xi$ by $U_\xi \cap \pi^{-1}(V_\xi)$, which is open and | |
closed in $U_\xi$ hence affine, we see that $U_\xi \subset \pi^{-1}(V_\xi)$ | |
and $U_\xi \cap T = \psi^{-1}(V_\xi)$. | |
By Topology, Lemma \ref{topology-lemma-profinite-refine-open-covering} | |
we can find a finite disjoint union decomposition | |
$\pi_0(W) = \bigcup_{i = 1, \ldots, n} V_i$ by quasi-compact opens such that | |
$V_i \subset V_{\xi_i}$ for some $i$. Then we see that | |
$$ | |
f(T) \subset \bigcup\nolimits_{i = 1, \ldots, n} U_{\xi_i} \cap \pi^{-1}(V_i) | |
$$ | |
the right hand side of which is a finite disjoint union of affines, therefore | |
affine. | |
\medskip\noindent | |
Let $Z$ be a connected component of $G$ which meets $f(T)$. Then $Z$ | |
has a $k$-rational point $z$ (because all residue fields of the scheme $T$ | |
are isomorphic to $k$). Hence $Z = G^0 z$. By our choice of $W$, we see | |
that $Z \subset W$. The argument in the preceding paragraph reduces us to | |
the problem of finding an affine open neighbourhood of $f(T) \cap Z$ in $W$. | |
After translation by a rational point we may assume that $Z = G^0$ | |
(details omitted). Observe that the scheme theoretic inverse image | |
$T' = f^{-1}(G^0) \subset T$ is a closed subscheme, which has the same type. | |
After replacing $T$ by $T'$ we may assume that $f(T) \subset G^0$. | |
Choose an affine open neighbourhood $U \subset G$ | |
of $e \in G$, so that in particular $U \cap G^0$ is nonempty. We will show | |
there exists a $g \in G^0(k)$ such that $f(T) \subset g^{-1}U$. | |
This will finish the proof as $g^{-1}U \subset W$ by the left | |
$G^0$-invariance of $W$. | |
\medskip\noindent | |
The arguments in the preceding two paragraphs allow us to pass to $G^0$ | |
and reduce the problem to the following: | |
Assume $G$ is irreducible and $U \subset G$ an affine | |
open neighbourhood of $e$. Show that $f(T) \subset g^{-1}U$ | |
for some $g \in G(k)$. Consider the morphism | |
$$ | |
U \times_k T \longrightarrow G \times_k T,\quad | |
(t, u) \longrightarrow (uf(t)^{-1}, t) | |
$$ | |
which is an open immersion (because the extension of this morphism to | |
$G \times_k T \to G \times_k T$ is an isomorphism). | |
By our assumption on $T$ we see that we have $|U \times_k T| = |U| \times |T|$ | |
and similarly for $G \times_k T$, see | |
Lemma \ref{lemma-profinite-product-over-field}. | |
Hence the image of the displayed open immersion is a finite union | |
of boxes $\bigcup_{i = 1, \ldots, n} U_i \times V_i$ with | |
$V_i \subset T$ and $U_i \subset G$ quasi-compact open. This means that | |
the possible opens $Uf(t)^{-1}$, $t \in T$ are finite in number, say | |
$Uf(t_1)^{-1}, \ldots, Uf(t_r)^{-1}$. Since $G$ is irreducible the | |
intersection | |
$$ | |
Uf(t_1)^{-1} \cap \ldots \cap Uf(t_r)^{-1} | |
$$ | |
is nonempty and since $G$ is Jacobson with closed points $k$-rational, | |
we can choose a $k$-valued point $g \in G(k)$ of this intersection. | |
Then we see that $g \in Uf(t)^{-1}$ for all $t \in T$ which | |
means that $f(t) \in g^{-1}U$ as desired. | |
\end{proof} | |
\begin{remark} | |
\label{remark-easy} | |
If $G$ is a group scheme over a field, is there always a quasi-compact | |
open and closed subgroup scheme? By | |
Proposition \ref{proposition-connected-component} | |
this question is only interesting if $G$ has infinitely many connected | |
components (geometrically). | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-group-scheme-field-countable-affine} | |
Let $G$ be a group scheme over a field. | |
There exists an open and closed subscheme $G' \subset G$ | |
which is a countable union of affines. | |
\end{lemma} | |
\begin{proof} | |
Let $e \in U(k)$ be a quasi-compact open neighbourhood of the identity | |
element. By replacing $U$ by $U \cap i(U)$ we may assume that | |
$U$ is invariant under the inverse map. As $G$ is separated this is | |
still a quasi-compact set. Set | |
$$ | |
G' = \bigcup\nolimits_{n \geq 1} m_n(U \times_k \ldots \times_k U) | |
$$ | |
where $m_n : G \times_k \ldots \times_k G \to G$ is the $n$-slot | |
multiplication map | |
$(g_1, \ldots, g_n) \mapsto m(m(\ldots (m(g_1, g_2), g_3), \ldots ), g_n)$. | |
Each of these maps are open (see | |
Lemma \ref{lemma-group-scheme-over-field-open-multiplication}) | |
hence $G'$ is an open subgroup scheme. By | |
Lemma \ref{lemma-open-subgroup-closed-over-field} | |
it is also a closed subgroup scheme. | |
\end{proof} | |
\section{Properties of algebraic group schemes} | |
\label{section-algebraic-group-schemes} | |
\noindent | |
Recall that a scheme over a field $k$ is (locally) algebraic if it is | |
(locally) of finite type over $\Spec(k)$, see | |
Varieties, Definition \ref{varieties-definition-algebraic-scheme}. | |
This is the sense of algebraic we are using in the title of this section. | |
\begin{lemma} | |
\label{lemma-group-scheme-finite-type-field} | |
Let $k$ be a field. Let $G$ be a locally algebraic group scheme over $k$. | |
Then $G$ is equidimensional and $\dim(G) = \dim_g(G)$ for all $g \in G$. | |
For any closed point $g \in G$ we have $\dim(G) = \dim(\mathcal{O}_{G, g})$. | |
\end{lemma} | |
\begin{proof} | |
Let us first prove that $\dim_g(G) = \dim_{g'}(G)$ for any | |
pair of points $g, g' \in G$. By | |
Morphisms, Lemma \ref{morphisms-lemma-dimension-fibre-after-base-change} | |
we may extend the ground field at will. Hence we may assume that | |
both $g$ and $g'$ are defined over $k$. Hence there exists an | |
automorphism of $G$ mapping $g$ to $g'$, whence the equality. | |
By | |
Morphisms, Lemma \ref{morphisms-lemma-dimension-fibre-at-a-point} | |
we have | |
$\dim_g(G) = \dim(\mathcal{O}_{G, g}) + | |
\text{trdeg}_k(\kappa(g))$. | |
On the other hand, the dimension of $G$ (or any open subset of $G$) | |
is the supremum of the dimensions of the local rings of $G$, see | |
Properties, Lemma \ref{properties-lemma-codimension-local-ring}. | |
Clearly this is maximal for closed points $g$ in which case | |
$\text{trdeg}_k(\kappa(g)) = 0$ (by the Hilbert Nullstellensatz, see | |
Morphisms, Section \ref{morphisms-section-points-finite-type}). | |
Hence the lemma follows. | |
\end{proof} | |
\noindent | |
The following result is sometimes referred to as Cartier's theorem. | |
\begin{lemma} | |
\label{lemma-group-scheme-characteristic-zero-smooth} | |
Let $k$ be a field of characteristic $0$. Let $G$ be a | |
locally algebraic group scheme over $k$. Then the structure | |
morphism $G \to \Spec(k)$ is smooth, i.e., $G$ is a smooth | |
group scheme. | |
\end{lemma} | |
\begin{proof} | |
By | |
Lemma \ref{lemma-group-scheme-module-differentials} | |
the module of differentials of $G$ over $k$ is free. | |
Hence smoothness follows from | |
Varieties, Lemma \ref{varieties-lemma-char-zero-differentials-free-smooth}. | |
\end{proof} | |
\begin{remark} | |
\label{remark-when-reduced} | |
Any group scheme over a field of characteristic $0$ is reduced, see | |
\cite[I, Theorem 1.1 and I, Corollary 3.9, and II, Theorem 2.4]{Perrin-thesis} | |
and also | |
\cite[Proposition 4.2.8]{Perrin}. | |
This was a question raised in | |
\cite[page 80]{Oort}. | |
We have seen in | |
Lemma \ref{lemma-group-scheme-characteristic-zero-smooth} | |
that this holds when the group scheme is locally of finite type. | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-reduced-group-scheme-prefect-field-characteristic-p-smooth} | |
Let $k$ be a perfect field of characteristic $p > 0$ (see | |
Lemma \ref{lemma-group-scheme-characteristic-zero-smooth} | |
for the characteristic zero case). | |
Let $G$ be a locally algebraic group scheme over $k$. | |
If $G$ is reduced then the structure | |
morphism $G \to \Spec(k)$ is smooth, i.e., $G$ is a smooth | |
group scheme. | |
\end{lemma} | |
\begin{proof} | |
By | |
Lemma \ref{lemma-group-scheme-module-differentials} | |
the sheaf $\Omega_{G/k}$ is free. Hence the lemma follows from | |
Varieties, Lemma \ref{varieties-lemma-char-p-differentials-free-smooth}. | |
\end{proof} | |
\begin{remark} | |
\label{remark-reduced-smooth-not-true-general} | |
Let $k$ be a field of characteristic $p > 0$. | |
Let $\alpha \in k$ be an element which is not a $p$th power. | |
The closed subgroup scheme | |
$$ | |
G = V(x^p + \alpha y^p) \subset \mathbf{G}_{a, k}^2 | |
$$ | |
is reduced and irreducible but not smooth (not even normal). | |
\end{remark} | |
\noindent | |
The following lemma is a special case of | |
Lemma \ref{lemma-compact-set-in-affine} | |
with a somewhat easier proof. | |
\begin{lemma} | |
\label{lemma-points-in-affine} | |
Let $k$ be an algebraically closed field. | |
Let $G$ be a locally algebraic group scheme over $k$. | |
Let $g_1, \ldots, g_n \in G(k)$ be $k$-rational points. | |
Then there exists an affine open $U \subset G$ containing $g_1, \ldots, g_n$. | |
\end{lemma} | |
\begin{proof} | |
We first argue by induction on $n$ that we may assume all $g_i$ are | |
on the same connected component of $G$. Namely, if not, then we can | |
find a decomposition $G = W_1 \amalg W_2$ with $W_i$ open in $G$ and | |
(after possibly renumbering) $g_1, \ldots, g_r \in W_1$ and | |
$g_{r + 1}, \ldots, g_n \in W_2$ for some $0 < r < n$. By | |
induction we can find affine opens $U_1$ and $U_2$ of $G$ with | |
$g_1, \ldots, g_r \in U_1$ and $g_{r + 1}, \ldots, g_n \in U_2$. | |
Then | |
$$ | |
g_1, \ldots, g_n \in (U_1 \cap W_1) \cup (U_2 \cap W_2) | |
$$ | |
is a solution to the problem. Thus we may assume $g_1, \ldots, g_n$ | |
are all on the same connected component of $G$. Translating by $g_1^{-1}$ | |
we may assume $g_1, \ldots, g_n \in G^0$ where $G^0 \subset G$ is as in | |
Proposition \ref{proposition-connected-component}. Choose an affine | |
open neighbourhood $U$ of $e$, in particular $U \cap G^0$ is nonempty. | |
Since $G^0$ is irreducible we see that | |
$$ | |
G^0 \cap (Ug_1^{-1} \cap \ldots \cap Ug_n^{-1}) | |
$$ | |
is nonempty. Since $G \to \Spec(k)$ is locally of finite type, also | |
$G^0 \to \Spec(k)$ is locally of finite type, hence any nonempty | |
open has a $k$-rational point. Thus we can pick $g \in G^0(k)$ with | |
$g \in Ug_i^{-1}$ for all $i$. Then $g_i \in g^{-1}U$ for all $i$ | |
and $g^{-1}U$ is the affine open we were looking for. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-algebraic-quasi-projective} | |
Let $k$ be a field. Let $G$ be an algebraic group scheme over $k$. | |
Then $G$ is quasi-projective over $k$. | |
\end{lemma} | |
\begin{proof} | |
By Varieties, Lemma \ref{varieties-lemma-ample-after-field-extension} | |
we may assume that $k$ is algebraically closed. Let $G^0 \subset G$ | |
be the connected component of $G$ as in | |
Proposition \ref{proposition-connected-component}. | |
Then every other connected component of $G$ has a $k$-rational | |
point and hence is isomorphic to $G^0$ as a scheme. | |
Since $G$ is quasi-compact and Noetherian, there are finitely many of these | |
connected components. Thus we reduce to the case discussed in | |
the next paragraph. | |
\medskip\noindent | |
Let $G$ be a connected algebraic group scheme over an algebraically closed | |
field $k$. If the characteristic of $k$ is zero, then $G$ is smooth over | |
$k$ by Lemma \ref{lemma-group-scheme-characteristic-zero-smooth}. | |
If the characteristic of $k$ is $p > 0$, then we let $H = G_{red}$ | |
be the reduction of $G$. By | |
Divisors, Proposition \ref{divisors-proposition-push-down-ample} | |
it suffices to show that $H$ has an ample invertible sheaf. | |
(For an algebraic scheme over $k$ having an ample invertible | |
sheaf is equivalent to being quasi-projective over $k$, see | |
for example the very general | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-quasi-projective}.) | |
By Lemma \ref{lemma-reduced-subgroup-scheme-perfect} | |
we see that $H$ is a group scheme over $k$. | |
By Lemma \ref{lemma-reduced-group-scheme-prefect-field-characteristic-p-smooth} | |
we see that $H$ is smooth over $k$. | |
This reduces us to the situation discussed in the next | |
paragraph. | |
\medskip\noindent | |
Let $G$ be a quasi-compact irreducible smooth group scheme over an | |
algebraically closed field $k$. Observe that the local rings of $G$ | |
are regular and hence UFDs | |
(Varieties, Lemma \ref{varieties-lemma-smooth-regular} and | |
More on Algebra, Lemma \ref{more-algebra-lemma-regular-local-UFD}). | |
The complement of a nonempty affine open of $G$ | |
is the support of an effective Cartier divisor $D$. | |
This follows from Divisors, Lemma | |
\ref{divisors-lemma-complement-open-affine-effective-cartier-divisor}. | |
(Observe that $G$ is separated by | |
Lemma \ref{lemma-group-scheme-over-field-separated}.) | |
We conclude there exists an effective Cartier divisor $D \subset G$ | |
such that $G \setminus D$ is affine. We will use below that | |
for any $n \geq 1$ and $g_1, \ldots, g_n \in G(k)$ the complement | |
$G \setminus \bigcup D g_i$ is affine. Namely, it is the intersection | |
of the affine opens $G \setminus Dg_i \cong G \setminus D$ | |
in the separated scheme $G$. | |
\medskip\noindent | |
We may choose the top row of the diagram | |
$$ | |
\xymatrix{ | |
G & U \ar[l]_j \ar[r]^\pi & \mathbf{A}^d_k \\ | |
& W \ar[r]^{\pi'} \ar[u] & V \ar[u] | |
} | |
$$ | |
such that $U \not = \emptyset$, $j : U \to G$ is an open immersion, and | |
$\pi$ is \'etale, see | |
Morphisms, Lemma \ref{morphisms-lemma-smooth-etale-over-affine-space}. | |
There is a nonempty affine open $V \subset \mathbf{A}^d_k$ such that | |
with $W = \pi^{-1}(V)$ the morphism $\pi' = \pi|_W : W \to V$ is finite \'etale. | |
In particular $\pi'$ is finite locally free, say of degree $n$. | |
Consider the effective Cartier divisor | |
$$ | |
\mathcal{D} = \{(g, w) \mid m(g, j(w)) \in D\} \subset G \times W | |
$$ | |
(This is the restriction to $G \times W$ of the pullback of $D \subset G$ | |
under the flat morphism $m : G \times G \to G$.) | |
Consider the closed subset\footnote{Using the material | |
in Divisors, Section \ref{divisors-section-norms} | |
we could take as effective Cartier | |
divisor $E$ the norm of the effective Cartier divisor $\mathcal{D}$ | |
along the finite locally free morphism $1 \times \pi'$ bypassing | |
some of the arguments.} | |
$T = (1 \times \pi')(\mathcal{D}) \subset G \times V$. | |
Since $\pi'$ is finite locally free, every irreducible component | |
of $T$ has codimension $1$ in $G \times V$. Since $G \times V$ | |
is smooth over $k$ we conclude these components are effective Cartier | |
divisors (Divisors, Lemma \ref{divisors-lemma-weil-divisor-is-cartier-UFD} | |
and lemmas cited above) | |
and hence $T$ is the support of an effective Cartier divisor | |
$E$ in $G \times V$. If $v \in V(k)$, then | |
$(\pi')^{-1}(v) = \{w_1, \ldots, w_n\} \subset W(k)$ and we see that | |
$$ | |
E_v = \bigcup\nolimits_{i = 1, \ldots, n} D j(w_i)^{-1} | |
$$ | |
in $G$ set theoretically. In particular we see that $G \setminus E_v$ | |
is affine open (see above). | |
Moreover, if $g \in G(k)$, then there exists a $v \in V$ | |
such that $g \not \in E_v$. Namely, the set $W'$ of $w \in W$ such that | |
$g \not \in Dj(w)^{-1}$ is nonempty open and it suffices to pick $v$ | |
such that the fibre of $W' \to V$ over $v$ has $n$ elements. | |
\medskip\noindent | |
Consider the invertible sheaf | |
$\mathcal{M} = \mathcal{O}_{G \times V}(E)$ on $G \times V$. | |
By Varieties, Lemma \ref{varieties-lemma-rational-equivalence-for-Pic} | |
the isomorphism class $\mathcal{L}$ of the restriction | |
$\mathcal{M}_v = \mathcal{O}_G(E_v)$ is independent of $v \in V(k)$. | |
On the other hand, for every $g \in G(k)$ we can find a $v$ | |
such that $g \not \in E_v$ and such that $G \setminus E_v$ | |
is affine. Thus the canonical section | |
(Divisors, Definition | |
\ref{divisors-definition-invertible-sheaf-effective-Cartier-divisor}) | |
of $\mathcal{O}_G(E_v)$ | |
corresponds to a section $s_v$ of $\mathcal{L}$ which does not | |
vanish at $g$ and such that $G_{s_v}$ is affine. | |
This means that $\mathcal{L}$ is ample by definition | |
(Properties, Definition \ref{properties-definition-ample}). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-algebraic-center} | |
Let $k$ be a field. Let $G$ be a locally algebraic group scheme over $k$. | |
Then the center of $G$ is a closed subgroup scheme of $G$. | |
\end{lemma} | |
\begin{proof} | |
Let $\text{Aut}(G)$ denote the contravariant functor on the category of | |
schemes over $k$ which associates to $S/k$ the set of automorphisms | |
of the base change $G_S$ as a group scheme over $S$. There is a natural | |
transformation | |
$$ | |
G \longrightarrow \text{Aut}(G),\quad | |
g \longmapsto \text{inn}_g | |
$$ | |
sending an $S$-valued point $g$ of $G$ to the inner automorphism of $G$ | |
determined by $g$. The center $C$ of $G$ is by definition the kernel of | |
this transformation, i.e., the functor which to $S$ associates those | |
$g \in G(S)$ whose associated inner automorphism is trivial. The statement | |
of the lemma is that this functor is representable by a closed subgroup | |
scheme of $G$. | |
\medskip\noindent | |
Choose an integer $n \geq 1$. Let $G_n \subset G$ be the $n$th infinitesimal | |
neighbourhood of the identity element $e$ of $G$. For every scheme $S/k$ | |
the base change $G_{n, S}$ is the $n$th infinitesimal neighbourhood of | |
$e_S : S \to G_S$. Thus we see that there is a natural transformation | |
$\text{Aut}(G) \to \text{Aut}(G_n)$ where the right hand side is the | |
functor of automorphisms of $G_n$ as a scheme ($G_n$ isn't in general | |
a group scheme). Observe that $G_n$ is the spectrum of an artinian | |
local ring $A_n$ with residue field $k$ which has finite dimension | |
as a $k$-vector space | |
(Varieties, Lemma \ref{varieties-lemma-algebraic-scheme-dim-0}). | |
Since every automorphism of $G_n$ induces in particular an invertible | |
linear map $A_n \to A_n$, we obtain transformations of functors | |
$$ | |
G \to \text{Aut}(G) \to \text{Aut}(G_n) \to \text{GL}(A_n) | |
$$ | |
The final group valued functor is representable, see | |
Example \ref{example-general-linear-group}, and the | |
last arrow is visibly injective. | |
Thus for every $n$ we obtain a closed subgroup scheme | |
$$ | |
H_n = \Ker(G \to \text{Aut}(G_n)) = \Ker(G \to \text{GL}(A_n)). | |
$$ | |
As a first approximation we set $H = \bigcap_{n \geq 1} H_n$ | |
(scheme theoretic intersection). This is a closed subgroup scheme | |
which contains the center $C$. | |
\medskip\noindent | |
Let $h$ be an $S$-valued point of $H$ with $S$ locally Noetherian. | |
Then the automorphism $\text{inn}_h$ induces the identity on all | |
the closed subschemes $G_{n, S}$. Consider the kernel | |
$K = \Ker(\text{inn}_h : G_S \to G_S)$. | |
This is a closed subgroup scheme of $G_S$ over $S$ containing the | |
closed subschemes $G_{n, S}$ for $n \geq 1$. | |
This implies that $K$ contains an open neighbourhood of | |
$e(S) \subset G_S$, see | |
Algebra, Remark \ref{algebra-remark-intersection-powers-ideal}. | |
Let $G^0 \subset G$ be as in Proposition \ref{proposition-connected-component}. | |
Since $G^0$ is geometrically irreducible, we conclude that $K$ contains | |
$G^0_S$ (for any nonempty open $U \subset G^0_{k'}$ and any field extension | |
$k'/k$ we have $U \cdot U^{-1} = G^0_{k'}$, see proof of | |
Lemma \ref{lemma-irreducible-group-scheme-over-field-qc}). | |
Applying this with $S = H$ we find that $G^0$ and $H$ | |
are subgroup schemes of $G$ whose points commute: for any scheme $S$ | |
and any $S$-valued points $g \in G^0(S)$, $h \in H(S)$ we have | |
$gh = hg$ in $G(S)$. | |
\medskip\noindent | |
Assume that $k$ is algebraically closed. Then we can pick a $k$-valued | |
point $g_i$ in each irreducible component $G_i$ of $G$. Observe that in | |
this case the connected components of $G$ are the irreducible components | |
of $G$ are the translates of $G^0$ by our $g_i$. We claim that | |
$$ | |
C = H \cap \bigcap\nolimits_i \Ker(\text{inn}_{g_i} : G \to G) | |
\quad (\text{scheme theoretic intersection}) | |
$$ | |
Namely, $C$ is contained in the right hand side. On the other hand, every | |
$S$-valued point $h$ of the right hand side commutes with $G^0$ | |
and with $g_i$ hence with everything in $G = \bigcup G^0g_i$. | |
\medskip\noindent | |
The case of a general base field $k$ follows from the result for the | |
algebraic closure $\overline{k}$ by descent. Namely, let | |
$A \subset G_{\overline{k}}$ the closed subgroup scheme representing | |
the center of $G_{\overline{k}}$. Then we have | |
$$ | |
A \times_{\Spec(k)} \Spec(\overline{k}) = | |
\Spec(\overline{k}) \times_{\Spec(k)} A | |
$$ | |
as closed subschemes of $G_{\overline{k} \otimes_k \overline{k}}$ by | |
the functorial nature of the center. Hence we see that $A$ descends | |
to a closed subgroup scheme $Z \subset G$ by | |
Descent, Lemma \ref{descent-lemma-closed-immersion} | |
(and Descent, Lemma \ref{descent-lemma-descending-property-closed-immersion}). | |
Then $Z$ represents $C$ (small argument omitted) and the proof is complete. | |
\end{proof} | |
\section{Abelian varieties} | |
\label{section-abelian-varieties} | |
\noindent | |
An excellent reference for this material is Mumford's book on | |
abelian varieties, see \cite{AVar}. We encourage the reader to | |
look there. There are many equivalent definitions; here is one. | |
\begin{definition} | |
\label{definition-abelian-variety} | |
Let $k$ be a field. An {\it abelian variety} is a group scheme over | |
$k$ which is also a proper, geometrically integral variety over $k$. | |
\end{definition} | |
\noindent | |
We prove a few lemmas about this notion and then we collect | |
all the results together in | |
Proposition \ref{proposition-review-abelian-varieties}. | |
\begin{lemma} | |
\label{lemma-abelian-variety-projective} | |
Let $k$ be a field. Let $A$ be an abelian variety over $k$. | |
Then $A$ is projective. | |
\end{lemma} | |
\begin{proof} | |
This follows from | |
Lemma \ref{lemma-algebraic-quasi-projective} and | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-projective}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-abelian-variety-change-field} | |
Let $k$ be a field. Let $A$ be an abelian variety over $k$. | |
For any field extension $K/k$ the base change $A_K$ is an | |
abelian variety over $K$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. Note that this is why we insisted on $A$ being | |
geometrically integral; without that condition this lemma | |
(and many others below) would be wrong. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-abelian-variety-smooth} | |
Let $k$ be a field. Let $A$ be an abelian variety over $k$. | |
Then $A$ is smooth over $k$. | |
\end{lemma} | |
\begin{proof} | |
If $k$ is perfect then this follows from | |
Lemma \ref{lemma-group-scheme-characteristic-zero-smooth} | |
(characteristic zero) and | |
Lemma \ref{lemma-reduced-group-scheme-prefect-field-characteristic-p-smooth} | |
(positive characteristic). | |
We can reduce the general case to this case by descent for smoothness | |
(Descent, Lemma \ref{descent-lemma-descending-property-smooth}) | |
and going to the perfect closure using | |
Lemma \ref{lemma-abelian-variety-change-field}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-abelian-variety-abelian} | |
An abelian variety is an abelian group scheme, i.e., the group | |
law is commutative. | |
\end{lemma} | |
\begin{proof} | |
Let $k$ be a field. Let $A$ be an abelian variety over $k$. | |
By Lemma \ref{lemma-abelian-variety-change-field} we may replace | |
$k$ by its algebraic closure. Consider the morphism | |
$$ | |
h : A \times_k A \longrightarrow A \times_k A,\quad | |
(x, y) \longmapsto (x, xyx^{-1}y^{-1}) | |
$$ | |
This is a morphism over $A$ via the first projection on either side. | |
Let $e \in A(k)$ be the unit. Then we see that $h|_{e \times A}$ is | |
constant with value $(e, e)$. By More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-flat-proper-family-cannot-collapse-fibre} | |
there exists an open neighbourhood $U \subset A$ of $e$ | |
such that $h|_{U \times A}$ factors through some $Z \subset U \times A$ | |
finite over $U$. This means that for $x \in U(k)$ the morphism | |
$A \to A$, $y \mapsto xyx^{-1}y^{-1}$ takes finitely many values. | |
Of course this means it is constant with value $e$. Thus | |
$(x, y) \mapsto xyx^{-1}y^{-1}$ is | |
constant with value $e$ on $U \times A$ which implies | |
that the group law on $A$ is abelian. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-apply-cube} | |
Let $k$ be a field. Let $A$ be an abelian variety over $k$. | |
Let $\mathcal{L}$ be an invertible $\mathcal{O}_A$-module. | |
Then there is an isomorphism | |
$$ | |
m_{1, 2, 3}^*\mathcal{L} \otimes | |
m_1^*\mathcal{L} \otimes | |
m_2^*\mathcal{L} \otimes | |
m_3^*\mathcal{L} \cong | |
m_{1, 2}^*\mathcal{L} \otimes | |
m_{1, 3}^*\mathcal{L} \otimes | |
m_{2, 3}^*\mathcal{L} | |
$$ | |
of invertible modules on $A \times_k A \times_k A$ | |
where $m_{i_1, \ldots, i_t} : A \times_k A \times_k A \to A$ | |
is the morphism $(x_1, x_2, x_3) \mapsto \sum x_{i_j}$. | |
\end{lemma} | |
\begin{proof} | |
Apply the theorem of the cube | |
(More on Morphisms, Theorem \ref{more-morphisms-theorem-of-the-cube}) | |
to the difference | |
$$ | |
\mathcal{M} = | |
m_{1, 2, 3}^*\mathcal{L} \otimes | |
m_1^*\mathcal{L} \otimes | |
m_2^*\mathcal{L} \otimes | |
m_3^*\mathcal{L} \otimes | |
m_{1, 2}^*\mathcal{L}^{\otimes -1} \otimes | |
m_{1, 3}^*\mathcal{L}^{\otimes -1} \otimes | |
m_{2, 3}^*\mathcal{L}^{\otimes -1} | |
$$ | |
This works because the restriction of $\mathcal{M}$ | |
to $A \times A \times e = A \times A$ is equal to | |
$$ | |
n_{1, 2}^*\mathcal{L} \otimes | |
n_1^*\mathcal{L} \otimes | |
n_2^*\mathcal{L} \otimes | |
n_{1, 2}^*\mathcal{L}^{\otimes -1} \otimes | |
n_1^*\mathcal{L}^{\otimes -1} \otimes | |
n_2^*\mathcal{L}^{\otimes -1} \cong \mathcal{O}_{A \times_k A} | |
$$ | |
where $n_{i_1, \ldots, i_t} : A \times_k A \to A$ | |
is the morphism $(x_1, x_2) \mapsto \sum x_{i_j}$. | |
Similarly for $A \times e \times A$ and $e \times A \times A$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-pullbacks-by-n} | |
Let $k$ be a field. Let $A$ be an abelian variety over $k$. | |
Let $\mathcal{L}$ be an invertible $\mathcal{O}_A$-module. | |
Then | |
$$ | |
[n]^*\mathcal{L} \cong | |
\mathcal{L}^{\otimes n(n + 1)/2} \otimes | |
([-1]^*\mathcal{L})^{\otimes n(n - 1)/2} | |
$$ | |
where $[n] : A \to A$ sends $x$ to $x + x + \ldots + x$ with $n$ summands | |
and where $[-1] : A \to A$ is the inverse of $A$. | |
\end{lemma} | |
\begin{proof} | |
Consider the morphism $A \to A \times_k A \times_k A$, | |
$x \mapsto (x, x, -x)$ where $-x = [-1](x)$. Pulling back | |
the relation of Lemma \ref{lemma-apply-cube} we obtain | |
$$ | |
\mathcal{L} \otimes | |
\mathcal{L} \otimes | |
\mathcal{L} \otimes | |
[-1]^*\mathcal{L} \cong | |
[2]^*\mathcal{L} | |
$$ | |
which proves the result for $n = 2$. By induction assume the result holds | |
for $1, 2, \ldots, n$. Then consider the morphism | |
$A \to A \times_k A \times_k A$, $x \mapsto (x, x, [n - 1]x)$. | |
Pulling back | |
the relation of Lemma \ref{lemma-apply-cube} we obtain | |
$$ | |
[n + 1]^*\mathcal{L} \otimes | |
\mathcal{L} \otimes | |
\mathcal{L} \otimes | |
[n - 1]^*\mathcal{L} \cong | |
[2]^*\mathcal{L} \otimes | |
[n]^*\mathcal{L} \otimes | |
[n]^*\mathcal{L} | |
$$ | |
and the result follows by elementary arithmetic. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-degree-multiplication-by-d} | |
Let $k$ be a field. Let $A$ be an abelian variety over $k$. | |
Let $[d] : A \to A$ be the multiplication by $d$. | |
Then $[d]$ is finite locally free of degree $d^{2\dim(A)}$. | |
\end{lemma} | |
\begin{proof} | |
By Lemma \ref{lemma-abelian-variety-projective} | |
(and More on Morphisms, Lemma \ref{more-morphisms-lemma-projective}) | |
we see that $A$ has an ample invertible module $\mathcal{L}$. | |
Since $[-1] : A \to A$ is an automorphism, we see that | |
$[-1]^*\mathcal{L}$ is an ample invertible $\mathcal{O}_X$-module | |
as well. Thus $\mathcal{N} = \mathcal{L} \otimes [-1]^*\mathcal{L}$ | |
is ample, see | |
Properties, Lemma \ref{properties-lemma-ample-tensor-globally-generated}. | |
Since $\mathcal{N} \cong [-1]^*\mathcal{N}$ we see that | |
$[d]^*\mathcal{N} \cong \mathcal{N}^{\otimes d^2}$ by | |
Lemma \ref{lemma-pullbacks-by-n}. | |
\medskip\noindent | |
To get a contradiction $C \subset X$ be a proper curve contained in a | |
fibre of $[d]$. Then $\mathcal{N}^{\otimes d^2}|_C \cong \mathcal{O}_C$ | |
is an ample invertible $\mathcal{O}_C$-module of degree $0$ which | |
contradicts Varieties, Lemma \ref{varieties-lemma-ample-curve} for example. | |
(You can also use Varieties, Lemma \ref{varieties-lemma-ample-positive}.) | |
Thus every fibre of $[d]$ has dimension $0$ and hence $[d]$ is finite | |
for example by Cohomology of Schemes, Lemma | |
\ref{coherent-lemma-characterize-finite}. | |
Moreover, since $A$ is smooth over $k$ by | |
Lemma \ref{lemma-abelian-variety-smooth} | |
we see that $[d] : A \to A$ is flat by | |
Algebra, Lemma \ref{algebra-lemma-CM-over-regular-flat} | |
(we also use that schemes smooth over fields are regular and that | |
regular rings are Cohen-Macaulay, see | |
Varieties, Lemma \ref{varieties-lemma-smooth-regular} and | |
Algebra, Lemma \ref{algebra-lemma-regular-ring-CM}). | |
Thus $[d]$ is finite flat hence finite locally free by | |
Morphisms, Lemma \ref{morphisms-lemma-finite-flat}. | |
\medskip\noindent | |
Finally, we come to the formula for the degree. By | |
Varieties, Lemma \ref{varieties-lemma-degree-finite-morphism-in-terms-degrees} | |
we see that | |
$$ | |
\deg_{\mathcal{N}^{\otimes d^2}}(A) = \deg([d]) \deg_\mathcal{N}(A) | |
$$ | |
Since the degree of $A$ with respect to | |
$\mathcal{N}^{\otimes d^2}$, respectively $\mathcal{N}$ | |
is the coefficient of $n^{\dim(A)}$ in the polynomial | |
$$ | |
n \longmapsto \chi(A, \mathcal{N}^{\otimes nd^2}),\quad | |
\text{respectively}\quad n \longmapsto \chi(A, \mathcal{N}^{\otimes n}) | |
$$ | |
we see that $\deg([d]) = d^{2 \dim(A)}$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-abelian-variety-multiplication-by-d-etale} | |
\begin{slogan} | |
Multiplication by an integer on an abelian variety is an etale morphism | |
if and only if the integer is invertible in the base field. | |
\end{slogan} | |
Let $k$ be a field. Let $A$ be a nonzero abelian variety over $k$. | |
Then $[d] : A \to A$ is \'etale if and only if $d$ is invertible in $k$. | |
\end{lemma} | |
\begin{proof} | |
Observe that $[d](x + y) = [d](x) + [d](y)$. Since translation by a | |
point is an automorphism of $A$, we see that the set of points where | |
$[d] : A \to A$ is \'etale is either empty or equal to $A$ (some details | |
omitted). Thus it suffices to check whether $[d]$ is \'etale at | |
the unit $e \in A(k)$. Since we know that $[d]$ is finite locally free | |
(Lemma \ref{lemma-degree-multiplication-by-d}) | |
to see that it is \'etale at $e$ is equivalent to | |
proving that $\text{d}[d] : T_{A/k, e} \to T_{A/k, e}$ is injective. See | |
Varieties, Lemma \ref{varieties-lemma-injective-tangent-spaces-unramified} and | |
Morphisms, Lemma \ref{morphisms-lemma-flat-unramified-etale}. | |
By Lemma \ref{lemma-group-scheme-addition-tangent-vectors} we see that | |
$\text{d}[d]$ is given by multiplication by $d$ on $T_{A/k, e}$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-abelian-variety-multiplication-by-p} | |
Let $k$ be a field of characteristic $p > 0$. Let $A$ be an abelian variety | |
over $k$. The fibre of $[p] : A \to A$ over $0$ has at most | |
$p^g$ distinct points. | |
\end{lemma} | |
\begin{proof} | |
To prove this, we may and do replace $k$ by the algebraic closure. | |
By Lemma \ref{lemma-group-scheme-addition-tangent-vectors} | |
the derivative of $[p]$ is multiplication by $p$ as a map | |
$T_{A/k, e} \to T_{A/k, e}$ and hence is zero (compare | |
with proof of Lemma \ref{lemma-abelian-variety-multiplication-by-d-etale}). | |
Since $[p]$ commutes with translation we conclude that the derivative of $[p]$ | |
is everywhere zero, i.e., that the induced map | |
$[p]^*\Omega_{A/k} \to \Omega_{A/k}$ is zero. | |
Looking at generic points, we find that | |
the corresponding map $[p]^* : k(A) \to k(A)$ | |
of function fields induces the zero map on $\Omega_{k(A)/k}$. | |
Let $t_1, \ldots, t_g$ be a p-basis of $k(A)$ over $k$ | |
(More on Algebra, Definition \ref{more-algebra-definition-p-basis} and | |
Lemma \ref{more-algebra-lemma-p-basis}). Then $[p]^*(t_i)$ | |
has a $p$th root by | |
Algebra, Lemma \ref{algebra-lemma-derivative-zero-pth-power}. | |
We conclude that | |
$k(A)[x_1, \ldots, x_g]/(x_1^p - t_1, \ldots, x_g^p - t_g)$ is a subextension | |
of $[p]^* : k(A) \to k(A)$. | |
Thus we can find an affine open $U \subset A$ such that | |
$t_i \in \mathcal{O}_A(U)$ and $x_i \in \mathcal{O}_A([p]^{-1}(U))$. | |
We obtain a factorization | |
$$ | |
[p]^{-1}(U) | |
\xrightarrow{\pi_1} | |
\Spec(\mathcal{O}(U)[x_1, \ldots, x_g]/(x_1^p - t_1, \ldots, x_g^p - t_g)) | |
\xrightarrow{\pi_2} | |
U | |
$$ | |
of $[p]$ over $U$. After shrinking $U$ we may assume that $\pi_1$ | |
is finite locally free (for example by generic flatness -- actually it is | |
already finite locally free in our case). | |
By Lemma \ref{lemma-degree-multiplication-by-d} we see that | |
$[p]$ has degree $p^{2g}$. Since $\pi_2$ | |
has degree $p^g$ we see that $\pi_1$ has degree $p^g$ as well. | |
The morphism $\pi_2$ is a universal homeomorphism hence the fibres are | |
singletons. We conclude that the (set theoretic) fibres of $[p]^{-1}(U) \to U$ | |
are the fibres of $\pi_1$. Hence they | |
have at most $p^g$ elements. Since $[p]$ is a homomorphism of group | |
schemes over $k$, the fibre of $[p] : A(k) \to A(k)$ has the | |
same cardinality for every $a \in A(k)$ and the proof is complete. | |
\end{proof} | |
\begin{proposition} | |
\label{proposition-review-abelian-varieties} | |
\begin{reference} | |
Wonderfully explained in \cite{AVar}. | |
\end{reference} | |
Let $A$ be an abelian variety over a field $k$. Then | |
\begin{enumerate} | |
\item $A$ is projective over $k$, | |
\item $A$ is a commutative group scheme, | |
\item the morphism $[n] : A \to A$ is surjective for all $n \geq 1$, | |
\item if $k$ is algebraically closed, then $A(k)$ is a divisible abelian group, | |
\item $A[n] = \Ker([n] : A \to A)$ is a finite group scheme of degree | |
$n^{2\dim A}$ over $k$, | |
\item $A[n]$ is \'etale over $k$ if and only if $n \in k^*$, | |
\item if $n \in k^*$ and $k$ is algebraically closed, | |
then $A(k)[n] \cong (\mathbf{Z}/n\mathbf{Z})^{\oplus 2\dim(A)}$, | |
\item if $k$ is algebraically closed of characteristic $p > 0$, then | |
there exists an integer $0 \leq f \leq \dim(A)$ such that | |
$A(k)[p^m] \cong (\mathbf{Z}/p^m\mathbf{Z})^{\oplus f}$ | |
for all $m \geq 1$. | |
\end{enumerate} | |
\end{proposition} | |
\begin{proof} | |
Part (1) follows from Lemma \ref{lemma-abelian-variety-projective}. | |
Part (2) follows from Lemma \ref{lemma-abelian-variety-abelian}. | |
Part (3) follows from Lemma \ref{lemma-degree-multiplication-by-d}. | |
If $k$ is algebraically closed then surjective morphisms of varieties | |
over $k$ induce surjective maps on $k$-rational points, hence | |
(4) follows from (3). | |
Part (5) follows from Lemma \ref{lemma-degree-multiplication-by-d} | |
and the fact that a base change of a finite locally free morphism | |
of degree $N$ is a finite locally free morphism of degree $N$. | |
Part (6) follows from | |
Lemma \ref{lemma-abelian-variety-multiplication-by-d-etale}. | |
Namely, if $n$ is invertible in $k$, then $[n]$ is \'etale | |
and hence $A[n]$ is \'etale over $k$. | |
On the other hand, if $n$ is not invertible in $k$, then | |
$[n]$ is not \'etale at $e$ and it follows that $A[n]$ | |
is not \'etale over $k$ at $e$ (use | |
Morphisms, Lemmas \ref{morphisms-lemma-flat-unramified-etale} and | |
\ref{morphisms-lemma-set-points-where-fibres-unramified}). | |
\medskip\noindent | |
Assume $k$ is algebraically closed. Set $g = \dim(A)$. Proof of (7). | |
Let $\ell$ be a prime number which is invertible in $k$. Then we see that | |
$$ | |
A[\ell](k) = A(k)[\ell] | |
$$ | |
is a finite abelian group, annihilated by $\ell$, of order $\ell^{2g}$. | |
It follows that it is isomorphic to $(\mathbf{Z}/\ell\mathbf{Z})^{2g}$ | |
by the structure theory for finite abelian groups. Next, we consider | |
the short exact sequence | |
$$ | |
0 \to A(k)[\ell] \to A(k)[\ell^2] \xrightarrow{\ell} A(k)[\ell] \to 0 | |
$$ | |
Arguing similarly as above we conclude that | |
$A(k)[\ell^2] \cong (\mathbf{Z}/\ell^2\mathbf{Z})^{2g}$. | |
By induction on the exponent we find that | |
$A(k)[\ell^m] \cong (\mathbf{Z}/\ell^m\mathbf{Z})^{2g}$. | |
For composite integers $n$ prime to the characteristic of $k$ | |
we take primary parts and we find the correct shape of the | |
$n$-torsion in $A(k)$. | |
The proof of (8) proceeds in exactly the same way, using that | |
Lemma \ref{lemma-abelian-variety-multiplication-by-p} gives | |
$A(k)[p] \cong (\mathbf{Z}/p\mathbf{Z})^{\oplus f}$ for some $0 \leq f \leq g$. | |
\end{proof} | |
\section{Actions of group schemes} | |
\label{section-action-group-scheme} | |
\noindent | |
Let $(G, m)$ be a group and let $V$ be a set. | |
Recall that a {\it (left) action} of $G$ on $V$ is given | |
by a map $a : G \times V \to V$ such that | |
\begin{enumerate} | |
\item (associativity) $a(m(g, g'), v) = a(g, a(g', v))$ for all | |
$g, g' \in G$ and $v \in V$, and | |
\item (identity) $a(e, v) = v$ for all $v \in V$. | |
\end{enumerate} | |
We also say that $V$ is a {\it $G$-set} (this usually means we | |
drop the $a$ from the notation -- which is abuse of notation). | |
A {\it map of $G$-sets} $\psi : V \to V'$ is any set map | |
such that $\psi(a(g, v)) = a(g, \psi(v))$ for all $v \in V$. | |
\begin{definition} | |
\label{definition-action-group-scheme} | |
Let $S$ be a scheme. Let $(G, m)$ be a group scheme over $S$. | |
\begin{enumerate} | |
\item An {\it action of $G$ on the scheme $X/S$} is | |
a morphism $a : G \times_S X \to X$ over $S$ such that | |
for every $T/S$ the map $a : G(T) \times X(T) \to X(T)$ | |
defines the structure of a $G(T)$-set on $X(T)$. | |
\item Suppose that $X$, $Y$ are schemes over $S$ each endowed | |
with an action of $G$. An {\it equivariant} or more precisely | |
a {\it $G$-equivariant} morphism $\psi : X \to Y$ | |
is a morphism of schemes over $S$ such | |
that for every $T/S$ the map $\psi : X(T) \to Y(T)$ is | |
a morphism of $G(T)$-sets. | |
\end{enumerate} | |
\end{definition} | |
\noindent | |
In situation (1) this means that the diagrams | |
\begin{equation} | |
\label{equation-action} | |
\vcenter{ | |
\xymatrix{ | |
G \times_S G \times_S X \ar[r]_-{1_G \times a} \ar[d]_{m \times 1_X} & | |
G \times_S X \ar[d]^a \\ | |
G \times_S X \ar[r]^a & X | |
} | |
} | |
\quad\quad | |
\vcenter{ | |
\xymatrix{ | |
G \times_S X \ar[r]_-a & X \\ | |
X\ar[u]^{e \times 1_X} \ar[ru]_{1_X} | |
} | |
} | |
\end{equation} | |
are commutative. In situation (2) this just means that the diagram | |
$$ | |
\xymatrix{ | |
G \times_S X \ar[r]_-{\text{id} \times \psi} \ar[d]_a & | |
G \times_S Y \ar[d]^a \\ | |
X \ar[r]^\psi & Y | |
} | |
$$ | |
commutes. | |
\begin{definition} | |
\label{definition-free-action} | |
Let $S$, $G \to S$, and $X \to S$ as in | |
Definition \ref{definition-action-group-scheme}. | |
Let $a : G \times_S X \to X$ be an action of $G$ on $X/S$. | |
We say the action is {\it free} if for every scheme $T$ over $S$ | |
the action $a : G(T) \times X(T) \to X(T)$ is a free action of | |
the group $G(T)$ on the set $X(T)$. | |
\end{definition} | |
\begin{lemma} | |
\label{lemma-free-action} | |
Situation as in Definition \ref{definition-free-action}, | |
The action $a$ is free if and only if | |
$$ | |
G \times_S X \to X \times_S X, \quad (g, x) \mapsto (a(g, x), x) | |
$$ | |
is a monomorphism. | |
\end{lemma} | |
\begin{proof} | |
Immediate from the definitions. | |
\end{proof} | |
\section{Principal homogeneous spaces} | |
\label{section-principal-homogeneous} | |
\noindent | |
In | |
Cohomology on Sites, Definition \ref{sites-cohomology-definition-torsor} | |
we have defined a torsor for a sheaf of groups on a site. | |
Suppose $\tau \in \{Zariski, \etale, smooth, syntomic, fppf\}$ is a | |
topology and $(G, m)$ is a group scheme over $S$. Since $\tau$ is stronger than | |
the canonical topology (see | |
Descent, Lemma \ref{descent-lemma-fpqc-universal-effective-epimorphisms}) | |
we see that $\underline{G}$ (see | |
Sites, Definition \ref{sites-definition-representable-sheaf}) | |
is a sheaf of groups on $(\Sch/S)_\tau$. | |
Hence we already know what it means to have a | |
torsor for $\underline{G}$ on $(\Sch/S)_\tau$. A special situation | |
arises if this sheaf is representable. In the following definitions | |
we define directly what it means for the representing scheme to be a | |
$G$-torsor. | |
\begin{definition} | |
\label{definition-pseudo-torsor} | |
Let $S$ be a scheme. | |
Let $(G, m)$ be a group scheme over $S$. | |
Let $X$ be a scheme over $S$, and let | |
$a : G \times_S X \to X$ be an action of $G$ on $X$. | |
\begin{enumerate} | |
\item We say $X$ is a {\it pseudo $G$-torsor} or that $X$ is | |
{\it formally principally homogeneous under $G$} if the induced | |
morphism of schemes $G \times_S X \to X \times_S X$, | |
$(g, x) \mapsto (a(g, x), x)$ is an isomorphism of schemes over $S$. | |
\item A pseudo $G$-torsor $X$ is called {\it trivial} if there exists | |
an $G$-equivariant isomorphism $G \to X$ over $S$ where $G$ acts on | |
$G$ by left multiplication. | |
\end{enumerate} | |
\end{definition} | |
\noindent | |
It is clear that if $S' \to S$ is a morphism of schemes then | |
the pullback $X_{S'}$ of a pseudo $G$-torsor over $S$ is a | |
pseudo $G_{S'}$-torsor over $S'$. | |
\begin{lemma} | |
\label{lemma-characterize-trivial-pseudo-torsors} | |
In the situation of | |
Definition \ref{definition-pseudo-torsor}. | |
\begin{enumerate} | |
\item The scheme $X$ is a pseudo $G$-torsor if and only if for every scheme | |
$T$ over $S$ the set $X(T)$ is either empty or the action of the group $G(T)$ | |
on $X(T)$ is simply transitive. | |
\item A pseudo $G$-torsor $X$ is trivial if and only if the morphism | |
$X \to S$ has a section. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\begin{definition} | |
\label{definition-principal-homogeneous-space} | |
Let $S$ be a scheme. | |
Let $(G, m)$ be a group scheme over $S$. | |
Let $X$ be a pseudo $G$-torsor over $S$. | |
\begin{enumerate} | |
\item We say $X$ is a {\it principal homogeneous space} | |
or a {\it $G$-torsor} if there exists a fpqc covering\footnote{This means | |
that the default type of torsor is a pseudo torsor which is trivial on an | |
fpqc covering. This is the definition in \cite[Expos\'e IV, 6.5]{SGA3}. | |
It is a little bit inconvenient for us as we most often work in the fppf | |
topology.} | |
$\{S_i \to S\}_{i \in I}$ such that each | |
$X_{S_i} \to S_i$ has a section (i.e., is a trivial pseudo $G_{S_i}$-torsor). | |
\item Let $\tau \in \{Zariski, \etale, smooth, syntomic, fppf\}$. | |
We say $X$ is a {\it $G$-torsor in the $\tau$ topology}, or a | |
{\it $\tau$ $G$-torsor}, or simply a {\it $\tau$ torsor} | |
if there exists a $\tau$ covering $\{S_i \to S\}_{i \in I}$ | |
such that each $X_{S_i} \to S_i$ has a section. | |
\item If $X$ is a $G$-torsor, then we say that it is | |
{\it quasi-isotrivial} if it is a torsor for the \'etale topology. | |
\item If $X$ is a $G$-torsor, then we say that it is | |
{\it locally trivial} if it is a torsor for the Zariski topology. | |
\end{enumerate} | |
\end{definition} | |
\noindent | |
We sometimes say ``let $X$ be a $G$-torsor over $S$'' to indicate that | |
$X$ is a scheme over $S$ equipped with an action of $G$ which turns it | |
into a principal homogeneous space over $S$. | |
Next we show that this agrees with the notation introduced earlier | |
when both apply. | |
\begin{lemma} | |
\label{lemma-torsor} | |
Let $S$ be a scheme. | |
Let $(G, m)$ be a group scheme over $S$. | |
Let $X$ be a scheme over $S$, and let | |
$a : G \times_S X \to X$ be an action of $G$ on $X$. | |
Let $\tau \in \{Zariski, \etale, smooth, syntomic, fppf\}$. | |
Then $X$ is a $G$-torsor in the $\tau$-topology if and only if | |
$\underline{X}$ is a $\underline{G}$-torsor on $(\Sch/S)_\tau$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\begin{remark} | |
\label{remark-fun-with-torsors} | |
Let $(G, m)$ be a group scheme over the scheme $S$. | |
In this situation we have the following natural types of questions: | |
\begin{enumerate} | |
\item If $X \to S$ is a pseudo $G$-torsor and $X \to S$ is surjective, | |
then is $X$ necessarily a $G$-torsor? | |
\item Is every $\underline{G}$-torsor on $(\Sch/S)_{fppf}$ | |
representable? In other words, does every $\underline{G}$-torsor | |
come from a fppf $G$-torsor? | |
\item Is every $G$-torsor an | |
fppf (resp.\ smooth, resp.\ \'etale, resp.\ Zariski) torsor? | |
\end{enumerate} | |
In general the answers to these questions is no. To get a positive answer | |
we need to impose additional conditions on $G \to S$. | |
For example: | |
If $S$ is the spectrum of a field, then the answer to (1) is yes | |
because then $\{X \to S\}$ is a fpqc covering trivializing $X$. | |
If $G \to S$ is affine, then the answer to (2) is yes | |
(insert future reference here). | |
If $G = \text{GL}_{n, S}$ then the answer to (3) is yes | |
and in fact any $\text{GL}_{n, S}$-torsor is locally trivial | |
(insert future reference here). | |
\end{remark} | |
\section{Equivariant quasi-coherent sheaves} | |
\label{section-equivariant} | |
\noindent | |
We think of ``functions'' as dual to ``space''. Thus for a morphism of spaces | |
the map on functions goes the other way. Moreover, we think of the | |
sections of a sheaf of modules as ``functions''. This leads us naturally | |
to the direction of the arrows chosen in the following definition. | |
\begin{definition} | |
\label{definition-equivariant-module} | |
Let $S$ be a scheme, let $(G, m)$ be a group scheme over $S$, and | |
let $a : G \times_S X \to X$ be an action of the group scheme $G$ | |
on $X/S$. A {\it $G$-equivariant quasi-coherent $\mathcal{O}_X$-module}, | |
or simply an {\it equivariant quasi-coherent $\mathcal{O}_X$-module}, | |
is a pair $(\mathcal{F}, \alpha)$, where $\mathcal{F}$ is a quasi-coherent | |
$\mathcal{O}_X$-module, and $\alpha$ is a $\mathcal{O}_{G \times_S X}$-module | |
map | |
$$ | |
\alpha : a^*\mathcal{F} \longrightarrow \text{pr}_1^*\mathcal{F} | |
$$ | |
where $\text{pr}_1 : G \times_S X \to X$ is the projection | |
such that | |
\begin{enumerate} | |
\item the diagram | |
$$ | |
\xymatrix{ | |
(1_G \times a)^*\text{pr}_1^*\mathcal{F} \ar[r]_-{\text{pr}_{12}^*\alpha} & | |
\text{pr}_2^*\mathcal{F} \\ | |
(1_G \times a)^*a^*\mathcal{F} \ar[u]^{(1_G \times a)^*\alpha} \ar@{=}[r] & | |
(m \times 1_X)^*a^*\mathcal{F} \ar[u]_{(m \times 1_X)^*\alpha} | |
} | |
$$ | |
is a commutative in the category of | |
$\mathcal{O}_{G \times_S G \times_S X}$-modules, and | |
\item the pullback | |
$$ | |
(e \times 1_X)^*\alpha : \mathcal{F} \longrightarrow \mathcal{F} | |
$$ | |
is the identity map. | |
\end{enumerate} | |
For explanation compare with the relevant diagrams of | |
Equation (\ref{equation-action}). | |
\end{definition} | |
\noindent | |
Note that the commutativity of the first diagram guarantees that | |
$(e \times 1_X)^*\alpha$ is an idempotent operator on $\mathcal{F}$, | |
and hence condition (2) is just the condition that it is an isomorphism. | |
\begin{lemma} | |
\label{lemma-pullback-equivariant} | |
Let $S$ be a scheme. Let $G$ be a group scheme over $S$. | |
Let $f : Y \to X$ be a $G$-equivariant morphism between $S$-schemes | |
endowed with $G$-actions. Then pullback $f^*$ given by | |
$(\mathcal{F}, \alpha) \mapsto (f^*\mathcal{F}, (1_G \times f)^*\alpha)$ | |
defines a functor from the category of $G$-equivariant quasi-coherent | |
$\mathcal{O}_X$-modules to the category of | |
$G$-equivariant quasi-coherent $\mathcal{O}_Y$-modules. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\noindent | |
Let us give an example. | |
\begin{example} | |
\label{example-Gm-on-affine} | |
Let $A$ be a $\mathbf{Z}$-graded ring, i.e., $A$ comes with a direct | |
sum decomposition $A = \bigoplus_{n \in \mathbf{Z}} A_n$ and | |
$A_n \cdot A_m \subset A_{n + m}$. | |
Set $X = \Spec(A)$. Then we obtain a $\mathbf{G}_m$-action | |
$$ | |
a : \mathbf{G}_m \times X \longrightarrow X | |
$$ | |
by the ring map $\mu : A \to A \otimes \mathbf{Z}[x, x^{-1}]$, | |
$f \mapsto f \otimes x^{\deg(f)}$. | |
Namely, to check this we have to verify that | |
$$ | |
\xymatrix{ | |
A \ar[r]_\mu \ar[d]_\mu & | |
A \otimes \mathbf{Z}[x, x^{-1}] \ar[d]^{\mu \otimes 1} \\ | |
A \otimes \mathbf{Z}[x, x^{-1}] \ar[r]^-{1 \otimes m} & | |
A \otimes \mathbf{Z}[x, x^{-1}] \otimes \mathbf{Z}[x, x^{-1}] | |
} | |
$$ | |
where $m(x) = x \otimes x$, see Example \ref{example-multiplicative-group}. | |
This is immediately clear when evaluating on a homogeneous element. | |
Suppose that $M$ is a graded $A$-module. Then we obtain a | |
$\mathbf{G}_m$-equivariant quasi-coherent $\mathcal{O}_X$-module | |
$\mathcal{F} = \widetilde{M}$ by using $\alpha$ as in | |
Definition \ref{definition-equivariant-module} corresponding to the | |
$A \otimes \mathbf{Z}[x, x^{-1}]$-module map | |
$$ | |
M \otimes_{A, \mu} (A \otimes \mathbf{Z}[x, x^{-1}]) | |
\longrightarrow | |
M \otimes_{A, \text{id}_A \otimes 1} (A \otimes \mathbf{Z}[x, x^{-1}]) | |
$$ | |
sending $m \otimes 1 \otimes 1$ to $m \otimes 1 \otimes x^{\deg(m)}$ | |
for $m \in M$ homogeneous. | |
\end{example} | |
\begin{lemma} | |
\label{lemma-complete-reducibility-Gm} | |
Let $a : \mathbf{G}_m \times X \to X$ be an action on an affine scheme. | |
Then $X$ is the spectrum of a $\mathbf{Z}$-graded ring | |
and the action is as in Example \ref{example-Gm-on-affine}. | |
\end{lemma} | |
\begin{proof} | |
Let $f \in A = \Gamma(X, \mathcal{O}_X)$. Then we can write | |
$$ | |
a^\sharp(f) = \sum\nolimits_{n \in \mathbf{Z}} f_n \otimes x^n | |
\quad\text{in}\quad | |
A \otimes \mathbf{Z}[x, x^{-1}] = | |
\Gamma(\mathbf{G}_m \times X, \mathcal{O}_{\mathbf{G}_m \times X}) | |
$$ | |
as a finite sum with $f_n$ in $A$ uniquely determined. | |
Thus we obtain maps $A \to A$, $f \mapsto f_n$. | |
Since $a$ is an action, if we evaluate at $x = 1$, | |
we see $f = \sum f_n$. Since $a$ is an action | |
we find that | |
$$ | |
\sum (f_n)_m \otimes x^m \otimes x^n = \sum f_n x^n \otimes x^n | |
$$ | |
(compare with computation in Example \ref{example-Gm-on-affine}). | |
Thus $(f_n)_m = 0$ if $n \not = m$ and $(f_n)_n = f_n$. | |
Thus if we set | |
$$ | |
A_n = \{f \in A \mid f_n = f\} | |
$$ | |
then we get $A = \sum A_n$. On the other hand, the sum has to be | |
direct since $f = 0$ implies $f_n = 0$ in the situation above. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-Gm-equivariant-module} | |
Let $A$ be a graded ring. Let $X = \Spec(A)$ with action | |
$a : \mathbf{G}_m \times X \to X$ as in Example \ref{example-Gm-on-affine}. | |
Let $\mathcal{F}$ be a $\mathbf{G}_m$-equivariant quasi-coherent | |
$\mathcal{O}_X$-module. Then $M = \Gamma(X, \mathcal{F})$ | |
has a canonical grading such that it is a graded $A$-module | |
and such that the isomorphism $\widetilde{M} \to \mathcal{F}$ | |
(Schemes, Lemma \ref{schemes-lemma-quasi-coherent-affine}) | |
is an isomorphism of $\mathbf{G}_m$-equivariant modules where | |
the $\mathbf{G}_m$-equivariant structure on $\widetilde{M}$ | |
is the one from Example \ref{example-Gm-on-affine}. | |
\end{lemma} | |
\begin{proof} | |
You can either prove this by repeating the arguments of | |
Lemma \ref{lemma-complete-reducibility-Gm} for the module $M$. | |
Alternatively, you can consider the scheme | |
$(X', \mathcal{O}_{X'}) = (X, \mathcal{O}_X \oplus \mathcal{F})$ | |
where $\mathcal{F}$ is viewed as an ideal of square zero. | |
There is a natural action $a' : \mathbf{G}_m \times X' \to X'$ | |
defined using the action on $X$ and on $\mathcal{F}$. Then apply | |
Lemma \ref{lemma-complete-reducibility-Gm} to $X'$ and conclude. | |
(The nice thing about this argument is that it immediately shows | |
that the grading on $A$ and $M$ are compatible, i.e., that $M$ | |
is a graded $A$-module.) | |
Details omitted. | |
\end{proof} | |
\section{Groupoids} | |
\label{section-groupoids} | |
\noindent | |
Recall that a groupoid is a category in which every morphism | |
is an isomorphism, see | |
Categories, Definition \ref{categories-definition-groupoid}. | |
Hence a groupoid has a set of objects $\text{Ob}$, | |
a set of arrows $\text{Arrows}$, a {\it source} and {\it target} | |
map $s, t : \text{Arrows} \to \text{Ob}$, and a {\it composition law} | |
$c : \text{Arrows} \times_{s, \text{Ob}, t} \text{Arrows} | |
\to \text{Arrows}$. | |
These maps satisfy exactly the following axioms | |
\begin{enumerate} | |
\item (associativity) $c \circ (1, c) = c \circ (c, 1)$ as maps | |
$\text{Arrows} \times_{s, \text{Ob}, t} | |
\text{Arrows} \times_{s, \text{Ob}, t} | |
\text{Arrows} \to \text{Arrows}$, | |
\item (identity) there exists a map $e : \text{Ob} \to \text{Arrows}$ | |
such that | |
\begin{enumerate} | |
\item $s \circ e = t \circ e = \text{id}$ as maps $\text{Ob} \to \text{Ob}$, | |
\item $c \circ (1, e \circ s) = c \circ (e \circ t, 1) = 1$ | |
as maps $\text{Arrows} \to \text{Arrows}$, | |
\end{enumerate} | |
\item (inverse) there exists a map $i : \text{Arrows} \to \text{Arrows}$ | |
such that | |
\begin{enumerate} | |
\item $s \circ i = t$, $t \circ i = s$ as maps $\text{Arrows} \to \text{Ob}$, | |
and | |
\item $c \circ (1, i) = e \circ t$ and $c \circ (i, 1) = e \circ s$ | |
as maps $\text{Arrows} \to \text{Arrows}$. | |
\end{enumerate} | |
\end{enumerate} | |
If this is the case the maps $e$ and $i$ are uniquely determined and | |
$i$ is a bijection. Note that if $(\text{Ob}', \text{Arrows}', s', t', c')$ | |
is a second groupoid category, then a functor | |
$f : (\text{Ob}, \text{Arrows}, s, t, c) \to | |
(\text{Ob}', \text{Arrows}', s', t', c')$ | |
is given by a pair of set maps $f : \text{Ob} \to \text{Ob}'$ and | |
$f : \text{Arrows} \to \text{Arrows}'$ such that | |
$s' \circ f = f \circ s$, $t' \circ f = f \circ t$, and | |
$c' \circ (f, f) = f \circ c$. The compatibility with identity and | |
inverse is automatic. We will use this below. | |
(Warning: The compatibility with identity | |
has to be imposed in the case of general categories.) | |
\begin{definition} | |
\label{definition-groupoid} | |
Let $S$ be a scheme. | |
\begin{enumerate} | |
\item A {\it groupoid scheme over $S$}, or simply a | |
{\it groupoid over $S$} is a | |
quintuple $(U, R, s, t, c)$ where | |
$U$ and $R$ are schemes over $S$, and | |
$s, t : R \to U$ and $c : R \times_{s, U, t} R \to R$ | |
are morphisms of schemes over $S$ with the | |
following property: For any scheme | |
$T$ over $S$ the quintuple | |
$$ | |
(U(T), R(T), s, t, c) | |
$$ | |
is a groupoid category in the sense described above. | |
\item A {\it morphism | |
$f : (U, R, s, t, c) \to (U', R', s', t', c')$ | |
of groupoid schemes over $S$} is given by morphisms | |
of schemes $f : U \to U'$ and $f : R \to R'$ with the | |
following property: For any scheme | |
$T$ over $S$ the maps $f$ define a functor from the | |
groupoid category $(U(T), R(T), s, t, c)$ to the | |
groupoid category $(U'(T), R'(T), s', t', c')$. | |
\end{enumerate} | |
\end{definition} | |
\noindent | |
Let $(U, R, s, t, c)$ be a groupoid over $S$. | |
Note that, by the remarks preceding the definition and the Yoneda lemma, | |
there are unique morphisms of schemes | |
$e : U \to R$ and | |
$i : R \to R$ over $S$ such that for every scheme $T$ over $S$ | |
the induced map $e : U(T) \to R(T)$ is the identity, and | |
$i : R(T) \to R(T)$ is the inverse of | |
the groupoid category. The septuple $(U, R, s, t, c, e, i)$ | |
satisfies commutative diagrams corresponding to each of the | |
axioms (1), (2)(a), (2)(b), (3)(a) and (3)(b) above, and conversely | |
given a septuple with this property the quintuple $(U, R, s, t, c)$ | |
is a groupoid scheme. Note that $i$ is an isomorphism, | |
and $e$ is a section of both $s$ and $t$. | |
Moreover, given a groupoid scheme over $S$ we denote | |
$$ | |
j = (t, s) : R \longrightarrow U \times_S U | |
$$ | |
which is compatible with our conventions in Section | |
\ref{section-equivalence-relations} above. | |
We sometimes say ``let $(U, R, s, t, c, e, i)$ be a | |
groupoid over $S$'' to stress the existence of identity and | |
inverse. | |
\begin{lemma} | |
\label{lemma-groupoid-pre-equivalence} | |
Given a groupoid scheme $(U, R, s, t, c)$ over $S$ | |
the morphism $j : R \to U \times_S U$ is a pre-equivalence | |
relation. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
This is a nice exercise in the definitions. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-equivalence-groupoid} | |
Given an equivalence relation $j : R \to U \times_S U$ over $S$ | |
there is a unique way to extend it to a groupoid | |
$(U, R, s, t, c)$ over $S$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
This is a nice exercise in the definitions. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-diagram} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid over $S$. | |
In the commutative diagram | |
$$ | |
\xymatrix{ | |
& U & \\ | |
R \ar[d]_s \ar[ru]^t & | |
R \times_{s, U, t} R | |
\ar[l]^-{\text{pr}_0} \ar[d]^{\text{pr}_1} \ar[r]_-c & | |
R \ar[d]^s \ar[lu]_t \\ | |
U & R \ar[l]_t \ar[r]^s & U | |
} | |
$$ | |
the two lower squares are fibre product squares. | |
Moreover, the triangle on top (which is really a square) | |
is also cartesian. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
Exercise in the definitions and the functorial point of | |
view in algebraic geometry. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-diagram-pull} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c, e, i)$ be a groupoid over $S$. | |
The diagram | |
\begin{equation} | |
\label{equation-pull} | |
\xymatrix{ | |
R \times_{t, U, t} R | |
\ar@<1ex>[r]^-{\text{pr}_1} \ar@<-1ex>[r]_-{\text{pr}_0} | |
\ar[d]_{(\text{pr}_0, c \circ (i, 1))} & | |
R \ar[r]^t \ar[d]^{\text{id}_R} & | |
U \ar[d]^{\text{id}_U} \\ | |
R \times_{s, U, t} R | |
\ar@<1ex>[r]^-c \ar@<-1ex>[r]_-{\text{pr}_0} \ar[d]_{\text{pr}_1} & | |
R \ar[r]^t \ar[d]^s & | |
U \\ | |
R \ar@<1ex>[r]^s \ar@<-1ex>[r]_t & | |
U | |
} | |
\end{equation} | |
is commutative. The two top rows are isomorphic via the vertical maps given. | |
The two lower left squares are cartesian. | |
\end{lemma} | |
\begin{proof} | |
The commutativity of the diagram follows from the axioms of a groupoid. | |
Note that, in terms of groupoids, the top left vertical arrow assigns to | |
a pair of morphisms $(\alpha, \beta)$ with the same target, the pair | |
of morphisms $(\alpha, \alpha^{-1} \circ \beta)$. In any groupoid | |
this defines a bijection between | |
$\text{Arrows} \times_{t, \text{Ob}, t} \text{Arrows}$ | |
and | |
$\text{Arrows} \times_{s, \text{Ob}, t} \text{Arrows}$. Hence the second | |
assertion of the lemma. | |
The last assertion follows from Lemma \ref{lemma-diagram}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-base-change-groupoid} | |
Let $(U, R, s, t, c)$ be a groupoid over a scheme $S$. | |
Let $S' \to S$ be a morphism. Then the base changes $U' = S' \times_S U$, | |
$R' = S' \times_S R$ endowed with the base changes $s'$, $t'$, $c'$ | |
of the morphisms $s, t, c$ form a groupoid scheme | |
$(U', R', s', t', c')$ over $S'$ and the projections | |
determine a morphism | |
$(U', R', s', t', c') \to (U, R, s, t, c)$ | |
of groupoid schemes over $S$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. Hint: | |
$R' \times_{s', U', t'} R' = S' \times_S (R \times_{s, U, t} R)$. | |
\end{proof} | |
\section{Quasi-coherent sheaves on groupoids} | |
\label{section-groupoids-quasi-coherent} | |
\noindent | |
See the introduction of Section \ref{section-equivariant} for our | |
choices in direction of arrows. | |
\begin{definition} | |
\label{definition-groupoid-module} | |
Let $S$ be a scheme, let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
A {\it quasi-coherent module on $(U, R, s, t, c)$} | |
is a pair $(\mathcal{F}, \alpha)$, where $\mathcal{F}$ is a quasi-coherent | |
$\mathcal{O}_U$-module, and $\alpha$ is a $\mathcal{O}_R$-module | |
map | |
$$ | |
\alpha : t^*\mathcal{F} \longrightarrow s^*\mathcal{F} | |
$$ | |
such that | |
\begin{enumerate} | |
\item the diagram | |
$$ | |
\xymatrix{ | |
& \text{pr}_1^*t^*\mathcal{F} \ar[r]_-{\text{pr}_1^*\alpha} & | |
\text{pr}_1^*s^*\mathcal{F} \ar@{=}[rd] & \\ | |
\text{pr}_0^*s^*\mathcal{F} \ar@{=}[ru] & & & c^*s^*\mathcal{F} \\ | |
& \text{pr}_0^*t^*\mathcal{F} \ar[lu]^{\text{pr}_0^*\alpha} \ar@{=}[r] & | |
c^*t^*\mathcal{F} \ar[ru]_{c^*\alpha} | |
} | |
$$ | |
is a commutative in the category of | |
$\mathcal{O}_{R \times_{s, U, t} R}$-modules, and | |
\item the pullback | |
$$ | |
e^*\alpha : \mathcal{F} \longrightarrow \mathcal{F} | |
$$ | |
is the identity map. | |
\end{enumerate} | |
Compare with the commutative diagrams of Lemma \ref{lemma-diagram}. | |
\end{definition} | |
\noindent | |
The commutativity of the first diagram forces the operator $e^*\alpha$ | |
to be idempotent. Hence the second condition can be reformulated as saying | |
that $e^*\alpha$ is an isomorphism. In fact, the condition implies that | |
$\alpha$ is an isomorphism. | |
\begin{lemma} | |
\label{lemma-isomorphism} | |
Let $S$ be a scheme, let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
If $(\mathcal{F}, \alpha)$ is a quasi-coherent module on $(U, R, s, t, c)$ | |
then $\alpha$ is an isomorphism. | |
\end{lemma} | |
\begin{proof} | |
Pull back the commutative diagram of | |
Definition \ref{definition-groupoid-module} | |
by the morphism $(i, 1) : R \to R \times_{s, U, t} R$. | |
Then we see that $i^*\alpha \circ \alpha = s^*e^*\alpha$. | |
Pulling back by the morphism $(1, i)$ we obtain the relation | |
$\alpha \circ i^*\alpha = t^*e^*\alpha$. By the second assumption | |
these morphisms are the identity. Hence $i^*\alpha$ is an inverse of | |
$\alpha$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-pullback} | |
Let $S$ be a scheme. Consider a morphism | |
$f : (U, R, s, t, c) \to (U', R', s', t', c')$ | |
of groupoid schemes over $S$. Then pullback $f^*$ given by | |
$$ | |
(\mathcal{F}, \alpha) \mapsto (f^*\mathcal{F}, f^*\alpha) | |
$$ | |
defines a functor from the category of quasi-coherent sheaves on | |
$(U', R', s', t', c')$ to the category of quasi-coherent sheaves on | |
$(U, R, s, t, c)$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-pushforward} | |
Let $S$ be a scheme. Consider a morphism | |
$f : (U, R, s, t, c) \to (U', R', s', t', c')$ | |
of groupoid schemes over $S$. Assume that | |
\begin{enumerate} | |
\item $f : U \to U'$ is quasi-compact and quasi-separated, | |
\item the square | |
$$ | |
\xymatrix{ | |
R \ar[d]_t \ar[r]_f & R' \ar[d]^{t'} \\ | |
U \ar[r]^f & U' | |
} | |
$$ | |
is cartesian, and | |
\item $s'$ and $t'$ are flat. | |
\end{enumerate} | |
Then pushforward $f_*$ given by | |
$$ | |
(\mathcal{F}, \alpha) \mapsto (f_*\mathcal{F}, f_*\alpha) | |
$$ | |
defines a functor from the category of quasi-coherent sheaves on | |
$(U, R, s, t, c)$ to the category of quasi-coherent sheaves on | |
$(U', R', s', t', c')$ which is right adjoint to pullback as defined in | |
Lemma \ref{lemma-pullback}. | |
\end{lemma} | |
\begin{proof} | |
Since $U \to U'$ is quasi-compact and quasi-separated we see that | |
$f_*$ transforms quasi-coherent sheaves into quasi-coherent sheaves | |
(Schemes, Lemma \ref{schemes-lemma-push-forward-quasi-coherent}). | |
Moreover, since the squares | |
$$ | |
\vcenter{ | |
\xymatrix{ | |
R \ar[d]_t \ar[r]_f & R' \ar[d]^{t'} \\ | |
U \ar[r]^f & U' | |
} | |
} | |
\quad\text{and}\quad | |
\vcenter{ | |
\xymatrix{ | |
R \ar[d]_s \ar[r]_f & R' \ar[d]^{s'} \\ | |
U \ar[r]^f & U' | |
} | |
} | |
$$ | |
are cartesian we find that $(t')^*f_*\mathcal{F} = f_*t^*\mathcal{F}$ | |
and $(s')^*f_*\mathcal{F} = f_*s^*\mathcal{F}$ , see | |
Cohomology of Schemes, Lemma | |
\ref{coherent-lemma-flat-base-change-cohomology}. | |
Thus it makes sense to think of $f_*\alpha$ as a map | |
$(t')^*f_*\mathcal{F} \to (s')^*f_*\mathcal{F}$. A similar argument | |
shows that $f_*\alpha$ satisfies the cocycle condition. | |
The functor is adjoint to the pullback functor since pullback | |
and pushforward on modules on ringed spaces are adjoint. | |
Some details omitted. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-colimits} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
The category of quasi-coherent modules on $(U, R, s, t, c)$ has colimits. | |
\end{lemma} | |
\begin{proof} | |
Let $i \mapsto (\mathcal{F}_i, \alpha_i)$ be a diagram over the index | |
category $\mathcal{I}$. We can form the colimit | |
$\mathcal{F} = \colim \mathcal{F}_i$ | |
which is a quasi-coherent sheaf on $U$, see | |
Schemes, Section \ref{schemes-section-quasi-coherent}. | |
Since colimits commute with pullback we see that | |
$s^*\mathcal{F} = \colim s^*\mathcal{F}_i$ and similarly | |
$t^*\mathcal{F} = \colim t^*\mathcal{F}_i$. Hence we can set | |
$\alpha = \colim \alpha_i$. We omit the proof that $(\mathcal{F}, \alpha)$ | |
is the colimit of the diagram in the category of quasi-coherent modules | |
on $(U, R, s, t, c)$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-abelian} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
If $s$, $t$ are flat, then the category of quasi-coherent modules on | |
$(U, R, s, t, c)$ is abelian. | |
\end{lemma} | |
\begin{proof} | |
Let $\varphi : (\mathcal{F}, \alpha) \to (\mathcal{G}, \beta)$ be a | |
homomorphism of quasi-coherent modules on $(U, R, s, t, c)$. Since | |
$s$ is flat we see that | |
$$ | |
0 \to s^*\Ker(\varphi) | |
\to s^*\mathcal{F} \to s^*\mathcal{G} \to s^*\Coker(\varphi) \to 0 | |
$$ | |
is exact and similarly for pullback by $t$. Hence $\alpha$ and $\beta$ | |
induce isomorphisms | |
$\kappa : t^*\Ker(\varphi) \to s^*\Ker(\varphi)$ and | |
$\lambda : t^*\Coker(\varphi) \to s^*\Coker(\varphi)$ | |
which satisfy the cocycle condition. Then it is straightforward to | |
verify that $(\Ker(\varphi), \kappa)$ and | |
$(\Coker(\varphi), \lambda)$ are a kernel and cokernel in the | |
category of quasi-coherent modules on $(U, R, s, t, c)$. Moreover, | |
the condition $\Coim(\varphi) = \Im(\varphi)$ follows | |
because it holds over $U$. | |
\end{proof} | |
\section{Colimits of quasi-coherent modules} | |
\label{section-colimits} | |
\noindent | |
In this section we prove some technical results saying that under | |
suitable assumptions every quasi-coherent module on a groupoid is | |
a filtered colimit of ``small'' quasi-coherent modules. | |
\begin{lemma} | |
\label{lemma-construct-quasi-coherent} | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume $s, t$ are flat, quasi-compact, and quasi-separated. | |
For any quasi-coherent module $\mathcal{G}$ on $U$, there exists | |
a canonical isomorphism | |
$\alpha : t^*s_*t^*\mathcal{G} \to s^*s_*t^*\mathcal{G}$ | |
which turns $(s_*t^*\mathcal{G}, \alpha)$ into a quasi-coherent module | |
on $(U, R, s, t, c)$. This construction defines a functor | |
$$ | |
\QCoh(\mathcal{O}_U) \longrightarrow \QCoh(U, R, s, t, c) | |
$$ | |
which is a right adjoint to the forgetful functor | |
$(\mathcal{F}, \beta) \mapsto \mathcal{F}$. | |
\end{lemma} | |
\begin{proof} | |
The pushforward of a quasi-coherent module along a quasi-compact and | |
quasi-separated morphism is quasi-coherent, see Schemes, Lemma | |
\ref{schemes-lemma-push-forward-quasi-coherent}. Hence $s_*t^*\mathcal{G}$ | |
is quasi-coherent. With notation as in Lemma \ref{lemma-diagram} we have | |
$$ | |
t^*s_*t^*\mathcal{G} = | |
\text{pr}_{1, *}\text{pr}_0^*t^*\mathcal{G} = | |
\text{pr}_{1, *}c^*t^*\mathcal{G} = | |
s^*s_*t^*\mathcal{G} | |
$$ | |
The middle equality because $t \circ c = t \circ \text{pr}_0$ as | |
morphisms $R \times_{s, U, t} R \to U$, and the first and the last | |
equality because we know that base change and pushforward commute in | |
these steps by Cohomology of Schemes, Lemma | |
\ref{coherent-lemma-flat-base-change-cohomology}. | |
\medskip\noindent | |
To verify the cocycle condition of Definition \ref{definition-groupoid-module} | |
for $\alpha$ and the adjointness property we describe the construction | |
$\mathcal{G} \mapsto (s_*t^*\mathcal{G}, \alpha)$ in another way. | |
Consider the groupoid scheme | |
$(R, R \times_{t, U, t} R, \text{pr}_0, \text{pr}_1, \text{pr}_{02})$ | |
associated to the equivalence relation $R \times_{t, U, t} R$ | |
on $R$, see Lemma \ref{lemma-equivalence-groupoid}. | |
There is a morphism | |
$$ | |
f : | |
(R, R \times_{t, U, t} R, \text{pr}_1, \text{pr}_0, \text{pr}_{02}) | |
\longrightarrow | |
(U, R, s, t, c) | |
$$ | |
of groupoid schemes given by $s : R \to U$ and $R \times_{t, U, t} R \to R$ | |
given by $(r_0, r_1) \mapsto r_0^{-1} \circ r_1$; we omit the verification | |
of the commutativity of the required diagrams. Since | |
$t, s : R \to U$ are quasi-compact, quasi-separated, and flat, | |
and since we have a cartesian square | |
$$ | |
\xymatrix{ | |
R \times_{t, U, t} R \ar[d]_{\text{pr}_0} | |
\ar[rr]_-{(r_0, r_1) \mapsto r_0^{-1} \circ r_1} & & R \ar[d]^t \\ | |
R \ar[rr]^s & & U | |
} | |
$$ | |
by Lemma \ref{lemma-diagram-pull} it follows that | |
Lemma \ref{lemma-pushforward} applies to $f$. | |
Thus pushforward and pullback of quasi-coherent modules along | |
$f$ are adjoint functors. To finish the proof we will identify these functors | |
with the functors described above. To do this, note that | |
$$ | |
t^* : | |
\QCoh(\mathcal{O}_U) | |
\longrightarrow | |
\QCoh(R, R \times_{t, U, t} R, \text{pr}_1, \text{pr}_0, \text{pr}_{02}) | |
$$ | |
is an equivalence by the theory of descent of quasi-coherent sheaves as | |
$\{t : R \to U\}$ is an fpqc covering, see | |
Descent, Proposition \ref{descent-proposition-fpqc-descent-quasi-coherent}. | |
\medskip\noindent | |
Pushforward along $f$ precomposed with the equivalence $t^*$ sends | |
$\mathcal{G}$ to $(s_*t^*\mathcal{G}, \alpha)$; | |
we omit the verification that the isomorphism $\alpha$ | |
obtained in this fashion is the same as the one constructed above. | |
\medskip\noindent | |
Pullback along $f$ postcomposed with the inverse of the equivalence $t^*$ | |
sends $(\mathcal{F}, \beta)$ to the descent relative to $\{t : R \to U\}$ | |
of the module $s^*\mathcal{F}$ endowed with the descent datum $\gamma$ on | |
$R \times_{t, U, t} R$ which is the pullback of $\beta$ by | |
$(r_0, r_1) \mapsto r_0^{-1} \circ r_1$. | |
Consider the isomorphism $\beta : t^*\mathcal{F} \to s^*\mathcal{F}$. | |
The canonical descent datum (Descent, Definition | |
\ref{descent-definition-descent-datum-effective-quasi-coherent}) | |
on $t^*\mathcal{F}$ relative to $\{t : R \to U\}$ | |
translates via $\beta$ into the map | |
$$ | |
\text{pr}_0^*s^*\mathcal{F} | |
\xrightarrow{\text{pr}_0^*\beta^{-1}} | |
\text{pr}_0^*t^*\mathcal{F} | |
\xrightarrow{can} | |
\text{pr}_1^*t^*\mathcal{F} | |
\xrightarrow{\text{pr}_1^*\beta} | |
\text{pr}_1^*s^*\mathcal{F} | |
$$ | |
Since $\beta$ satisfies the cocycle condition, this is equal to the pullback | |
of $\beta$ by $(r_0, r_1) \mapsto r_0^{-1} \circ r_1$. To see this | |
take the actual cocycle relation in Definition \ref{definition-groupoid-module} | |
and pull it back by the morphism | |
$(\text{pr}_0, c \circ (i, 1)) : R \times_{t, U, t} R \to R \times_{s, U, t} R$ | |
which also plays a role in the commutative diagram of | |
Lemma \ref{lemma-diagram-pull}. It follows that | |
$(s^*\mathcal{F}, \gamma)$ is isomorphic to $(t^*\mathcal{F}, can)$. | |
All in all, we conclude that pullback by $f$ postcomposed with the | |
inverse of the equivalence $t^*$ is isomorphic to the forgetful functor | |
$(\mathcal{F}, \beta) \mapsto \mathcal{F}$. | |
\end{proof} | |
\begin{remark} | |
\label{remark-adjunction-map} | |
In the situation of Lemma \ref{lemma-construct-quasi-coherent} denote | |
$$ | |
F : \QCoh(U, R, s, t, c) \to \QCoh(\mathcal{O}_U),\quad | |
(\mathcal{F}, \beta) \mapsto \mathcal{F} | |
$$ | |
the forgetful functor and denote | |
$$ | |
G : \QCoh(\mathcal{O}_U) \to \QCoh(U, R, s, t, c),\quad | |
\mathcal{G} \mapsto (s_*t^*\mathcal{G}, \alpha) | |
$$ | |
the right adjoint constructed in the lemma. Then the unit | |
$\eta : \text{id} \to G \circ F$ of the adjunction evaluated | |
on $(\mathcal{F}, \beta)$ is given by the map | |
$$ | |
\mathcal{F} \to s_*s^*\mathcal{F} \xrightarrow{\beta^{-1}} s_*t^*\mathcal{F} | |
$$ | |
We omit the verification. | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-push-pull} | |
Let $f : Y \to X$ be a morphism of schemes. Let $\mathcal{F}$ | |
be a quasi-coherent $\mathcal{O}_X$-module, let $\mathcal{G}$ | |
be a quasi-coherent $\mathcal{O}_Y$-module, and let | |
$\varphi : \mathcal{G} \to f^*\mathcal{F}$ be a module map. Assume | |
\begin{enumerate} | |
\item $\varphi$ is injective, | |
\item $f$ is quasi-compact, quasi-separated, flat, and surjective, | |
\item $X$, $Y$ are locally Noetherian, and | |
\item $\mathcal{G}$ is a coherent $\mathcal{O}_Y$-module. | |
\end{enumerate} | |
Then $\mathcal{F} \cap f_*\mathcal{G}$ defined as the pullback | |
$$ | |
\xymatrix{ | |
\mathcal{F} \ar[r] & f_*f^*\mathcal{F} \\ | |
\mathcal{F} \cap f_*\mathcal{G} \ar[u] \ar[r] & | |
f_*\mathcal{G} \ar[u] | |
} | |
$$ | |
is a coherent $\mathcal{O}_X$-module. | |
\end{lemma} | |
\begin{proof} | |
We will freely use the characterization of coherent modules of | |
Cohomology of Schemes, Lemma \ref{coherent-lemma-coherent-Noetherian} | |
as well as the fact that coherent modules form a Serre subcategory | |
of $\QCoh(\mathcal{O}_X)$, see | |
Cohomology of Schemes, | |
Lemma \ref{coherent-lemma-coherent-Noetherian-quasi-coherent-sub-quotient}. | |
If $f$ has a section $\sigma$, then we see that | |
$\mathcal{F} \cap f_*\mathcal{G}$ is contained in the image of | |
$\sigma^*\mathcal{G} \to \sigma^*f^*\mathcal{F} = \mathcal{F}$, | |
hence coherent. In general, to show that $\mathcal{F} \cap f_*\mathcal{G}$ | |
is coherent, it suffices the show that | |
$f^*(\mathcal{F} \cap f_*\mathcal{G})$ is coherent (see | |
Descent, Lemma \ref{descent-lemma-finite-type-descends}). | |
Since $f$ is flat this is equal to $f^*\mathcal{F} \cap f^*f_*\mathcal{G}$. | |
Since $f$ is flat, quasi-compact, and quasi-separated we see | |
$f^*f_*\mathcal{G} = p_*q^*\mathcal{G}$ where $p, q : Y \times_X Y \to Y$ | |
are the projections, see | |
Cohomology of Schemes, Lemma \ref{coherent-lemma-flat-base-change-cohomology}. | |
Since $p$ has a section we win. | |
\end{proof} | |
\noindent | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid in schemes over $S$. | |
Assume that $U$ is locally Noetherian. In the lemma below we say that a | |
quasi-coherent sheaf $(\mathcal{F}, \alpha)$ on $(U, R, s, t, c)$ is | |
{\it coherent} if $\mathcal{F}$ is a coherent $\mathcal{O}_U$-module. | |
\begin{lemma} | |
\label{lemma-colimit-coherent} | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume that | |
\begin{enumerate} | |
\item $U$, $R$ are Noetherian, | |
\item $s, t$ are flat, quasi-compact, and quasi-separated. | |
\end{enumerate} | |
Then every quasi-coherent module $(\mathcal{F}, \beta)$ on $(U, R, s, t, c)$ | |
is a filtered colimit of coherent modules. | |
\end{lemma} | |
\begin{proof} | |
We will use the characterization of Cohomology of Schemes, Lemma | |
\ref{coherent-lemma-coherent-Noetherian} of coherent modules on locally | |
Noetherian scheme without further mention. We can write | |
$\mathcal{F} = \colim \mathcal{H}_i$ as the filtered colimit | |
of coherent submodules $\mathcal{H}_i \subset \mathcal{F}$, see | |
Cohomology of Schemes, Lemma \ref{coherent-lemma-directed-colimit-coherent}. | |
Given a quasi-coherent sheaf $\mathcal{H}$ on $U$ we denote | |
$(s_*t^*\mathcal{H}, \alpha)$ the quasi-coherent sheaf on $(U, R, s, t, c)$ of | |
Lemma \ref{lemma-construct-quasi-coherent}. Consider the adjunction map | |
$(\mathcal{F}, \beta) \to (s_*t^*\mathcal{F}, \alpha)$ in | |
$\QCoh(U, R, s, t, c)$, see Remark \ref{remark-adjunction-map}. | |
Set | |
$$ | |
(\mathcal{F}_i, \beta_i) = | |
(\mathcal{F}, \beta) | |
\times_{(s_*t^*\mathcal{F}, \alpha)} | |
(s_*t^*\mathcal{H}_i, \alpha) | |
$$ | |
in $\QCoh(U, R, s, t, c)$. Since restriction to $U$ is an exact functor | |
on $\QCoh(U, R, s, t, c)$ by the proof of Lemma \ref{lemma-abelian} | |
we obtain a pullback diagram | |
$$ | |
\xymatrix{ | |
\mathcal{F} \ar[r] & s_*t^*\mathcal{F} \\ | |
\mathcal{F}_i \ar[r] \ar[u] & s_*t^*\mathcal{H}_i \ar[u] | |
} | |
$$ | |
in other words $\mathcal{F}_i = \mathcal{F} \cap s_*t^*\mathcal{H}_i$. | |
By the description of the adjunction map in Remark \ref{remark-adjunction-map} | |
this diagram is isomorphic to the diagram | |
$$ | |
\xymatrix{ | |
\mathcal{F} \ar[r] & s_*s^*\mathcal{F} \\ | |
\mathcal{F}_i \ar[r] \ar[u] & s_*t^*\mathcal{H}_i \ar[u] | |
} | |
$$ | |
where the right vertical arrow is the result of appplying $s_*$ to the map | |
$$ | |
t^*\mathcal{H}_i \to t^*\mathcal{F} \xrightarrow{\beta} s^*\mathcal{F} | |
$$ | |
This arrow is injective as $t$ is a flat morphism. It follows that | |
$\mathcal{F}_i$ is coherent by Lemma \ref{lemma-push-pull}. | |
Finally, because $s$ is quasi-compact and quasi-separated we see that | |
$s_*$ commutes with colimits (see | |
Cohomology of Schemes, Lemma \ref{coherent-lemma-colimit-cohomology}). | |
Hence $s_*t^*\mathcal{F} = \colim s_*t^*\mathcal{H}_i$ and hence | |
$(\mathcal{F}, \beta) = \colim (\mathcal{F}_i, \beta_i)$ as desired. | |
\end{proof} | |
\noindent | |
Here is a curious lemma that is useful when working with groupoids | |
on fields. In fact, this is the standard argument to prove that any | |
representation of an algebraic group is a colimit of finite dimensional | |
representations. | |
\begin{lemma} | |
\label{lemma-colimit-finite-type} | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume that | |
\begin{enumerate} | |
\item $U$, $R$ are affine, | |
\item there exist $e_i \in \mathcal{O}_R(R)$ such that | |
every element $g \in \mathcal{O}_R(R)$ can be uniquely written as | |
$\sum s^*(f_i)e_i$ for some $f_i \in \mathcal{O}_U(U)$. | |
\end{enumerate} | |
Then every quasi-coherent module $(\mathcal{F}, \alpha)$ on $(U, R, s, t, c)$ | |
is a filtered colimit of finite type quasi-coherent modules. | |
\end{lemma} | |
\begin{proof} | |
The assumption means that $\mathcal{O}_R(R)$ is a free | |
$\mathcal{O}_U(U)$-module via $s$ with basis $e_i$. Hence | |
for any quasi-coherent $\mathcal{O}_U$-module $\mathcal{G}$ | |
we see that $s^*\mathcal{G}(R) = \bigoplus_i \mathcal{G}(U)e_i$. | |
We will write $s(-)$ to indicate pullback of sections by $s$ and | |
similarly for other morphisms. | |
Let $(\mathcal{F}, \alpha)$ be a quasi-coherent module on | |
$(U, R, s, t, c)$. Let $\sigma \in \mathcal{F}(U)$. By the above | |
we can write | |
$$ | |
\alpha(t(\sigma)) = \sum s(\sigma_i) e_i | |
$$ | |
for some unique $\sigma_i \in \mathcal{F}(U)$ (all but finitely many | |
are zero of course). We can also write | |
$$ | |
c(e_i) = \sum \text{pr}_1(f_{ij}) \text{pr}_0(e_j) | |
$$ | |
as functions on $R \times_{s, U, t}R$. Then the commutativity of the diagram | |
in Definition \ref{definition-groupoid-module} means that | |
$$ | |
\sum \text{pr}_1(\alpha(t(\sigma_i))) \text{pr}_0(e_i) | |
= | |
\sum \text{pr}_1(s(\sigma_i)f_{ij}) \text{pr}_0(e_j) | |
$$ | |
(calculation omitted). Picking off the coefficients of $\text{pr}_0(e_l)$ | |
we see that $\alpha(t(\sigma_l)) = \sum s(\sigma_i)f_{il}$. Hence | |
the submodule $\mathcal{G} \subset \mathcal{F}$ generated by the | |
elements $\sigma_i$ defines a finite type quasi-coherent module | |
preserved by $\alpha$. Hence it is a subobject of $\mathcal{F}$ in | |
$\QCoh(U, R, s, t, c)$. This submodule contains $\sigma$ | |
(as one sees by pulling back the first relation by $e$). Hence we win. | |
\end{proof} | |
\noindent | |
We suggest the reader skip the rest of this section. Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid in schemes over $S$. Let $\kappa$ be a | |
cardinal. In the following we will say that a quasi-coherent sheaf | |
$(\mathcal{F}, \alpha)$ on $(U, R, s, t, c)$ is $\kappa$-generated if | |
$\mathcal{F}$ is a $\kappa$-generated $\mathcal{O}_U$-module, see | |
Properties, Definition \ref{properties-definition-kappa-generated}. | |
\begin{lemma} | |
\label{lemma-set-of-iso-classes} | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Let $\kappa$ be a cardinal. | |
There exists a set $T$ and a family $(\mathcal{F}_t, \alpha_t)_{t \in T}$ of | |
$\kappa$-generated quasi-coherent modules on $(U, R, s, t, c)$ | |
such that every $\kappa$-generated quasi-coherent module on | |
$(U, R, s, t, c)$ is isomorphic to one of the $(\mathcal{F}_t, \alpha_t)$. | |
\end{lemma} | |
\begin{proof} | |
For each quasi-coherent module $\mathcal{F}$ on $U$ there is a | |
(possibly empty) set of maps $\alpha : t^*\mathcal{F} \to s^*\mathcal{F}$ | |
such that $(\mathcal{F}, \alpha)$ is a quasi-coherent modules on | |
$(U, R, s, t, c)$. By | |
Properties, Lemma \ref{properties-lemma-set-of-iso-classes} | |
there exists a set of isomorphism classes of $\kappa$-generated | |
quasi-coherent $\mathcal{O}_U$-modules. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-colimit-kappa} | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume that $s, t$ are flat. There exists a | |
cardinal $\kappa$ such that every quasi-coherent module | |
$(\mathcal{F}, \alpha)$ on $(U, R, s, t, c)$ | |
is the directed colimit of its $\kappa$-generated | |
quasi-coherent submodules. | |
\end{lemma} | |
\begin{proof} | |
In the statement of the lemma and in this proof | |
a {\it submodule} of a quasi-coherent module $(\mathcal{F}, \alpha)$ | |
is a quasi-coherent submodule $\mathcal{G} \subset \mathcal{F}$ | |
such that $\alpha(t^*\mathcal{G}) = s^*\mathcal{G}$ as subsheaves of | |
$s^*\mathcal{F}$. This makes sense because since $s, t$ are flat the | |
pullbacks $s^*$ and $t^*$ are exact, i.e., preserve subsheaves. | |
The proof will be a repeat of the proof of | |
Properties, Lemma \ref{properties-lemma-colimit-kappa}. | |
We urge the reader to read that proof first. | |
\medskip\noindent | |
Choose an affine open covering $U = \bigcup_{i \in I} U_i$. | |
For each pair $i, j$ choose affine open coverings | |
$$ | |
U_i \cap U_j = \bigcup\nolimits_{k \in I_{ij}} U_{ijk} | |
\quad\text{and}\quad | |
s^{-1}(U_i) \cap t^{-1}(U_j) = \bigcup\nolimits_{k \in J_{ij}} W_{ijk}. | |
$$ | |
Write $U_i = \Spec(A_i)$, $U_{ijk} = \Spec(A_{ijk})$, | |
$W_{ijk} = \Spec(B_{ijk})$. | |
Let $\kappa$ be any infinite cardinal $\geq$ than the cardinality | |
of any of the sets $I$, $I_{ij}$, $J_{ij}$. | |
\medskip\noindent | |
Let $(\mathcal{F}, \alpha)$ be a quasi-coherent module on $(U, R, s, t, c)$. | |
Set $M_i = \mathcal{F}(U_i)$, $M_{ijk} = \mathcal{F}(U_{ijk})$. | |
Note that | |
$$ | |
M_i \otimes_{A_i} A_{ijk} = M_{ijk} = M_j \otimes_{A_j} A_{ijk} | |
$$ | |
and that $\alpha$ gives isomorphisms | |
$$ | |
\alpha|_{W_{ijk}} : | |
M_i \otimes_{A_i, t} B_{ijk} | |
\longrightarrow | |
M_j \otimes_{A_j, s} B_{ijk} | |
$$ | |
see | |
Schemes, Lemma \ref{schemes-lemma-widetilde-pullback}. | |
Using the axiom of choice we choose a map | |
$$ | |
(i, j, k, m) \mapsto S(i, j, k, m) | |
$$ | |
which associates to every $i, j \in I$, $k \in I_{ij}$ or $k \in J_{ij}$ | |
and $m \in M_i$ a finite subset $S(i, j, k, m) \subset M_j$ | |
such that we have | |
$$ | |
m \otimes 1 = \sum\nolimits_{m' \in S(i, j, k, m)} m' \otimes a_{m'} | |
\quad\text{or}\quad | |
\alpha(m \otimes 1) = \sum\nolimits_{m' \in S(i, j, k, m)} m' \otimes b_{m'} | |
$$ | |
in $M_{ijk}$ for some $a_{m'} \in A_{ijk}$ or $b_{m'} \in B_{ijk}$. | |
Moreover, let's agree that $S(i, i, k, m) = \{m\}$ for all | |
$i, j = i, k, m$ when $k \in I_{ij}$. Fix such a collection $S(i, j, k, m)$ | |
\medskip\noindent | |
Given a family $\mathcal{S} = (S_i)_{i \in I}$ of subsets | |
$S_i \subset M_i$ of cardinality at most $\kappa$ we set | |
$\mathcal{S}' = (S'_i)$ where | |
$$ | |
S'_j = \bigcup\nolimits_{(i, j, k, m)\text{ such that }m \in S_i} | |
S(i, j, k, m) | |
$$ | |
Note that $S_i \subset S'_i$. Note that $S'_i$ has cardinality at most | |
$\kappa$ because it is a union over a set of cardinality at most $\kappa$ | |
of finite sets. Set $\mathcal{S}^{(0)} = \mathcal{S}$, | |
$\mathcal{S}^{(1)} = \mathcal{S}'$ and by induction | |
$\mathcal{S}^{(n + 1)} = (\mathcal{S}^{(n)})'$. Then set | |
$\mathcal{S}^{(\infty)} = \bigcup_{n \geq 0} \mathcal{S}^{(n)}$. | |
Writing $\mathcal{S}^{(\infty)} = (S^{(\infty)}_i)$ we see that | |
for any element $m \in S^{(\infty)}_i$ the image of $m$ in | |
$M_{ijk}$ can be written as a finite sum $\sum m' \otimes a_{m'}$ | |
with $m' \in S_j^{(\infty)}$. In this way we see that setting | |
$$ | |
N_i = A_i\text{-submodule of }M_i\text{ generated by }S^{(\infty)}_i | |
$$ | |
we have | |
$$ | |
N_i \otimes_{A_i} A_{ijk} = N_j \otimes_{A_j} A_{ijk} | |
\quad\text{and}\quad | |
\alpha(N_i \otimes_{A_i, t} B_{ijk}) = N_j \otimes_{A_j, s} B_{ijk} | |
$$ | |
as submodules of $M_{ijk}$ or $M_j \otimes_{A_j, s} B_{ijk}$. | |
Thus there exists a quasi-coherent submodule | |
$\mathcal{G} \subset \mathcal{F}$ with $\mathcal{G}(U_i) = N_i$ | |
such that $\alpha(t^*\mathcal{G}) = s^*\mathcal{G}$ as submodules | |
of $s^*\mathcal{F}$. In other words, | |
$(\mathcal{G}, \alpha|_{t^*\mathcal{G}})$ is a submodule of | |
$(\mathcal{F}, \alpha)$. | |
Moreover, by construction $\mathcal{G}$ is $\kappa$-generated. | |
\medskip\noindent | |
Let $\{(\mathcal{G}_t, \alpha_t)\}_{t \in T}$ be the set of | |
$\kappa$-generated quasi-coherent submodules of $(\mathcal{F}, \alpha)$. | |
If $t, t' \in T$ then $\mathcal{G}_t + \mathcal{G}_{t'}$ is also a | |
$\kappa$-generated quasi-coherent submodule as it is the image of the map | |
$\mathcal{G}_t \oplus \mathcal{G}_{t'} \to \mathcal{F}$. | |
Hence the system (ordered by inclusion) is directed. | |
The arguments above show that every section of $\mathcal{F}$ over $U_i$ | |
is in one of the $\mathcal{G}_t$ (because we can start with $\mathcal{S}$ | |
such that the given section is an element of $S_i$). Hence | |
$\colim_t \mathcal{G}_t \to \mathcal{F}$ is both injective and surjective | |
as desired. | |
\end{proof} | |
\section{Groupoids and group schemes} | |
\label{section-groupoids-group-schemes} | |
\noindent | |
There are many ways to construct a groupoid out of an action $a$ | |
of a group $G$ on a set $V$. We choose the one where we think | |
of an element $g \in G$ as an arrow with source $v$ and target $a(g, v)$. | |
This leads to the following construction for group actions of | |
schemes. | |
\begin{lemma} | |
\label{lemma-groupoid-from-action} | |
Let $S$ be a scheme. | |
Let $Y$ be a scheme over $S$. | |
Let $(G, m)$ be a group scheme over $Y$ with | |
identity $e_G$ and inverse $i_G$. | |
Let $X/Y$ be a scheme over $Y$ and let $a : G \times_Y X \to X$ | |
be an action of $G$ on $X/Y$. | |
Then we get a groupoid scheme $(U, R, s, t, c, e, i)$ over $S$ | |
in the following manner: | |
\begin{enumerate} | |
\item We set $U = X$, and $R = G \times_Y X$. | |
\item We set $s : R \to U$ equal to $(g, x) \mapsto x$. | |
\item We set $t : R \to U$ equal to $(g, x) \mapsto a(g, x)$. | |
\item We set $c : R \times_{s, U, t} R \to R$ equal to | |
$((g, x), (g', x')) \mapsto (m(g, g'), x')$. | |
\item We set $e : U \to R$ equal to $x \mapsto (e_G(x), x)$. | |
\item We set $i : R \to R$ equal to $(g, x) \mapsto (i_G(g), a(g, x))$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Omitted. Hint: It is enough to show that this works on the set | |
level. For this use the description above the lemma describing | |
$g$ as an arrow from $v$ to $a(g, v)$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-action-groupoid-modules} | |
Let $S$ be a scheme. | |
Let $Y$ be a scheme over $S$. | |
Let $(G, m)$ be a group scheme over $Y$. | |
Let $X$ be a scheme over $Y$ and let $a : G \times_Y X \to X$ | |
be an action of $G$ on $X$ over $Y$. Let $(U, R, s, t, c)$ be | |
the groupoid scheme constructed in Lemma \ref{lemma-groupoid-from-action}. | |
The rule | |
$(\mathcal{F}, \alpha) \mapsto (\mathcal{F}, \alpha)$ defines | |
an equivalence of categories between $G$-equivariant | |
$\mathcal{O}_X$-modules and the category of quasi-coherent | |
modules on $(U, R, s, t, c)$. | |
\end{lemma} | |
\begin{proof} | |
The assertion makes sense because $t = a$ and $s = \text{pr}_1$ | |
as morphisms $R = G \times_Y X \to X$, see | |
Definitions \ref{definition-equivariant-module} and | |
\ref{definition-groupoid-module}. | |
Using the translation in Lemma \ref{lemma-groupoid-from-action} | |
the commutativity requirements | |
of the two definitions match up exactly. | |
\end{proof} | |
\section{The stabilizer group scheme} | |
\label{section-stabilizer} | |
\noindent | |
Given a groupoid scheme we get a group scheme as follows. | |
\begin{lemma} | |
\label{lemma-groupoid-stabilizer} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid over $S$. | |
The scheme $G$ defined by the cartesian square | |
$$ | |
\xymatrix{ | |
G \ar[r] \ar[d] & R \ar[d]^{j = (t, s)} \\ | |
U \ar[r]^-{\Delta} & U \times_S U | |
} | |
$$ | |
is a group scheme over $U$ with composition law | |
$m$ induced by the composition law $c$. | |
\end{lemma} | |
\begin{proof} | |
This is true because in a groupoid category the | |
set of self maps of any object forms a group. | |
\end{proof} | |
\noindent | |
Since $\Delta$ is an immersion we see that $G = j^{-1}(\Delta_{U/S})$ | |
is a locally closed subscheme of $R$. Thinking of it in this way, | |
the structure morphism $j^{-1}(\Delta_{U/S}) \to U$ is induced by | |
either $s$ or $t$ (it is the same), and $m$ is induced by $c$. | |
\begin{definition} | |
\label{definition-stabilizer-groupoid} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid over $S$. | |
The group scheme $j^{-1}(\Delta_{U/S})\to U$ | |
is called the {\it stabilizer of the groupoid scheme | |
$(U, R, s, t, c)$}. | |
\end{definition} | |
\noindent | |
In the literature the stabilizer group scheme is often denoted $S$ | |
(because the word stabilizer starts with an ``s'' presumably); | |
we cannot do this since we have already used $S$ for the base scheme. | |
\begin{lemma} | |
\label{lemma-groupoid-action-stabilizer} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid over $S$, and let $G/U$ be its stabilizer. | |
Denote $R_t/U$ the scheme $R$ seen as a scheme over $U$ via the | |
morphism $t : R \to U$. | |
There is a canonical left action | |
$$ | |
a : G \times_U R_t \longrightarrow R_t | |
$$ | |
induced by the composition law $c$. | |
\end{lemma} | |
\begin{proof} | |
In terms of points over $T/S$ we define $a(g, r) = c(g, r)$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-groupoid-action-stabilizer-pseudo-torsor} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme | |
over $S$. Let $G$ be the stabilizer group scheme of $R$. | |
Let | |
$$ | |
G_0 = G \times_{U, \text{pr}_0} (U \times_S U) = G \times_S U | |
$$ | |
as a group scheme over $U \times_S U$. The action of $G$ on $R$ of | |
Lemma \ref{lemma-groupoid-action-stabilizer} | |
induces an action of $G_0$ on $R$ over $U \times_S U$ | |
which turns $R$ into a pseudo $G_0$-torsor over $U \times_S U$. | |
\end{lemma} | |
\begin{proof} | |
This is true because in a groupoid category $\mathcal{C}$ the set | |
$\Mor_\mathcal{C}(x, y)$ is a principal homogeneous set | |
under the group $\Mor_\mathcal{C}(y, y)$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-fibres-j} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Let $p \in U \times_S U$ be a point. Denote | |
$R_p$ the scheme theoretic fibre of $j = (t, s) : R \to U \times_S U$. | |
If $R_p \not = \emptyset$, then the action | |
$$ | |
G_{0, \kappa(p)} \times_{\kappa(p)} R_p \longrightarrow R_p | |
$$ | |
(see | |
Lemma \ref{lemma-groupoid-action-stabilizer-pseudo-torsor}) | |
which turns $R_p$ into a $G_{\kappa(p)}$-torsor over $\kappa(p)$. | |
\end{lemma} | |
\begin{proof} | |
The action is a pseudo-torsor by the lemma cited in the statement. | |
And if $R_p$ is not the empty scheme, then $\{R_p \to p\}$ | |
is an fpqc covering which trivializes the pseudo-torsor. | |
\end{proof} | |
\section{Restricting groupoids} | |
\label{section-restrict-groupoid} | |
\noindent | |
Consider a (usual) groupoid | |
$\mathcal{C} = (\text{Ob}, \text{Arrows}, s, t, c)$. | |
Suppose we have a map of sets $g : \text{Ob}' \to \text{Ob}$. | |
Then we can construct a groupoid | |
$\mathcal{C}' = (\text{Ob}', \text{Arrows}', s', t', c')$ | |
by thinking of a morphism between elements $x', y'$ of $\text{Ob}'$ | |
as a morphism in $\mathcal{C}$ between $g(x'), g(y')$. | |
In other words we set | |
$$ | |
\text{Arrows}' = | |
\text{Ob}' | |
\times_{g, \text{Ob}, t} | |
\text{Arrows} | |
\times_{s, \text{Ob}, g} | |
\text{Ob}'. | |
$$ | |
with obvious choices for $s'$, $t'$, and $c'$. There is a canonical | |
functor $\mathcal{C}' \to \mathcal{C}$ which is fully faithful, | |
but not necessarily essentially surjective. This groupoid $\mathcal{C}'$ | |
endowed with the functor $\mathcal{C}' \to \mathcal{C}$ | |
is called the {\it restriction} of the groupoid | |
$\mathcal{C}$ to $\text{Ob}'$. | |
\begin{lemma} | |
\label{lemma-restrict-groupoid} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Let $g : U' \to U$ be a morphism of schemes. | |
Consider the following diagram | |
$$ | |
\xymatrix{ | |
R' \ar[d] \ar[r] \ar@/_3pc/[dd]_{t'} \ar@/^1pc/[rr]^{s'}& | |
R \times_{s, U} U' \ar[r] \ar[d] & | |
U' \ar[d]^g \\ | |
U' \times_{U, t} R \ar[d] \ar[r] & | |
R \ar[r]^s \ar[d]_t & | |
U \\ | |
U' \ar[r]^g & | |
U | |
} | |
$$ | |
where all the squares are fibre product squares. Then there is a | |
canonical composition law $c' : R' \times_{s', U', t'} R' \to R'$ | |
such that $(U', R', s', t', c')$ is a groupoid scheme over | |
$S$ and such that $U' \to U$, $R' \to R$ defines a morphism | |
$(U', R', s', t', c') \to (U, R, s, t, c)$ of groupoid schemes over $S$. | |
Moreover, for any scheme $T$ over $S$ the functor of groupoids | |
$$ | |
(U'(T), R'(T), s', t', c') \to (U(T), R(T), s, t, c) | |
$$ | |
is the restriction (see above) of $(U(T), R(T), s, t, c)$ via the map | |
$U'(T) \to U(T)$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\begin{definition} | |
\label{definition-restrict-groupoid} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Let $g : U' \to U$ be a morphism of schemes. | |
The morphism of groupoids | |
$(U', R', s', t', c') \to (U, R, s, t, c)$ | |
constructed in Lemma \ref{lemma-restrict-groupoid} is called | |
the {\it restriction of $(U, R, s, t, c)$ to $U'$}. | |
We sometime use the notation $R' = R|_{U'}$ in this case. | |
\end{definition} | |
\begin{lemma} | |
\label{lemma-restrict-groupoid-relation} | |
The notions of restricting groupoids and | |
(pre-)equivalence relations defined in Definitions | |
\ref{definition-restrict-groupoid} and \ref{definition-restrict-relation} | |
agree via the constructions of | |
Lemmas \ref{lemma-groupoid-pre-equivalence} and | |
\ref{lemma-equivalence-groupoid}. | |
\end{lemma} | |
\begin{proof} | |
What we are saying here is that $R'$ of | |
Lemma \ref{lemma-restrict-groupoid} is also | |
equal to | |
$$ | |
R' = (U' \times_S U')\times_{U \times_S U} R | |
\longrightarrow | |
U' \times_S U' | |
$$ | |
In fact this might have been a clearer way to state that lemma. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-restrict-stabilizer} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Let $g : U' \to U$ be a morphism of schemes. | |
Let $(U', R', s', t', c')$ be the restriction of $(U, R, s, t, c)$ via $g$. | |
Let $G$ be the stabilizer of $(U, R, s, t, c)$ and let | |
$G'$ be the stabilizer of $(U', R', s', t', c')$. | |
Then $G'$ is the base change of $G$ by $g$, i.e., | |
there is a canonical identification $G' = U' \times_{g, U} G$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\section{Invariant subschemes} | |
\label{section-invariant} | |
\noindent | |
In this section we discuss briefly the notion of an invariant subscheme. | |
\begin{definition} | |
\label{definition-invariant-open} | |
Let $(U, R, s, t, c)$ be a groupoid scheme over the base scheme $S$. | |
\begin{enumerate} | |
\item A subset $W \subset U$ is {\it set-theoretically $R$-invariant} | |
if $t(s^{-1}(W)) \subset W$. | |
\item An open $W \subset U$ is {\it $R$-invariant} if | |
$t(s^{-1}(W)) \subset W$. | |
\item A closed subscheme $Z \subset U$ is called {\it $R$-invariant} | |
if $t^{-1}(Z) = s^{-1}(Z)$. Here we use the scheme theoretic inverse image, see | |
Schemes, Definition \ref{schemes-definition-inverse-image-closed-subscheme}. | |
\item A monomorphism of schemes $T \to U$ is {\it $R$-invariant} if | |
$T \times_{U, t} R = R \times_{s, U} T$ as schemes over $R$. | |
\end{enumerate} | |
\end{definition} | |
\noindent | |
For subsets and open subschemes $W \subset U$ the $R$-invariance | |
is also equivalent to requiring that $s^{-1}(W) = t^{-1}(W)$ | |
as subsets of $R$. If $W \subset U$ is an $R$-equivariant open subscheme | |
then the restriction of $R$ to $W$ is just $R_W = s^{-1}(W) = t^{-1}(W)$. | |
Similarly, if $Z \subset U$ is an $R$-invariant closed subscheme, then | |
the restriction of $R$ to $Z$ is just $R_Z = s^{-1}(Z) = t^{-1}(Z)$. | |
\begin{lemma} | |
\label{lemma-constructing-invariant-opens} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
\begin{enumerate} | |
\item For any subset $W \subset U$ the subset $t(s^{-1}(W))$ | |
is set-theoretically $R$-invariant. | |
\item If $s$ and $t$ are open, then for every open $W \subset U$ | |
the open $t(s^{-1}(W))$ is an $R$-invariant open subscheme. | |
\item If $s$ and $t$ are open and quasi-compact, then $U$ has an open | |
covering consisting of $R$-invariant quasi-compact open subschemes. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Part (1) follows from | |
Lemmas \ref{lemma-pre-equivalence-equivalence-relation-points} and | |
\ref{lemma-groupoid-pre-equivalence}, namely, $t(s^{-1}(W))$ | |
is the set of points of $U$ equivalent to a point of $W$. | |
Next, assume $s$ and $t$ open and $W \subset U$ open. | |
Since $s$ is open the set $W' = t(s^{-1}(W))$ is an open subset of $U$. | |
Finally, assume that $s$, $t$ are both open and quasi-compact. | |
Then, if $W \subset U$ is a quasi-compact open, then also | |
$W' = t(s^{-1}(W))$ is a quasi-compact open, and invariant by the | |
discussion above. Letting $W$ range over all affine opens of $U$ | |
we see (3). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-first-observation} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume $s$ and $t$ quasi-compact and flat and $U$ quasi-separated. | |
Let $W \subset U$ be quasi-compact open. Then $t(s^{-1}(W))$ | |
is an intersection of a nonempty family of quasi-compact open subsets of $U$. | |
\end{lemma} | |
\begin{proof} | |
Note that $s^{-1}(W)$ is quasi-compact open in $R$. | |
As a continuous map $t$ maps the quasi-compact subset | |
$s^{-1}(W)$ to a quasi-compact subset $t(s^{-1}(W))$. | |
As $t$ is flat and $s^{-1}(W)$ is closed under generalization, | |
so is $t(s^{-1}(W))$, see | |
(Morphisms, Lemma \ref{morphisms-lemma-generalizations-lift-flat} and | |
Topology, Lemma \ref{topology-lemma-lift-specializations-images}). | |
Pick a quasi-compact open $W' \subset U$ containing $t(s^{-1}(W))$. By | |
Properties, Lemma \ref{properties-lemma-quasi-compact-quasi-separated-spectral} | |
we see that $W'$ is a spectral space (here we use that $U$ is quasi-separated). | |
Then the lemma follows from | |
Topology, Lemma \ref{topology-lemma-make-spectral-space} | |
applied to $t(s^{-1}(W)) \subset W'$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-second-observation} | |
Assumptions and notation as in Lemma \ref{lemma-first-observation}. | |
There exists an $R$-invariant open $V \subset U$ and a quasi-compact | |
open $W'$ such that $W \subset V \subset W' \subset U$. | |
\end{lemma} | |
\begin{proof} | |
Set $E = t(s^{-1}(W))$. Recall that $E$ is set-theoretically $R$-invariant | |
(Lemma \ref{lemma-constructing-invariant-opens}). | |
By Lemma \ref{lemma-first-observation} there exists a quasi-compact | |
open $W'$ containing $E$. Let $Z = U \setminus W'$ and consider | |
$T = t(s^{-1}(Z))$. Observe that $Z \subset T$ and that | |
$E \cap T = \emptyset$ because $s^{-1}(E) = t^{-1}(E)$ is disjoint | |
from $s^{-1}(Z)$. Since $T$ is the image of the closed subset | |
$s^{-1}(Z) \subset R$ under the quasi-compact morphism $t : R \to U$ | |
we see that any point $\xi$ in the closure $\overline{T}$ | |
is the specialization of a point of $T$, see | |
Morphisms, Lemma \ref{morphisms-lemma-reach-points-scheme-theoretic-image} (and | |
Morphisms, Lemma \ref{morphisms-lemma-quasi-compact-scheme-theoretic-image} | |
to see that the scheme theoretic image is the closure of the image). | |
Say $\xi' \leadsto \xi$ with $\xi' \in T$. Suppose that $r \in R$ and | |
$s(r) = \xi$. Since $s$ is flat we can find a specialization $r' \leadsto r$ | |
in $R$ such that $s(r') = \xi'$ | |
(Morphisms, Lemma \ref{morphisms-lemma-generalizations-lift-flat}). | |
Then $t(r') \leadsto t(r)$. We conclude that $t(r') \in T$ as $T$ | |
is set-theoretically invariant by | |
Lemma \ref{lemma-constructing-invariant-opens}. | |
Thus $\overline{T}$ is a set-theoretically $R$-invariant closed subset | |
and $V = U \setminus \overline{T}$ is the open we are | |
looking for. It is contained in $W'$ which finishes the proof. | |
\end{proof} | |
\section{Quotient sheaves} | |
\label{section-quotient-sheaves} | |
\noindent | |
Let $\tau \in \{Zariski, \etale, fppf, smooth, syntomic\}$. | |
Let $S$ be a scheme. | |
Let $j : R \to U \times_S U$ be a pre-relation over $S$. | |
Say $U, R, S$ are objects of a $\tau$-site $\Sch_\tau$ | |
(see Topologies, Section \ref{topologies-section-procedure}). | |
Then we can consider the functors | |
$$ | |
h_U, h_R : | |
(\Sch/S)_\tau^{opp} | |
\longrightarrow | |
\textit{Sets}. | |
$$ | |
These are sheaves, see | |
Descent, Lemma \ref{descent-lemma-fpqc-universal-effective-epimorphisms}. | |
The morphism $j$ induces a map $j : h_R \to h_U \times h_U$. | |
For each object $T \in \Ob((\Sch/S)_\tau)$ | |
we can take the equivalence relation $\sim_T$ generated by | |
$j(T) : R(T) \to U(T) \times U(T)$ and consider the quotient. | |
Hence we get a presheaf | |
\begin{equation} | |
\label{equation-quotient-presheaf} | |
(\Sch/S)_\tau^{opp} | |
\longrightarrow | |
\textit{Sets}, \quad | |
T \longmapsto U(T)/\sim_T | |
\end{equation} | |
\begin{definition} | |
\label{definition-quotient-sheaf} | |
Let $\tau$, $S$, and the pre-relation $j : R \to U \times_S U$ be as above. | |
In this setting the {\it quotient sheaf $U/R$} associated | |
to $j$ is the sheafification of the presheaf | |
(\ref{equation-quotient-presheaf}) in the $\tau$-topology. | |
If $j : R \to U \times_S U$ comes from the action of a group scheme | |
$G/S$ on $U$ as in Lemma \ref{lemma-groupoid-from-action} then we | |
sometimes denote the quotient sheaf $U/G$. | |
\end{definition} | |
\noindent | |
This means exactly that the diagram | |
$$ | |
\xymatrix{ | |
h_R \ar@<1ex>[r] \ar@<-1ex>[r] & | |
h_U \ar[r] & | |
U/R | |
} | |
$$ | |
is a coequalizer diagram in the category of sheaves of sets | |
on $(\Sch/S)_\tau$. Using the Yoneda embedding we | |
may view $(\Sch/S)_\tau$ as a full subcategory of | |
sheaves on $(\Sch/S)_\tau$ and hence identify schemes | |
with representable functors. Using this abuse of notation | |
we will often depict the diagram above simply | |
$$ | |
\xymatrix{ | |
R \ar@<1ex>[r]^s \ar@<-1ex>[r]_t & | |
U \ar[r] & | |
U/R | |
} | |
$$ | |
We will mostly work with the fppf topology when considering | |
quotient sheaves of groupoids/equivalence relations. | |
\begin{definition} | |
\label{definition-representable-quotient} | |
In the situation of Definition \ref{definition-quotient-sheaf}. | |
We say that the pre-relation $j$ has a | |
{\it representable quotient} if the sheaf $U/R$ is representable. | |
We will say a groupoid $(U, R, s, t, c)$ has a | |
{\it representable quotient} | |
if the quotient $U/R$ with $j = (t, s)$ is representable. | |
\end{definition} | |
\noindent | |
The following lemma characterizes schemes $M$ representing the quotient. | |
It applies for example if $\tau = fppf$, $U \to M$ is flat, | |
of finite presentation and surjective, and $R \cong U \times_M U$. | |
\begin{lemma} | |
\label{lemma-criterion-quotient-representable} | |
In the situation of Definition \ref{definition-quotient-sheaf}. | |
Assume there is a scheme $M$, and a morphism $U \to M$ such that | |
\begin{enumerate} | |
\item the morphism $U \to M$ equalizes $s, t$, | |
\item the morphism $U \to M$ induces a surjection of sheaves | |
$h_U \to h_M$ in the $\tau$-topology, and | |
\item the induced map $(t, s) : R \to U \times_M U$ induces a | |
surjection of sheaves $h_R \to h_{U \times_M U}$ in the $\tau$-topology. | |
\end{enumerate} | |
In this case $M$ represents the quotient sheaf $U/R$. | |
\end{lemma} | |
\begin{proof} | |
Condition (1) says that $h_U \to h_M$ factors through $U/R$. | |
Condition (2) says that $U/R \to h_M$ is surjective as a map of sheaves. | |
Condition (3) says that $U/R \to h_M$ is injective as a map of sheaves. | |
Hence the lemma follows. | |
\end{proof} | |
\noindent | |
The following lemma is wrong if we do not require $j$ to be a | |
pre-equivalence relation (but just a pre-relation say). | |
\begin{lemma} | |
\label{lemma-quotient-pre-equivalence} | |
Let $\tau \in \{Zariski, \etale, fppf, smooth, syntomic\}$. | |
Let $S$ be a scheme. | |
Let $j : R \to U \times_S U$ be a pre-equivalence relation over $S$. | |
Assume $U, R, S$ are objects of a $\tau$-site $\Sch_\tau$. | |
For $T \in \Ob((\Sch/S)_\tau)$ and | |
$a, b \in U(T)$ the following are equivalent: | |
\begin{enumerate} | |
\item $a$ and $b$ map to the same element of $(U/R)(T)$, and | |
\item there exists a $\tau$-covering $\{f_i : T_i \to T\}$ of $T$ | |
and morphisms $r_i : T_i \to R$ such that | |
$a \circ f_i = s \circ r_i$ and $b \circ f_i = t \circ r_i$. | |
\end{enumerate} | |
In other words, in this case the map of $\tau$-sheaves | |
$$ | |
h_R \longrightarrow h_U \times_{U/R} h_U | |
$$ | |
is surjective. | |
\end{lemma} | |
\begin{proof} | |
Omitted. Hint: The reason this works is that the presheaf | |
(\ref{equation-quotient-presheaf}) in this case is really given | |
by $T \mapsto U(T)/j(R(T))$ as $j(R(T)) \subset U(T) \times U(T)$ | |
is an equivalence relation, see | |
Definition \ref{definition-equivalence-relation}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-quotient-pre-equivalence-relation-restrict} | |
Let $\tau \in \{Zariski, \etale, fppf, smooth, syntomic\}$. | |
Let $S$ be a scheme. | |
Let $j : R \to U \times_S U$ be a pre-equivalence relation over $S$ | |
and $g : U' \to U$ a morphism of schemes over $S$. | |
Let $j' : R' \to U' \times_S U'$ be the restriction of $j$ to $U'$. | |
Assume $U, U', R, S$ are objects of a $\tau$-site $\Sch_\tau$. | |
The map of quotient sheaves | |
$$ | |
U'/R' \longrightarrow U/R | |
$$ | |
is injective. If $g$ defines a surjection $h_{U'} \to h_U$ of sheaves | |
in the $\tau$-topology (for example if $\{g : U' \to U\}$ is a | |
$\tau$-covering), then $U'/R' \to U/R$ is an isomorphism. | |
\end{lemma} | |
\begin{proof} | |
Suppose $\xi, \xi' \in (U'/R')(T)$ are sections which | |
map to the same section of $U/R$. | |
Then we can find a $\tau$-covering $\mathcal{T} = \{T_i \to T\}$ of $T$ | |
such that $\xi|_{T_i}, \xi'|_{T_i}$ are given by $a_i, a_i' \in U'(T_i)$. By | |
Lemma \ref{lemma-quotient-pre-equivalence} | |
and the axioms of a site we may after refining | |
$\mathcal{T}$ assume there exist morphisms $r_i : T_i \to R$ | |
such that $g \circ a_i = s \circ r_i$, $g \circ a_i' = t \circ r_i$. | |
Since by construction | |
$R' = R \times_{U \times_S U} (U' \times_S U')$ | |
we see that $(r_i, (a_i, a_i')) \in R'(T_i)$ and this | |
shows that $a_i$ and $a_i'$ define the same section | |
of $U'/R'$ over $T_i$. By the sheaf condition this implies | |
$\xi = \xi'$. | |
\medskip\noindent | |
If $h_{U'} \to h_U$ is a surjection | |
of sheaves, then of course $U'/R' \to U/R$ is surjective also. | |
If $\{g : U' \to U\}$ is a $\tau$-covering, then | |
the map of sheaves $h_{U'} \to h_U$ is surjective, see | |
Sites, Lemma \ref{sites-lemma-covering-surjective-after-sheafification}. | |
Hence $U'/R' \to U/R$ is surjective also in this case. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-quotient-groupoid-restrict} | |
Let $\tau \in \{Zariski, \etale, fppf, smooth, syntomic\}$. | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Let $g : U' \to U$ a morphism of schemes over $S$. | |
Let $(U', R', s', t', c')$ be the restriction of $(U, R, s, t, c)$ to $U'$. | |
Assume $U, U', R, S$ are objects of a $\tau$-site $\Sch_\tau$. | |
The map of quotient sheaves | |
$$ | |
U'/R' \longrightarrow U/R | |
$$ | |
is injective. If the composition | |
$$ | |
\xymatrix{ | |
U' \times_{g, U, t} R \ar[r]_-{\text{pr}_1} \ar@/^3ex/[rr]^h | |
& R \ar[r]_s & U | |
} | |
$$ | |
defines a surjection of sheaves in the $\tau$-topology then | |
the map is bijective. This holds for example if | |
$\{h : U' \times_{g, U, t} R \to U\}$ is a $\tau$-covering, or | |
if $U' \to U$ defines a surjection of sheaves in the $\tau$-topology, or if | |
$\{g : U' \to U\}$ is a covering in the $\tau$-topology. | |
\end{lemma} | |
\begin{proof} | |
Injectivity follows on combining | |
Lemmas \ref{lemma-groupoid-pre-equivalence} and | |
\ref{lemma-quotient-pre-equivalence-relation-restrict}. | |
To see surjectivity (see | |
Sites, Section \ref{sites-section-sheaves-injective} | |
for a characterization of surjective maps of sheaves) we argue as follows. | |
Suppose that $T$ is a scheme and $\sigma \in U/R(T)$. | |
There exists a covering $\{T_i \to T\}$ such that $\sigma|_{T_i}$ | |
is the image of some element $f_i \in U(T_i)$. Hence we | |
may assume that $\sigma$ is the image of $f \in U(T)$. | |
By the assumption that $h$ is a surjection of sheaves, we | |
can find a $\tau$-covering $\{\varphi_i : T_i \to T\}$ and morphisms | |
$f_i : T_i \to U' \times_{g, U, t} R$ such that | |
$f \circ \varphi_i = h \circ f_i$. Denote | |
$f'_i = \text{pr}_0 \circ f_i : T_i \to U'$. Then we see that | |
$f'_i \in U'(T_i)$ maps to $g \circ f'_i \in U(T_i)$ and | |
that $g \circ f'_i \sim_{T_i} h \circ f_i = f \circ \varphi_i$ | |
notation as in (\ref{equation-quotient-presheaf}). Namely, the | |
element of $R(T_i)$ giving the relation is $\text{pr}_1 \circ f_i$. | |
This means that the restriction | |
of $\sigma$ to $T_i$ is in the image of $U'/R'(T_i) \to U/R(T_i)$ | |
as desired. | |
\medskip\noindent | |
If $\{h\}$ is a $\tau$-covering, then it induces a surjection of sheaves, see | |
Sites, Lemma \ref{sites-lemma-covering-surjective-after-sheafification}. | |
If $U' \to U$ is surjective, then also $h$ is surjective as $s$ has a section | |
(namely the neutral element $e$ of the groupoid scheme). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-criterion-fibre-product} | |
Let $S$ be a scheme. Let $f : (U, R, j) \to (U', R', j')$ be a morphism | |
between equivalence relations over $S$. Assume that | |
$$ | |
\xymatrix{ | |
R \ar[d]_s \ar[r]_f & R' \ar[d]^{s'} \\ | |
U \ar[r]^f & U' | |
} | |
$$ | |
is cartesian. For any | |
$\tau \in \{Zariski, \etale, fppf, smooth, syntomic\}$ | |
the diagram | |
$$ | |
\xymatrix{ | |
U \ar[d] \ar[r] & U/R \ar[d]^f \\ | |
U' \ar[r] & U'/R' | |
} | |
$$ | |
is a fibre product square of $\tau$-sheaves. | |
\end{lemma} | |
\begin{proof} | |
By Lemma \ref{lemma-quotient-pre-equivalence} the quotient sheaves | |
have a simple description which we will use below without further mention. | |
We first show that | |
$$ | |
U \longrightarrow U' \times_{U'/R'} U/R | |
$$ | |
is injective. Namely, assume $a, b \in U(T)$ map to the same element | |
on the right hand side. Then $f(a) = f(b)$. After replacing $T$ by the | |
members of a $\tau$-covering we may assume that there exists an | |
$r \in R(T)$ such that $a = s(r)$ and $b = t(r)$. Then $r' = f(r)$ | |
is a $T$-valued point of $R'$ with $s'(r') = t'(r')$. Hence | |
$r' = e'(f(a))$ (where $e'$ is the identity of the groupoid | |
scheme associated to $j'$, see Lemma \ref{lemma-equivalence-groupoid}). | |
Because the first diagram of the lemma is cartesian this implies | |
that $r$ has to equal $e(a)$. Thus $a = b$. | |
\medskip\noindent | |
Finally, we show that the displayed arrow is surjective. Let | |
$T$ be a scheme over $S$ and let $(a', \overline{b})$ be a section | |
of the sheaf $U' \times_{U'/R'} U/R$ over $T$. After replacing $T$ | |
by the members of a $\tau$-covering we may assume that $\overline{b}$ | |
is the class of an element $b \in U(T)$. After replacing $T$ | |
by the members of a $\tau$-covering we may assume that there exists | |
an $r' \in R'(T)$ such that $a' = t(r')$ and $s'(r') = f(b)$. | |
Because the first diagram of the lemma is cartesian we can find | |
$r \in R(T)$ such that $s(r) = b$ and $f(r) = r'$. Then it is clear | |
that $a = t(r) \in U(T)$ is a section which maps to | |
$(a', \overline{b})$. | |
\end{proof} | |
\section{Descent in terms of groupoids} | |
\label{section-groupoids-descent} | |
\noindent | |
Cartesian morphisms are defined as follows. | |
\begin{definition} | |
\label{definition-cartesian-morphism} | |
Let $S$ be a scheme. Let $f : (U', R', s', t', c') \to (U, R, s, t, c)$ be | |
a morphism of groupoid schemes over $S$. We say $f$ is {\it cartesian}, or | |
that {\it $(U', R', s', t', c')$ is cartesian over $(U, R, s, t, c)$}, | |
if the diagram | |
$$ | |
\xymatrix{ | |
R' \ar[r]_f \ar[d]_{s'} & R \ar[d]^s \\ | |
U' \ar[r]^f & U | |
} | |
$$ | |
is a fibre square in the category of schemes. A {\it morphism of groupoid | |
schemes cartesian over $(U, R, s, t, c)$} is a morphism of groupoid | |
schemes compatible with the structure morphisms towards $(U, R, s, t, c)$. | |
\end{definition} | |
\noindent | |
Cartesian morphisms are related to descent data. First we prove a general | |
lemma describing the category of cartesian groupoid schemes over a | |
fixed groupoid scheme. | |
\begin{lemma} | |
\label{lemma-characterize-cartesian-schemes} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
The category of groupoid schemes cartesian over $(U, R, s, t, c)$ | |
is equivalent to the category of pairs $(V, \varphi)$ where $V$ is a | |
scheme over $U$ and | |
$$ | |
\varphi : | |
V \times_{U, t} R | |
\longrightarrow | |
R \times_{s, U} V | |
$$ | |
is an isomorphism over $R$ such that $e^*\varphi = \text{id}_V$ and such that | |
$$ | |
c^*\varphi = \text{pr}_1^*\varphi \circ \text{pr}_0^*\varphi | |
$$ | |
as morphisms of schemes over $R \times_{s, U, t} R$. | |
\end{lemma} | |
\begin{proof} | |
The pullback notation in the lemma signifies base change. The displayed | |
formula makes sense because | |
$$ | |
(R \times_{s, U, t} R) \times_{\text{pr}_1, R, \text{pr}_1} (V \times_{U, t} R) | |
= | |
(R \times_{s, U, t} R) \times_{\text{pr}_0, R, \text{pr}_0} (R \times_{s, U} V) | |
$$ | |
as schemes over $R \times_{s, U, t} R$. | |
\medskip\noindent | |
Given $(V, \varphi)$ we set $U' = V$ and $R' = V \times_{U, t} R$. | |
We set $t' : R' \to U'$ equal to the projection $V \times_{U, t} R \to V$. | |
We set $s'$ equal to $\varphi$ followed by the projection | |
$R \times_{s, U} V \to V$. We set $c'$ equal to the composition | |
\begin{align*} | |
R' \times_{s', U', t'} R' | |
& \xrightarrow{\varphi, 1} | |
(R \times_{s, U} V) \times_V (V \times_{U, t} R) \\ | |
& \xrightarrow{} | |
R \times_{s, U} V \times_{U, t} R \\ | |
& \xrightarrow{\varphi^{-1}, 1} | |
V \times_{U, t} (R \times_{s, U, t} R) \\ | |
& \xrightarrow{1, c} | |
V \times_{U, t} R = R' | |
\end{align*} | |
A computation, which we omit shows that we obtain a groupoid scheme | |
over $(U, R, s, t, c)$. It is clear that this groupoid scheme is | |
cartesian over $(U, R, s, t, c)$. | |
\medskip\noindent | |
Conversely, given $f : (U', R', s', t', c') \to (U, R, s, t, c)$ | |
cartesian then the morphisms | |
$$ | |
U' \times_{U, t} R \xleftarrow{t', f} R' \xrightarrow{f, s'} R \times_{s, U} U' | |
$$ | |
are isomorphisms and we can set $V = U'$ and $\varphi$ equal to the | |
composition $(f, s') \circ (t', f)^{-1}$. We omit the proof that | |
$\varphi$ satisfies the conditions in the lemma. We omit the proof that | |
these constructions are mutually inverse. | |
\end{proof} | |
\noindent | |
Let $S$ be a scheme. Let $f : X \to Y$ be a morphism of schemes over $S$. Then | |
we obtain a groupoid scheme $(X, X \times_Y X, \text{pr}_1, \text{pr}_0, c)$ | |
over $S$. Namely, $j : X \times_Y X \to X \times_S X$ is an equivalence | |
relation and we can take the associated groupoid, see | |
Lemma \ref{lemma-equivalence-groupoid}. | |
\begin{lemma} | |
\label{lemma-cartesian-equivalent-descent-datum} | |
Let $S$ be a scheme. Let $f : X \to Y$ be a morphism of schemes over $S$. | |
The construction of Lemma \ref{lemma-characterize-cartesian-schemes} | |
determines an equivalence | |
$$ | |
\begin{matrix} | |
\text{category of groupoid schemes} \\ | |
\text{cartesian over } (X, X \times_Y X, \ldots) | |
\end{matrix} | |
\longrightarrow | |
\begin{matrix} | |
\text{ category of descent data} \\ | |
\text{ relative to } X/Y | |
\end{matrix} | |
$$ | |
\end{lemma} | |
\begin{proof} | |
This is clear from | |
Lemma \ref{lemma-characterize-cartesian-schemes} | |
and the definition of descent data on schemes in | |
Descent, Definition \ref{descent-definition-descent-datum}. | |
\end{proof} | |
\section{Separation conditions} | |
\label{section-separation} | |
\noindent | |
This really means conditions on the morphism $j : R \to U \times_S U$ | |
when given a groupoid $(U, R, s, t, c)$ over $S$. As in the previous | |
section we first formulate the corresponding diagram. | |
\begin{lemma} | |
\label{lemma-diagram-diagonal} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid over $S$. | |
Let $G \to U$ be the stabilizer group scheme. | |
The commutative diagram | |
$$ | |
\xymatrix{ | |
R \ar[d]^{\Delta_{R/U \times_S U}} \ar[rrr]_{f \mapsto (f, s(f))} & & & | |
R \times_{s, U} U \ar[d] \ar[r] & U \ar[d] \\ | |
R \times_{(U \times_S U)} R \ar[rrr]^{(f, g) \mapsto (f, f^{-1} \circ g)} & & & | |
R \times_{s, U} G \ar[r] & G | |
} | |
$$ | |
the two left horizontal arrows are isomorphisms | |
and the right square is a fibre product square. | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
Exercise in the definitions and the functorial point of | |
view in algebraic geometry. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-diagonal} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid over $S$. | |
Let $G \to U$ be the stabilizer group scheme. | |
\begin{enumerate} | |
\item The following are equivalent | |
\begin{enumerate} | |
\item $j : R \to U \times_S U$ is separated, | |
\item $G \to U$ is separated, and | |
\item $e : U \to G$ is a closed immersion. | |
\end{enumerate} | |
\item The following are equivalent | |
\begin{enumerate} | |
\item $j : R \to U \times_S U$ is quasi-separated, | |
\item $G \to U$ is quasi-separated, and | |
\item $e : U \to G$ is quasi-compact. | |
\end{enumerate} | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
The group scheme $G \to U$ is the base change of $R \to U \times_S U$ | |
by the diagonal morphism $U \to U \times_S U$, see | |
Lemma \ref{lemma-groupoid-stabilizer}. Hence if | |
$j$ is separated (resp.\ quasi-separated), | |
then $G \to U$ is separated (resp.\ quasi-separated). | |
(See Schemes, Lemma | |
\ref{schemes-lemma-separated-permanence}). | |
Thus (a) $\Rightarrow$ (b) in both (1) and (2). | |
\medskip\noindent | |
If $G \to U$ is separated (resp.\ quasi-separated), then the morphism | |
$U \to G$, as a section of the structure morphism $G \to U$ is a closed | |
immersion (resp.\ quasi-compact), see | |
Schemes, Lemma \ref{schemes-lemma-section-immersion}. | |
Thus (b) $\Rightarrow$ (a) in both (1) and (2). | |
\medskip\noindent | |
By the result of | |
Lemma \ref{lemma-diagram-diagonal} | |
(and Schemes, Lemmas \ref{schemes-lemma-base-change-immersion} | |
and \ref{schemes-lemma-quasi-compact-preserved-base-change}) | |
we see that if $e$ is a closed immersion (resp.\ quasi-compact) | |
$\Delta_{R/U \times_S U}$ is a closed | |
immersion (resp.\ quasi-compact). | |
Thus (c) $\Rightarrow$ (a) in both (1) and (2). | |
\end{proof} | |
\section{Finite flat groupoids, affine case} | |
\label{section-finite-flat} | |
\noindent | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume $U = \Spec(A)$, and $R = \Spec(B)$ are affine. | |
In this case we get two ring maps | |
$s^\sharp, t^\sharp : A \longrightarrow B$. | |
Let $C$ be the equalizer of $s^\sharp$ and $t^\sharp$. In a formula | |
\begin{equation} | |
\label{equation-invariants} | |
C = \{a \in A \mid t^\sharp(a) = s^\sharp(a) \}. | |
\end{equation} | |
We will sometimes call this the {\it ring of $R$-invariant functions on $U$}. | |
What properties does $M = \Spec(C)$ have? The first observation is | |
that the diagram | |
$$ | |
\xymatrix{ | |
R \ar[r]_s \ar[d]_t & U \ar[d] \\ | |
U \ar[r] & M | |
} | |
$$ | |
is commutative, i.e., the morphism $U \to M$ equalizes $s, t$. | |
Moreover, if $T$ is any affine scheme, and if $U \to T$ is | |
a morphism which equalizes $s, t$, then $U \to T$ factors through $U \to M$. | |
In other words, $U \to M$ is a coequalizer in the category of affine schemes. | |
\medskip\noindent | |
We would like to find conditions that guarantee the morphism $U \to M$ is | |
really a ``quotient'' in the category of schemes. We will discuss this at | |
length elsewhere (insert future reference here); here we just discuss some | |
special cases. Namely, we will focus on the case where $s, t$ are finite | |
locally free. | |
\begin{example} | |
\label{example-quotient-projective-line} | |
Let $k$ be a field. Let $U = \text{GL}_{2, k}$. Let $B \subset \text{GL}_2$ | |
be the closed subgroup scheme of upper triangular matrices. | |
Then the quotient sheaf $\text{GL}_{2, k}/B$ (in the Zariski, \'etale or | |
fppf topology, see Definition \ref{definition-quotient-sheaf}) is | |
representable by the projective line: $\mathbf{P}^1 = \text{GL}_{2, k}/B$. | |
(Details omitted.) | |
On the other hand, the ring of invariant functions in this case is just $k$. | |
Note that in this case the morphisms | |
$s, t : R = \text{GL}_{2, k} \times_k B \to \text{GL}_{2, k} = U$ are smooth | |
of relative dimension $3$. | |
\end{example} | |
\noindent | |
Recall that in Exercises, Exercises \ref{exercises-exercise-trace-det} and | |
\ref{exercises-exercise-trace-det-rings} we have defined the determinant | |
and the norm for finitely locally free modules and finite locally free ring | |
extensions. If $\varphi : A \to B$ is a finite locally free ring map, then | |
we will denote $\text{Norm}_\varphi(b) \in A$ the norm of $b \in B$. In the | |
case of a finite locally free morphism of schemes, the norm was constructed | |
in Divisors, Lemma \ref{divisors-lemma-finite-locally-free-has-norm}. | |
\begin{lemma} | |
\label{lemma-determinant-trick} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume $U = \Spec(A)$ and $R = \Spec(B)$ are affine and | |
$s, t : R \to U$ finite locally free. | |
Let $C$ be as in (\ref{equation-invariants}). | |
Let $f \in A$. Then $\text{Norm}_{s^\sharp}(t^\sharp(f)) \in C$. | |
\end{lemma} | |
\begin{proof} | |
Consider the commutative diagram | |
$$ | |
\xymatrix{ | |
& U & \\ | |
R \ar[d]_s \ar[ru]^t & | |
R \times_{s, U, t} R | |
\ar[l]^-{\text{pr}_0} \ar[d]^{\text{pr}_1} \ar[r]_-c & | |
R \ar[d]^s \ar[lu]_t \\ | |
U & R \ar[l]_t \ar[r]^s & U | |
} | |
$$ | |
of Lemma \ref{lemma-diagram}. | |
Think of $f \in \Gamma(U, \mathcal{O}_U)$. The commutativity of the | |
top part of the diagram shows that | |
$\text{pr}_0^\sharp(t^\sharp(f)) = c^\sharp(t^\sharp(f))$ as elements of | |
$\Gamma(R \times_{S, U, t} R, \mathcal{O})$. | |
Looking at the right lower cartesian square | |
the compatibility of the norm construction with base change shows that | |
$s^\sharp(\text{Norm}_{s^\sharp}(t^\sharp(f))) = | |
\text{Norm}_{\text{pr}_1^\sharp}(c^\sharp(t^\sharp(f)))$. | |
Similarly we get | |
$t^\sharp(\text{Norm}_{s^\sharp}(t^\sharp(f))) = | |
\text{Norm}_{\text{pr}_1^\sharp}(\text{pr}_0^\sharp(t^\sharp(f)))$. | |
Hence by the first equality of this proof we see that | |
$s^\sharp(\text{Norm}_{s^\sharp}(t^\sharp(f))) = | |
t^\sharp(\text{Norm}_{s^\sharp}(t^\sharp(f)))$ as desired. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-finite-locally-free-disjoint-free} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume $s, t : R \to U$ finite locally free. | |
Then | |
$$ | |
U = \coprod\nolimits_{r \geq 1} U_r | |
$$ | |
is a disjoint union of $R$-invariant opens such that the restriction $R_r$ of | |
$R$ to $U_r$ has the property that $s, t : R_r \to U_r$ are finite locally | |
free of rank $r$. | |
\end{lemma} | |
\begin{proof} | |
By | |
Morphisms, Lemma \ref{morphisms-lemma-finite-locally-free} | |
there exists a decomposition | |
$U = \coprod\nolimits_{r \geq 0} U_r$ | |
such that $s : s^{-1}(U_r) \to U_r$ is finite locally free of rank $r$. | |
As $s$ is surjective we see that $U_0 = \emptyset$. | |
Note that $u \in U_r \Leftrightarrow$ if and only if the scheme theoretic fibre | |
$s^{-1}(u)$ has degree $r$ over $\kappa(u)$. Now, if $z \in R$ with $s(z) = u$ | |
and $t(z) = u'$ then using notation as in Lemma \ref{lemma-diagram} | |
$$ | |
\text{pr}_1^{-1}(z) \to \Spec(\kappa(z)) | |
$$ | |
is the base change of both | |
$s^{-1}(u) \to \Spec(\kappa(u))$ and $s^{-1}(u') \to \Spec(\kappa(u'))$ | |
by the lemma cited. Hence $u \in U_r \Leftrightarrow u' \in U_r$, | |
in other words, the open subsets $U_r$ are $R$-invariant. | |
In particular the restriction of $R$ to $U_r$ is just | |
$s^{-1}(U_r)$ and $s : R_r \to U_r$ is finite locally free of rank $r$. | |
As $t : R_r \to U_r$ is isomorphic to $s$ by the inverse of $R_r$ | |
we see that it has also rank $r$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-integral-over-invariants} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume $U = \Spec(A)$ and $R = \Spec(B)$ are affine and | |
$s, t : R \to U$ finite locally free. | |
Let $C \subset A$ be as in (\ref{equation-invariants}). | |
Then $A$ is integral over $C$. | |
\end{lemma} | |
\begin{proof} | |
First, by Lemma \ref{lemma-finite-locally-free-disjoint-free} | |
we know that $(U, R, s, t, c)$ is a disjoint union | |
of groupoid schemes $(U_r, R_r, s, t, c)$ such that each $s, t : R_r \to U_r$ | |
has constant rank $r$. As $U$ is quasi-compact, we have $U_r = \emptyset$ for | |
almost all $r$. It suffices to prove the lemma for each $(U_r, R_r, s, t, c)$ | |
and hence we may assume that $s, t$ are finite locally free of rank $r$. | |
\medskip\noindent | |
Assume that $s, t$ are finite locally free of rank $r$. | |
Let $f \in A$. Consider the element $x - f \in A[x]$, where we think | |
of $x$ as the coordinate on $\mathbf{A}^1$. | |
Since | |
$$ | |
(U \times \mathbf{A}^1, R \times \mathbf{A}^1, | |
s \times \text{id}_{\mathbf{A}^1}, | |
t \times \text{id}_{\mathbf{A}^1}, | |
c \times \text{id}_{\mathbf{A}^1}) | |
$$ | |
is also a groupoid scheme with finite source and target, we may apply | |
Lemma \ref{lemma-determinant-trick} to it and we see that | |
$P(x) = \text{Norm}_{s^\sharp}(t^\sharp(x - f))$ | |
is an element of $C[x]$. Because $s^\sharp : A \to B$ is finite locally | |
free of rank $r$ we see that $P$ is monic of degree $r$. | |
Moreover $P(f) = 0$ by Cayley-Hamilton | |
(Algebra, Lemma \ref{algebra-lemma-charpoly}). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-invariants-base-change} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume $U = \Spec(A)$ and $R = \Spec(B)$ are affine and | |
$s, t : R \to U$ finite locally free. Let $C \subset A$ be as in | |
(\ref{equation-invariants}). Let $C \to C'$ be a ring map, and set | |
$U' = \Spec(A \otimes_C C')$, | |
$R' = \Spec(B \otimes_C C')$. | |
Then | |
\begin{enumerate} | |
\item The maps $s, t, c$ induce maps $s', t', c'$ such that | |
$(U', R', s', t', c')$ is a groupoid scheme. Let $C^1 \subset A'$ | |
be the $R'$-invariant functions on $U'$. | |
\item The canonical map $\varphi : C' \to C^1$ satisfies | |
\begin{enumerate} | |
\item for every $f \in C^1$ there exists an $n > 0$ and a | |
polynomial $P \in C'[x]$ whose image in $C^1[x]$ is | |
$(x - f)^n$, and | |
\item for every $f \in \Ker(\varphi)$ there exists | |
an $n > 0$ such that $f^n = 0$. | |
\end{enumerate} | |
\item If $C \to C'$ is flat then $\varphi$ is an isomorphism. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
The proof of part (1) is omitted. Let us denote $A' = A \otimes_C C'$ and | |
$B' = B \otimes_C C'$. Then we have | |
$$ | |
C^1 | |
= \{a \in A' \mid (t')^\sharp(a) = (s')^\sharp(a) \} | |
= \{a \in A \otimes_C C' \mid t^\sharp \otimes 1(a) = s^\sharp \otimes 1(a) \}. | |
$$ | |
In other words, $C^1$ is the kernel of the difference map | |
$(t^\sharp - s^\sharp) \otimes 1$ which is just the base change | |
of the $C$-linear map $t^\sharp - s^\sharp : A \to B$ by $C \to C'$. | |
Hence (3) follows. | |
\medskip\noindent | |
Proof of part (2)(b). Since $C \to A$ is integral | |
(Lemma \ref{lemma-integral-over-invariants}) and injective we see that | |
$\Spec(A) \to \Spec(C)$ is surjective, see | |
Algebra, Lemma \ref{algebra-lemma-integral-overring-surjective}. | |
Thus also $\Spec(A') \to \Spec(C')$ is surjective | |
as a base change of a surjective morphism | |
(Morphisms, Lemma \ref{morphisms-lemma-base-change-surjective}). | |
Hence $\Spec(C^1) \to \Spec(C')$ is surjective also. | |
This implies (2)(b) holds for example by | |
Algebra, Lemma \ref{algebra-lemma-image-dense-generic-points}. | |
\medskip\noindent | |
Proof of part (2)(a). By Lemma \ref{lemma-finite-locally-free-disjoint-free} | |
our groupoid scheme $(U, R, s, t, c)$ decomposes as a finite disjoint union | |
of groupoid schemes $(U_r, R_r, s, t, c)$ such that $s, t : R_r \to U_r$ | |
are finite locally free of rank $r$. Pulling back by $U' = \Spec(C') \to U$ | |
we obtain a similar decomposition of $U'$ and $U^1 = \Spec(C^1)$. | |
We will show in the next paragraph that (2)(a) holds for the corresponding | |
system of rings $A_r, B_r, C_r, C'_r, C^1_r$ with $n = r$. | |
Then given $f \in C^1$ let $P_r \in C_r[x]$ be the polynomial | |
whose image in $C^1_r[x]$ is the image of $(x - f)^r$. | |
Choosing a sufficiently divisible integer $n$ we see that | |
there is a polynomial $P \in C'[x]$ whose image in $C^1[x]$ is | |
$(x - f)^n$; namely, we take $P$ to be the unique element of | |
$C'[x]$ whose image in $C'_r[x]$ is $P_r^{n/r}$. | |
\medskip\noindent | |
In this paragraph we prove (2)(a) in case the ring maps | |
$s^\sharp, t^\sharp : A \to B$ are finite locally free of a fixed rank $r$. | |
Let $f \in C^1 \subset A' = A \otimes_C C'$. Choose a flat | |
$C$-algebra $D$ and a surjection $D \to C'$. Choose a lift | |
$g \in A \otimes_C D$ of $f$. | |
Consider the polynomial | |
$$ | |
P = \text{Norm}_{s^\sharp \otimes 1}(t^\sharp \otimes 1(x - g)) | |
$$ | |
in $(A \otimes_C D)[x]$. By Lemma \ref{lemma-determinant-trick} | |
and part (3) of the current lemma the coefficients of $P$ are in $D$ | |
(compare with the proof of Lemma \ref{lemma-integral-over-invariants}). | |
On the other hand, the image of $P$ in $(A \otimes_C C')[x]$ is | |
$(x - f)^r$ because $t^\sharp \otimes 1(x - f) = s^\sharp(x - f)$ | |
and $s^\sharp$ is finite locally free of rank $r$. | |
This proves what we want with $P$ as in the statement (2)(a) | |
given by the image of our $P$ under the map $D[x] \to C'[x]$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-points} | |
Let $S$ be a scheme. Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume $U = \Spec(A)$ and $R = \Spec(B)$ are affine and | |
$s, t : R \to U$ finite locally free. Let $C \subset A$ be as in | |
(\ref{equation-invariants}). Then $U \to M = \Spec(C)$ has | |
the following properties: | |
\begin{enumerate} | |
\item the map on points $|U| \to |M|$ is surjective and | |
$u_0, u_1 \in |U|$ map to the same point if and only if | |
there exists a $r \in |R|$ with $t(r) = u_0$ and $s(r) = u_1$, in | |
a formula | |
$$ | |
|M| = |U|/|R| | |
$$ | |
\item for any algebraically closed field $k$ we have | |
$$ | |
M(k) = U(k)/R(k) | |
$$ | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Since $C \to A$ is integral (Lemma \ref{lemma-integral-over-invariants}) | |
and injective we see that $\Spec(A) \to \Spec(C)$ is surjective, see | |
Algebra, Lemma \ref{algebra-lemma-integral-overring-surjective}. | |
Thus $|U| \to |M|$ is surjective. | |
\medskip\noindent | |
Let $k$ be an algebraically closed field and let $C \to k$ be a ring map. | |
Since surjective morphisms are preserved under base change | |
(Morphisms, Lemma \ref{morphisms-lemma-base-change-surjective}) | |
we see that $A \otimes_C k$ is not zero. Now $k \subset A \otimes_C k$ is a | |
nonzero integral extension. Hence any residue field of $A \otimes_C k$ | |
is an algebraic extension of $k$, hence equal to $k$. Thus we see that | |
$U(k) \to M(k)$ is surjective. | |
\medskip\noindent | |
Let $a_0, a_1 : A \to k$ be two ring maps. If there exists a ring map | |
$b : B \to k$ such that $a_0 = b \circ t^\sharp$ and $a_1 = b \circ s^\sharp$ | |
then we see that $a_0|_C = a_1|_C$ by definition. Thus the map | |
$U(k) \to M(k)$ equalizes the two maps $R(k) \to U(k)$. | |
Conversely, suppose that $a_0|_C = a_1|_C$. Let us name this algebra | |
map $c : C \to k$. Consider the diagram | |
$$ | |
\xymatrix{ | |
& & | |
B \ar@{-->}[lld] \\ | |
k & & | |
A | |
\ar@<0.5ex>[ll]^{a_0} | |
\ar@<-0.5ex>[ll]_{a_1} | |
\ar@<1ex>[u] | |
\ar@<-1ex>[u] \\ | |
& & | |
C \ar[u] \ar[llu]^c | |
} | |
$$ | |
If we can construct a dotted arrow making the diagram commute, then | |
the proof of part (2) of the lemma is complete. Since $s : A \to B$ is finite | |
there exist finitely many ring maps | |
$b_1, \ldots, b_n : B \to k$ such that $b_i \circ s^\sharp = a_1$. | |
If the dotted arrow does not exist, then we see that none of the | |
$a'_i = b_i \circ t^\sharp$, $i = 1, \ldots, n$ is equal to $a_0$. | |
Hence the maximal ideals | |
$$ | |
\mathfrak m'_i = \Ker(a_i' \otimes 1 : A \otimes_C k \to k) | |
$$ | |
of $A \otimes_C k$ are distinct from | |
$\mathfrak m = \Ker(a_0 \otimes 1 : A \otimes_C k \to k)$. | |
By Algebra, Lemma \ref{algebra-lemma-silly} we would get an element | |
$f \in A \otimes_C k$ with $f \in \mathfrak m$, but | |
$f \not \in \mathfrak m_i'$ for $i = 1, \ldots, n$. | |
Consider the norm | |
$$ | |
g = \text{Norm}_{s^\sharp \otimes 1}(t^\sharp \otimes 1(f)) | |
\in | |
A \otimes_C k | |
$$ | |
By Lemma \ref{lemma-determinant-trick} this lies in the invariants | |
$C^1 \subset A \otimes_C k$ of the base change | |
groupoid (base change via the map $c : C \to k$). On the one hand, | |
$a_1(g) \in k^*$ since | |
the value of $t^\sharp(f)$ at all the points (which correspond to | |
$b_1, \ldots, b_n$) lying over $a_1$ is | |
invertible (insert future reference on property determinant here). | |
On the other hand, since $f \in \mathfrak m$, we see that | |
$f$ is not a unit, hence $t^\sharp(f)$ is not a unit | |
(as $t^\sharp \otimes 1$ is faithfully flat), | |
hence its norm is not a unit (insert future reference | |
on property determinant here). We conclude that $C^1$ contains | |
an element which is not nilpotent | |
and not a unit. We will now show that this leads to a contradiction. | |
Namely, apply Lemma \ref{lemma-invariants-base-change} | |
to the map $c : C \to C' = k$, then | |
we see that the map of $k$ into the invariants $C^1$ is injective | |
and moreover, that for any element $x \in C^1$ there exists an integer | |
$n > 0$ such that $x^n \in k$. Hence every element of $C^1$ is | |
either a unit or nilpotent. | |
\medskip\noindent | |
We still have to finish the proof of (1). We already know that | |
$|U| \to |M|$ is surjective. It is clear that $|U| \to |M|$ is | |
$|R|$-invariant. Finally, suppose $u_0, u_1 \in U$ maps to the same | |
point $m \in M$. Then the induced field extensions $\kappa(u_0)/\kappa(m)$ | |
and $\kappa(u_1)/\kappa(m)$ are algebraic (as $A$ is integral over $C$ | |
as used above). Hence if $k$ is an algebraic closure of $\kappa(m)$ | |
then we can find $\kappa(m)$-embeddings $\overline{u}_0 : \kappa(u_0) \to k$ | |
and $\overline{u}_1 : \kappa(u_1) \to k$. These determine $k$-valued | |
points $\overline{u}_0, \overline{u}_1 \in U(k)$ mapping to the same | |
point of $M(k)$. By part (2) we see that there exists a point | |
$\overline{r} \in R(k)$ with $s(\overline{r}) = \overline{u}_0$ and | |
$t(\overline{r}) = \overline{u}_1$. The image $r \in R$ of $\overline{r}$ | |
is a point with $s(r) = u_0$ and $t(r) = u_1$ as desired. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-etale} | |
Let $S$ be a scheme. Let $f : (U', R', s', t') \to (U, R, s, t, c)$ be a | |
morphism of groupoid schemes over $S$. | |
\begin{enumerate} | |
\item $U$, $R$, $U'$, $R'$ are affine, | |
\item $s, t, s', t'$ are finite locally free, | |
\item the diagrams | |
$$ | |
\xymatrix{ | |
R' \ar[d]_{s'} \ar[r]_f & R \ar[d]^s \\ | |
U' \ar[r]^f & U | |
} | |
\quad | |
\quad | |
\xymatrix{ | |
R' \ar[d]_{t'} \ar[r]_f & R \ar[d]^t \\ | |
U' \ar[r]^f & U | |
} | |
\quad | |
\quad | |
\xymatrix{ | |
G' \ar[d] \ar[r]_f & G \ar[d] \\ | |
U' \ar[r]^f & U | |
} | |
$$ | |
are cartesian where $G$ and $G'$ are the stabilizer group schemes, and | |
\item $f : U' \to U$ is \'etale. | |
\end{enumerate} | |
Then the map $C \to C'$ from the $R$-invariant functions on $U$ | |
to the $R'$-invariant functions on $U'$ is \'etale and | |
$U' = \Spec(C') \times_{\Spec(C)} U$. | |
\end{lemma} | |
\begin{proof} | |
Set $M = \Spec(C)$ and $M' = \Spec(C')$. | |
Write $U = \Spec(A)$, $U' = \Spec(A')$, $R = \Spec(B)$, and | |
$R' = \Spec(B')$. We will use the results of | |
Lemmas \ref{lemma-integral-over-invariants}, | |
\ref{lemma-invariants-base-change}, and | |
\ref{lemma-points} | |
without further mention. | |
\medskip\noindent | |
Assume $C$ is a strictly henselian local ring. Let $p \in M$ | |
be the closed point and let $p' \in M'$ map to $p$. | |
Claim: in this case there is a disjoint union decomposition | |
$(U', R', s', t', c') = (U, R, s, t, c) \amalg (U'', R'', s'', t'', c'')$ | |
over $(U, R, s, t, c)$ such that for the corresponding | |
disjoint union decomposition $M' = M \amalg M''$ over $M$ | |
the point $p'$ corresponds to $p \in M$. | |
\medskip\noindent | |
The claim implies the lemma. Suppose that $M_1 \to M$ is a flat morphism | |
of affine schemes. Then we can base change everything to $M_1$ | |
without affecting the hypotheses (1) -- (4). | |
From Lemma \ref{lemma-invariants-base-change} | |
we see $M_1$, resp.\ $M_1'$ is the spectrum of the | |
$R_1$-invariant functions on $U_1$, | |
resp.\ the $R'_1$-invariant functions on $U'_1$. | |
Suppose that $p' \in M'$ maps to $p \in M$. | |
Let $M_1$ be the spectrum of the strict henselization of | |
$\mathcal{O}_{M, p}$ with closed point $p_1 \in M_1$. | |
Choose a point $p'_1 \in M'_1$ mapping to $p_1$ and $p'$. | |
From the claim we get | |
$$ | |
(U'_1, R'_1, s'_1, t'_1, c'_1) = | |
(U_1, R_1, s_1, t_1, c_1) \amalg | |
(U''_1, R''_1, s''_1, t''_1, c''_1) | |
$$ | |
and correspondingly $M'_1 = M_1 \amalg M''_1$ as a scheme over $M_1$. | |
Write $M_1 = \Spec(C_1)$ and write $C_1 = \colim C_i$ as a filtered | |
colimit of \'etale $C$-algebras. Set $M_i = \Spec(C_i)$. | |
The $M_1 = \lim M_i$ and similarly for the other schemes. | |
By Limits, Lemmas \ref{limits-lemma-descend-opens} and | |
\ref{limits-lemma-descend-isomorphism} | |
we can find an $i$ such that | |
$$ | |
(U'_i, R'_i, s'_i, t'_i, c'_i) = | |
(U_i, R_i, s_i, t_i, c_i) \amalg | |
(U''_i, R''_i, s''_i, t''_i, c''_i) | |
$$ | |
We conclude that $M'_i = M_i \amalg M''_i$. In particular | |
$M' \to M$ becomes \'etale at a point over $p'$ after an | |
\'etale base change. This implies that $M' \to M$ is \'etale at $p'$ | |
(for example by Morphisms, Lemma | |
\ref{morphisms-lemma-set-points-where-fibres-etale}). | |
We will prove $U' \cong M' \times_M U$ after we prove the claim. | |
\medskip\noindent | |
Proof of the claim. Observe that $U_p$ and $U'_{p'}$ have finitely many points. | |
For $u \in U_p$ we have $\kappa(u)/\kappa(p)$ is algebraic, | |
hence $\kappa(u)$ is separably closed. | |
As $U' \to U$ is \'etale, we conclude the morphism $U'_{p'} \to U_p$ | |
induces isomorphisms on residue field extensions. | |
Let $u' \in U'_{p'}$ with image $u \in U_p$. | |
By assumption (3) the morphism of scheme theoretic fibres | |
$(s')^{-1}(u') \to s^{-1}(u)$, | |
$(t')^{-1}(u') \to t^{-1}(u)$, and | |
$G'_{u'} \to G_u$ are isomorphisms. Observing that $U_p = t(s^{-1}(u))$ | |
(set theoretically) we conclude that the points of $U'_{p'}$ | |
surject onto the points of $U_p$. | |
Suppose that $u'_1$ and $u'_2$ are points of $U'_{p'}$ mapping | |
to the same point $u$ of $U_p$. Then there exists a point | |
$r' \in R'_{p'}$ with $s'(r') = u'_1$ and $t'(r') = u'_2$. | |
Consider the two towers of fields | |
$$ | |
\kappa(r')/\kappa(u'_1)/\kappa(u)/\kappa(p) \quad | |
\kappa(r')/\kappa(u'_2)/\kappa(u)/\kappa(p) | |
$$ | |
whose ``ends'' are the same as the two ``ends'' of the two towers | |
$$ | |
\kappa(r')/\kappa(u'_1)/\kappa(p')/\kappa(p) \quad | |
\kappa(r')/\kappa(u'_2)/\kappa(p')/\kappa(p) | |
$$ | |
These two induce the same maps $\kappa(p') \to \kappa(r')$ as | |
$(U'_{p'}, R'_{p'}, s', t', c')$ is a groupoid over $p'$. | |
Since $\kappa(u)/\kappa(p)$ is purely inseparable, | |
we conclude that the two induced maps | |
$\kappa(u) \to \kappa(r')$ are the same. | |
Therefore $r'$ maps to a point of the fibre $G_u$. | |
By assumption (3) we conclude that $r' \in (G')_{u'_1}$. | |
Namely, we may think of $G$ as a closed subscheme of $R$ | |
viewed as a scheme over $U$ via $s$ and use that | |
the base change to $U'$ gives $G' \subset R'$. | |
In particular we have $u'_1 = u'_2$. | |
We conclude that $U'_{p'} \to U_p$ is a bijective | |
map on points inducing isomorphisms on residue fields. | |
It follows that $U'_{p'}$ is a finite set of closed points | |
(Algebra, Lemma \ref{algebra-lemma-finite-residue-extension-closed}) | |
and hence $U'_{p'}$ is closed in $U'$. | |
Let $J' \subset A'$ be the radical ideal cutting out $U'_{p'}$ | |
set theoretically. | |
\medskip\noindent | |
Second part proof of the claim. | |
Let $\mathfrak m \subset C$ be the maximal ideal. | |
Observe that $(A, \mathfrak m A)$ is a henselian pair by | |
More on Algebra, Lemma \ref{more-algebra-lemma-integral-over-henselian-pair}. | |
Let $J = \sqrt{\mathfrak m A}$. | |
Then $(A, J)$ is a henselian pair | |
(More on Algebra, Lemma \ref{more-algebra-lemma-change-ideal-henselian-pair}) | |
and the \'etale ring map | |
$A \to A'$ induces an isomorphism $A/J \to A'/J'$ | |
by our deliberations above. | |
We conclude that $A' = A \times A''$ by | |
More on Algebra, Lemma \ref{more-algebra-lemma-characterize-henselian-pair}. | |
Consider the corresponding disjoint union | |
decomposition $U' = U \amalg U''$. The open $(s')^{-1}(U)$ is the | |
set of points of $R'$ specializing to a point of $R'_{p'}$. | |
Similarly for $(t')^{-1}(U)$. Similarly we have | |
$(s')^{-1}(U'') = (t')^{-1}(U'')$ as this is the set of | |
points which do not specialize to $R'_{p'}$. | |
Hence we obtain a disjoint union decomposition | |
$$ | |
(U', R', s', t', c') = | |
(U, R, s, t, c) \amalg | |
(U'', R'', s'', t'', c'') | |
$$ | |
This immediately gives $M' = M \amalg M''$ and the proof of the claim | |
is complete. | |
\medskip\noindent | |
We still have to prove that the canonical map $U' \to M' \times_M U$ | |
is an isomorphism. It is an \'etale morphism | |
(Morphisms, Lemma \ref{morphisms-lemma-etale-permanence}). | |
On the other hand, by base changing to strictly henselian local rings | |
(as in the third paragraph of the proof) and using the bijectivity | |
$U'_{p'} \to U_p$ established in the course of the proof of the claim, | |
we see that $U' \to M' \times_M U$ is universally bijective | |
(some details omitted). However, a universally bijective | |
\'etale morphism is an isomorphism | |
(Descent, Lemma \ref{descent-lemma-universally-injective-etale-open-immersion}) | |
and the proof is complete. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-basis} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume | |
\begin{enumerate} | |
\item $U = \Spec(A)$, and $R = \Spec(B)$ are affine, and | |
\item there exist elements $x_i \in A$, $i \in I$ such that | |
$B = \bigoplus_{i \in I} s^\sharp(A)t^\sharp(x_i)$. | |
\end{enumerate} | |
Then $A = \bigoplus_{i\in I} Cx_i$, and $B \cong A \otimes_C A$ | |
where $C \subset A$ is the $R$-invariant | |
functions on $U$ as in (\ref{equation-invariants}). | |
\end{lemma} | |
\begin{proof} | |
During this proof we will write $s, t : A \to B$ instead of | |
$s^\sharp, t^\sharp$, and similarly $c : B \to B \otimes_{s, A, t} B$. | |
We write $p_0 : B \to B \otimes_{s, A, t} B$, $b \mapsto b \otimes 1$ and | |
$p_1 : B \to B \otimes_{s, A, t} B$, $b \mapsto 1 \otimes b$. By | |
Lemma \ref{lemma-diagram-pull} | |
and the definition of $C$ we have the following | |
commutative diagram | |
$$ | |
\xymatrix{ | |
B \otimes_{s, A, t} B & | |
B \ar@<-1ex>[l]_-c \ar@<1ex>[l]^-{p_0} & | |
A \ar[l]^t \\ | |
B \ar[u]^{p_1} & | |
A \ar@<-1ex>[l]_s \ar@<1ex>[l]^t \ar[u]_s & | |
C \ar[u] \ar[l] | |
} | |
$$ | |
Moreover the tow left squares are cocartesian in the category of rings, and | |
the top row is isomorphic to the diagram | |
$$ | |
\xymatrix{ | |
B \otimes_{t, A, t} B & | |
B \ar@<-1ex>[l]_-{p_1} \ar@<1ex>[l]^-{p_0} & | |
A \ar[l]^t | |
} | |
$$ | |
which is an equalizer diagram according to | |
Descent, Lemma \ref{descent-lemma-ff-exact} because condition (2) implies | |
in particular that $s$ (and hence also then isomorphic arrow $t$) | |
is faithfully flat. | |
The lower row is an equalizer diagram by definition of $C$. | |
We can use the $x_i$ and get a commutative diagram | |
$$ | |
\xymatrix{ | |
B \otimes_{s, A, t} B & | |
B \ar@<-1ex>[l]_-c \ar@<1ex>[l]^-{p_0} & | |
A \ar[l]^t \\ | |
\bigoplus_{i \in I} B x_i \ar[u]^{p_1} & | |
\bigoplus_{i \in I} A x_i \ar@<-1ex>[l]_s \ar@<1ex>[l]^t \ar[u]_s & | |
\bigoplus_{i \in I} C x_i \ar[u] \ar[l] | |
} | |
$$ | |
where in the right vertical arrow we map $x_i$ to $x_i$, | |
in the middle vertical arrow we map $x_i$ to $t(x_i)$ and | |
in the left vertical arrow we map $x_i$ to | |
$c(t(x_i)) = t(x_i) \otimes 1 = p_0(t(x_i))$ (equality by the commutativity | |
of the top part of the diagram in Lemma \ref{lemma-diagram}). Then the diagram | |
commutes. Moreover the middle vertical arrow is an isomorphism | |
by assumption. Since the left two squares are cocartesian we | |
conclude that also the left vertical arrow is an isomorphism. | |
On the other hand, the horizontal rows are exact (i.e., they are | |
equalizers). Hence we conclude that also the right vertical arrow | |
is an isomorphism. | |
\end{proof} | |
\begin{proposition} | |
\label{proposition-finite-flat-equivalence} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume | |
\begin{enumerate} | |
\item $U = \Spec(A)$, and $R = \Spec(B)$ are affine, | |
\item $s, t : R \to U$ finite locally free, and | |
\item $j = (t, s)$ is an equivalence. | |
\end{enumerate} | |
In this case, let $C \subset A$ be as in | |
(\ref{equation-invariants}). Then $U \to M = \Spec(C)$ | |
is finite locally free and $R = U \times_M U$. | |
Moreover, $M$ represents the quotient sheaf $U/R$ | |
in the fppf topology (see Definition \ref{definition-quotient-sheaf}). | |
\end{proposition} | |
\begin{proof} | |
During this proof we use the notation $s, t : A \to B$ | |
instead of the notation $s^\sharp, t^\sharp$. | |
By Lemma \ref{lemma-criterion-quotient-representable} | |
it suffices to show that $C \to A$ is finite locally free | |
and that the map | |
$$ | |
t \otimes s : A \otimes_C A \longrightarrow B | |
$$ | |
is an isomorphism. First, note that $j$ is a monomorphism, and | |
also finite (since already $s$ and $t$ are finite). Hence we see | |
that $j$ is a closed immersion by | |
Morphisms, Lemma \ref{morphisms-lemma-finite-monomorphism-closed}. | |
Hence $A \otimes_C A \to B$ is surjective. | |
\medskip\noindent | |
We will perform base change by flat ring maps $C \to C'$ as in | |
Lemma \ref{lemma-invariants-base-change}, and we will use that | |
formation of invariants commutes with flat base change, see | |
part (3) of the lemma cited. | |
We will show below that for every prime $\mathfrak p \subset C$, there exists | |
a local flat ring map $C_{\mathfrak p} \to C_{\mathfrak p}'$ | |
such that the result holds after a base change to $C_{\mathfrak p}'$. | |
This implies immediately | |
that $A \otimes_C A \to B$ is injective (use | |
Algebra, Lemma \ref{algebra-lemma-characterize-zero-local}). | |
It also implies that $C \to A$ is flat, by combining | |
Algebra, Lemmas \ref{algebra-lemma-local-flat-ff}, | |
\ref{algebra-lemma-flat-localization}, and | |
\ref{algebra-lemma-flatness-descends}. Then since $U \to \Spec(C)$ | |
is surjective also (Lemma \ref{lemma-points}) we conclude that $C \to A$ | |
is faithfully flat. Then the isomorphism $B \cong A \otimes_C A$ | |
implies that $A$ is a finitely presented $C$-module, see | |
Algebra, Lemma \ref{algebra-lemma-descend-properties-modules}. | |
Hence $A$ is finite locally free over $C$, see | |
Algebra, Lemma \ref{algebra-lemma-finite-projective}. | |
\medskip\noindent | |
By Lemma \ref{lemma-finite-locally-free-disjoint-free} | |
we know that $A$ is a finite | |
product of rings $A_r$ and $B$ is a finite product of rings $B_r$ | |
such that the groupoid scheme decomposes accordingly (see the proof | |
of Lemma \ref{lemma-integral-over-invariants}). | |
Then also $C$ is a product of rings $C_r$ and | |
correspondingly $C'$ decomposes as a product. Hence we may and do | |
assume that the ring maps $s, t : A \to B$ are finite | |
locally free of a fixed rank $r$. | |
\medskip\noindent | |
The local ring maps $C_{\mathfrak p} \to C_{\mathfrak p}'$ we are going | |
to use are any local flat ring maps such that the residue field of | |
$C_{\mathfrak p}'$ is infinite. | |
By Algebra, Lemma \ref{algebra-lemma-flat-local-given-residue-field} | |
such local ring maps exist. | |
\medskip\noindent | |
Assume $C$ is a local ring with maximal ideal $\mathfrak m$ and | |
infinite residue field, and assume that $s, t : A \to B$ is | |
finite locally free of constant rank $r > 0$. | |
Since $C \subset A$ is integral (Lemma \ref{lemma-integral-over-invariants}) | |
all primes lying over $\mathfrak m$ are maximal, and all maximal | |
ideals of $A$ lie over $\mathfrak m$. Similarly for $C \subset B$. | |
Pick a maximal ideal $\mathfrak m'$ | |
of $A$ lying over $\mathfrak m$ (exists by Lemma \ref{lemma-points}). | |
Since $t : A \to B$ is finite locally free there exist at most finitely | |
many maximal ideals of $B$ lying over $\mathfrak m'$. Hence we conclude | |
(by Lemma \ref{lemma-points} again) | |
that $A$ has finitely many maximal ideals, i.e., | |
$A$ is semi-local. This in turn implies that $B$ is semi-local as | |
well. OK, and now, because $t \otimes s : A \otimes_C A \to B$ is surjective, | |
we can apply | |
Algebra, Lemma \ref{algebra-lemma-semi-local-module-basis-in-submodule} | |
to the ring map $C \to A$, the $A$-module $M = B$ (seen as an $A$-module | |
via $t$) and the $C$-submodule $s(A) \subset B$. This lemma implies that there | |
exist $x_1, \ldots, x_r \in A$ such that $M$ is free over $A$ | |
on the basis $s(x_1), \ldots, s(x_r)$. Hence we conclude that $C \to A$ | |
is finite free and $B \cong A \otimes_C A$ by applying | |
Lemma \ref{lemma-basis}. | |
\end{proof} | |
\section{Finite flat groupoids} | |
\label{section-finite-flat-general} | |
\noindent | |
In this section we prove a lemma that will help to show that the quotient | |
of a scheme by a finite flat equivalence relation is a scheme, provided that | |
each equivalence class is contained in an affine. See | |
Properties of Spaces, | |
Proposition \ref{spaces-properties-proposition-finite-flat-equivalence-global}. | |
\begin{lemma} | |
\label{lemma-find-invariant-affine} | |
Let $S$ be a scheme. | |
Let $(U, R, s, t, c)$ be a groupoid scheme over $S$. | |
Assume $s$, $t$ are finite locally free. | |
Let $u \in U$ be a point such that $t(s^{-1}(\{u\}))$ | |
is contained in an affine open of $U$. | |
Then there exists an $R$-invariant affine open neighbourhood | |
of $u$ in $U$. | |
\end{lemma} | |
\begin{proof} | |
Since $s$ is finite locally free it has finite fibres. Hence | |
$t(s^{-1}(\{u\})) = \{u_1, \ldots, u_n\}$ is a finite set. | |
Note that $u \in \{u_1, \ldots, u_n\}$. | |
Let $W \subset U$ be an affine open containing $\{u_1, \ldots, u_n\}$, | |
in particular $u \in W$. Consider | |
$Z = R \setminus s^{-1}(W) \cap t^{-1}(W)$. This is a closed subset | |
of $R$. The image $t(Z)$ is a closed subset of $U$ which can be loosely | |
described as the set of points of $U$ which are $R$-equivalent to a point | |
of $U \setminus W$. Hence $W' = U \setminus t(Z)$ is an $R$-invariant, open | |
subscheme of $U$ contained in $W$, and $\{u_1, \ldots, u_n\} \subset W'$. | |
Picture | |
$$ | |
\{u_1, \ldots, u_n\} \subset W' \subset W \subset U. | |
$$ | |
Let $f \in \Gamma(W, \mathcal{O}_W)$ be an element such that | |
$\{u_1, \ldots, u_n\} \subset D(f) \subset W'$. Such an $f$ exists by | |
Algebra, Lemma \ref{algebra-lemma-silly}. By our choice of $W'$ we | |
have $s^{-1}(W') \subset t^{-1}(W)$, and hence we get a diagram | |
$$ | |
\xymatrix{ | |
s^{-1}(W') \ar[d]_s \ar[r]_-t & W \\ | |
W' | |
} | |
$$ | |
The vertical arrow is finite locally free by assumption. Set | |
$$ | |
g = \text{Norm}_s(t^\sharp f) \in \Gamma(W', \mathcal{O}_{W'}) | |
$$ | |
By construction $g$ is a function on $W'$ which is | |
nonzero in $u$, as $t^\sharp(f)$ is nonzero in each of the points of | |
$R$ lying over $u$, since $f$ is nonzero in $u_1, \ldots, u_n$. | |
Similarly, $D(g) \subset W'$ is equal to the | |
set of points $w$ such that $f$ is not zero in any of the points | |
equivalent to $w$. This means that $D(g)$ is an | |
$R$-invariant affine open of $W'$. The final picture is | |
$$ | |
\{u_1, \ldots, u_n\} \subset D(g) \subset D(f) \subset W' \subset W \subset U | |
$$ | |
and hence we win. | |
\end{proof} | |
\section{Descending quasi-projective schemes} | |
\label{section-quasi-projective} | |
\noindent | |
We can use Lemma \ref{lemma-find-invariant-affine} | |
to show that a certain type of descent datum is effective. | |
\begin{lemma} | |
\label{lemma-descend-along-finite} | |
Let $X \to Y$ be a surjective finite locally free morphism. | |
Let $V$ be a scheme over $X$ such that for all | |
$(y, v_1, \ldots, v_d)$ where $y \in Y$ and | |
$v_1, \ldots, v_d \in V_y$ there exists an affine open | |
$U \subset V$ with $v_1, \ldots, v_d \in U$. | |
Then any descent datum on $V/X/Y$ is effective. | |
\end{lemma} | |
\begin{proof} | |
Let $\varphi$ be a descent datum as in | |
Descent, Definition \ref{descent-definition-descent-datum}. | |
Recall that the functor from schemes over $Y$ to descent data | |
relative to $\{X \to Y\}$ is fully faithful, see | |
Descent, Lemma \ref{descent-lemma-refine-coverings-fully-faithful}. | |
Thus using Constructions, Lemma \ref{constructions-lemma-relative-glueing} | |
it suffices to prove the lemma in the case that $Y$ is affine. | |
Some details omitted (this argument can be avoided if $Y$ is | |
separated or has affine diagonal, because then every morphism from | |
an affine scheme to $X$ is affine). | |
\medskip\noindent | |
Assume $Y$ is affine. If $V$ is also affine, then we have effectivity by | |
Descent, Lemma \ref{descent-lemma-affine}. Hence by | |
Descent, Lemma \ref{descent-lemma-effective-for-fpqc-is-local-upstairs} | |
it suffices to prove that every point $v$ of $V$ has a $\varphi$-invariant | |
affine open neighbourhood. Consider the groupoid | |
$(X, X \times_Y X, \text{pr}_1, \text{pr}_0, \text{pr}_{02})$. | |
By Lemma \ref{lemma-cartesian-equivalent-descent-datum} | |
the descent datum $\varphi$ determines and is determined by | |
a cartesian morphism of groupoid schemes | |
$$ | |
(V, R, s, t, c) | |
\longrightarrow | |
(X, X \times_Y X, \text{pr}_1, \text{pr}_0, \text{pr}_{02}) | |
$$ | |
over $\Spec(\mathbf{Z})$. | |
Since $X \to Y$ is finite locally free, we see that | |
$\text{pr}_i : X \times_Y X \to X$ and hence $s$ and $t$ | |
are finite locally free. In particular the $R$-orbit | |
$t(s^{-1}(\{v\}))$ of our point $v \in V$ | |
is finite. Using the equivalence of categories of | |
Lemma \ref{lemma-cartesian-equivalent-descent-datum} | |
once more we see that $\varphi$-invariant opens of $V$ | |
are the same thing as $R$-invariant opens of $V$. | |
Our assumption shows there exists an affine open of $V$ | |
containing the orbit $t(s^{-1}(\{v\}))$ as all the points | |
in this orbit map to the same point of $Y$. | |
Thus Lemma \ref{lemma-find-invariant-affine} | |
provides an $R$-invariant affine open containing $v$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-descend-along-finite-quasi-projective} | |
Let $X \to Y$ be a surjective finite locally free morphism. | |
Let $V$ be a scheme over $X$ such that one of the following holds | |
\begin{enumerate} | |
\item $V \to X$ is projective, | |
\item $V \to X$ is quasi-projective, | |
\item there exists an ample invertible sheaf on $V$, | |
\item there exists an $X$-ample invertible sheaf on $V$, | |
\item there exists an $X$-very ample invertible sheaf on $V$. | |
\end{enumerate} | |
Then any descent datum on $V/X/Y$ is effective. | |
\end{lemma} | |
\begin{proof} | |
We check the condition in Lemma \ref{lemma-descend-along-finite}. | |
Let $y \in Y$ and $v_1, \ldots, v_d \in V$ points over $y$. | |
Case (1) is a special case of (2), see | |
Morphisms, Lemma \ref{morphisms-lemma-projective-quasi-projective}. | |
Case (2) is a special case of (4), see | |
Morphisms, Definition \ref{morphisms-definition-quasi-projective}. | |
If there exists an ample invertible sheaf on $V$, then | |
there exists an affine open containing $v_1, \ldots, v_d$ by | |
Properties, Lemma \ref{properties-lemma-ample-finite-set-in-affine}. | |
Thus (3) is true. | |
In cases (4) and (5) it is harmless to replace $Y$ by an | |
affine open neighbourhood of $y$. | |
Then $X$ is affine too. | |
In case (4) we see that $V$ has an ample invertible sheaf | |
by Morphisms, Definition \ref{morphisms-definition-relatively-ample} | |
and the result follows from case (3). | |
In case (5) we can replace $V$ by a quasi-compact open containing | |
$v_1, \ldots, v_d$ and we reduce to case (4) by | |
Morphisms, Lemma \ref{morphisms-lemma-ample-very-ample}. | |
\end{proof} | |
\input{chapters} | |
\bibliography{my} | |
\bibliographystyle{amsalpha} | |
\end{document} | |